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Volume 272, Number 36, Issue of September 5, 1997 pp. 22401-22404
©1997 by The American Society for Biochemistry and Molecular Biology, Inc.

COMMUNICATION:
Transcriptional Regulation of Apolipoprotein A-I Gene Expression by the Nuclear Receptor RORalpha *

(Received for publication, May 29, 1997, and in revised form, June 30, 1997)

Ngoc Vu-Dac Dagger , Philippe Gervois Dagger , Thilo Grötzinger Dagger , Piet De Vos Dagger , Kristina Schoonjans Dagger , Jean-Charles Fruchart Dagger , Johan Auwerx Dagger §, Jean Mariani , Alain Tedgui par and Bart Staels Dagger §**

From the Dagger  Département d'Athérosclérose, U.325 INSERM, Institut Pasteur de Lille and Université de Lille II, 1 Rue Calmette, 59019 Lille, France, par  U.141 INSERM and Institut Fédératif de Recherche "Circulation Lariboisière," 41 Bd. de la Chapelle, 75745 Paris Cédex 10, France, and the  Laboratoire de Neurobiologie du Développement, Institut des Neurosciences, CNRS URA1488 and Université P. and M. Curie, 9 Quai Saint-Bernard, 75005 Paris, France

ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS AND DISCUSSION
FOOTNOTES
ACKNOWLEDGEMENTS
REFERENCES


ABSTRACT

Since elevated concentrations of plasma high density lipoprotein (HDL) and its major apolipoprotein (apo), apoA-I, confer protection against atherosclerosis, considerable research efforts have focussed on the identification of factors regulating apoA-I gene expression in an attempt to increase its production. Nuclear receptors are interesting candidates because they are transcription factors whose activity is ligand-dependent. In the present study we identified the orphan receptor RORalpha 1 as an activator of apoA-I gene transcription. In apoA-I-expressing intestinal Caco-2 cells, overexpression of the RORalpha 1, but not the RORalpha 2 or RORalpha 3 isoforms, increased rat apoA-I gene transcription. Deletion and site-directed mutagenesis experiments identified a functional ROR-responsive element (RORE) in the rat and mouse apoA-I gene promoters, which overlaps with the TATA box. Gel shift experiments indicated that this RORE binds the RORalpha 1 isoform, but not the RORalpha 2 or RORalpha 3 isoforms. Furthermore, compared with wild type mice, apoA-I mRNA levels were significantly lower in small intestines of staggerer mice homozygous for a deletion in the RORalpha gene. In addition, reverse transcriptase-polymerase chain reaction analysis revealed the expression of RORalpha in small intestinal epithelium and in Caco-2 cells. These data indicate a novel, physiological role for RORalpha 1 in the regulation of genes involved in lipid and lipoprotein metabolism and possibly in the development of metabolic diseases, such as atherosclerosis.


INTRODUCTION

Results from several epidemiological studies have demonstrated that plasma concentrations of high density lipoprotein (HDL)1 and its major protein component, apolipoprotein (apo) A-I, are inversely correlated to the development of coronary artery disease (1-4). In addition, studies in transgenic mice and rabbits have shown that overexpression of the human apoA-I gene results in increased plasma HDL and apoA-I concentrations and confers protection against atherogenesis (5, 6), whereas elimination of the apoA-I gene by homologous recombination leads to a profound hypo-alpha -lipoproteinemia (7). Therefore, a thorough knowledge of the factors controlling apoA-I production and metabolism is essential to understand the causes of hypo-alpha -lipoproteinemia, the most common lipoprotein abnormality in patients with coronary artery disease (8).

To identify factors regulating apoA-I gene expression, we focussed our attention on various members of the superfamily of nuclear receptors. Nuclear receptors are transcription factors, which upon activation by specific ligands bind to response elements located in the regulatory regions of target genes and thereby modulate their transcriptional activity (9). As such nuclear receptors translate signals coming from the environment into changes in gene expression and are therefore interesting targets for pharmacological intervention. The largest class of nuclear receptors is constituted by the orphan receptors, for which no ligands have yet been identified (10). Furthermore, the physiological functions of most of the orphan receptors are not or only partly known, and target genes remain to be identified. Previous studies have shown that apoA-I gene expression is under control of various activators/ligands of nuclear receptors, such as glucocorticoid and thyroid hormones, estrogens, retinoids, and the hypolipidemic fibrate drugs, which are potent PPARalpha activators (11-15).

The ROR (retinoic acid receptor-related orphan receptor; also termed RZR) orphan receptors (16-18) constitute a subfamily of orphan receptors encoded by three different genes, RORalpha , -beta , and -gamma (16, 18, 19). RORs bind as monomers to response elements consisting of a 6-bp AT-rich sequence preceding the half-core PuGGTCA motif (16, 20, 21). Due to alternative splicing and promoter usage, the RORalpha gene gives rise to 4 isoforms, alpha 1, alpha 2, alpha 3, and RZRalpha (16-18), which differ in their N-terminal domains and display distinct DNA recognition and transactivation properties (16). Interestingly, a recent report identified the monogenic mutant staggerer (sg/sg) mice as deficient for RORalpha expression, due to a deletion in the gene of RORalpha (22). This deletion in the RORalpha gene in sg/sg mice prevents the translation of the putative ligand-binding domain, thereby presumably disrupting the normal function of this transcription factor (22). staggerer mice display a defect in the development of the Purkinje cells resulting in a severe neurological disorder characterized by cerebellar ataxia (23). However, at present it is unknown whether RORalpha deficiency in these mice also results in metabolic abnormalities.

In the present study, we identified RORalpha as a positive regulator of rat and mouse apoA-I gene transcription. Furthermore, we show that the expression of the apoA-I gene in the intestine of homozygous staggerer mice is severely repressed. Our data indicate a novel function for RORalpha as a factor regulating the expression of genes involved in lipid and lipoprotein metabolism.


EXPERIMENTAL PROCEDURES

Cloning and Construction of Recombinant Plasmids

PCR amplification and cloning of the rat apoA-I gene promoter fragments into the pBLCAT5 promoterless expression vector were described previously (24). Site-directed mutagenesis of the RORE was accomplished using the oligonucleotide 5'-CAC ACA TAT ATA GGC AGG GAA GAA GA-3' as a mutagenic primer on single-stranded DNA templates according to Kunkel (25). The rat wild-type (5'-GAT CCA CAC ATA TAT AGG TCA GGG AAG AAG A-3'), mutant (5'-GAT CCA CAC ATA TAT AGG CAG GGA AGA AGA-3'), and mouse (5'-GAT CCA CAC ATA TAT AGA CCA GGG AAG AAG A-3') apoA-I RORE and the consensus RORE (5'-GAT CCA GCT TAG AAT GTA GGT CAA-3') (20) oligonucleotides were cloned upstream of the thymidine kinase (TK) promoter of pBLCAT4 (26). Identity of all clones was verified by sequence analysis.

Transfections and Transient Expression Assays

Human colon carcinoma Caco-2 and African green monkey kidney CV-1 cells were transiently transfected by the calcium phosphate coprecipitation procedure using 5 µg of reporter vector and 2 µg of the various RORalpha expression vectors (kind gifts from Dr. V. Giguère) or empty pCMX plasmid vector. Each well was transfected with the same amount of DNA. CAT assays were performed exactly as described previously (27). A RSV-driven beta -galactosidase expression vector (1 µg) was included as a control for transfection efficiency. Autoradiographs of CAT assays were quantified by scintillation counting, and results were normalized for transfection efficiency. Transfection experiments were performed in triplicate and repeated at least 3 times.

Gel Retardation Assays

The pCMX-based RORalpha expression plasmids were in vitro transcribed using T7 polymerase and subsequently translated using rabbit reticulocyte lysate as directed by the manufacturer (Promega). DNA-protein binding assays were conducted as described (28). The above described rat and mouse apoA-I and the consensus RORE double-stranded oligonucleotides (20) were end-labeled using T4 polynucleotide kinase and [gamma 32P]ATP. For competition experiments, the indicated amounts of cold oligonucleotide were included just before labeled oligonucleotide was added.

Animal and RNA Analysis Experiments

staggerer (sg/sg) mutant mice (10 weeks of age) were obtained by crossing known heterozygotes (+/sg) and identifying homozygous offspring by their clinical ataxia. Mice were housed 2-5 per cage and maintained at 25 °C in a temperature-controlled room with a 12-h light-dark cycle. Water and food were given ad libitum. The small intestine was removed and divided in two sections of equal length (proximal and distal), opened longitudinally, washed in phosphate-buffered saline, and immediately frozen in liquid nitrogen. RNA extractions from rat and mouse intestinal epithelium and Caco-2 cells, Northern blot hybridizations, and measurement of apoA-I mRNA levels were performed as described (11). A beta -actin probe was used as a control probe (29).

For analysis of RORalpha expression, total RNA (100 ng) was reverse-transcribed using random hexamer primers and superscript reverse transcriptase. RORalpha mRNA was subsequently PCR-amplified (35 cycles of 1 min at 94 °C, 1 min at 55 °C, 1 min at 72 °C) using as primers the sense oligonucleotide 5'-GTC AGC AGC TTC TAC CTG GAC-3' and the antisense oligonucleotide 5'-GTG TTG TTC TGA GAG TGA AAG GCA CG-3' which are conserved between human and mouse (16, 22). The amplified fragment spans the deleted region in mouse, rat, and human RORalpha coding sequence, yielding a fragment of the expected size of 482 and 359 bp in wild type and staggerer mice, respectively.


RESULTS AND DISCUSSION

To determine whether apoA-I is a RORalpha target gene, the rat apoA-I gene promoter was cloned in front of a CAT reporter gene, and co-transfection experiments were performed in the intestinal carcinoma cell line Caco-2, which expresses the apoA-I gene. Co-transfection of a RORalpha 1 expression vector resulted in a more than 7-fold increase of CAT activity driven by a 1-kilobase pair apoA-I gene promoter fragment (Fig. 1A). By contrast, neither the activities of the promoter-less pBLCAT5 vector or a herpes simplex virus TK promoter-driven CAT vector were induced by RORalpha 1 co-transfection (not shown), indicating that apoA-I promoter transactivation by RORalpha 1 is specific. Upon 5' deletion of the apoA-I promoter, basal promoter activity dropped significantly in Caco-2 cells, an observation which is concordant with the absence of intestinal expression of an apoA-I transgene driven by the proximal apoA-I promoter (30, 31). However, RORalpha 1 overexpression still increased CAT activity approximately 4-fold (Fig. 1A). Since the RORalpha gene gives rise to different isoforms, we compared the transactivation potential of the RORalpha 1, -alpha 2, and -alpha 3 isoforms on the smaller rat apoA-I gene promoter construct next. In contrast to RORalpha 1, neither RORalpha 2 nor RORalpha 3 could activate apoA-I gene transcription (Fig. 1B). These data indicate the presence of a ROR-response element (RORE) in the first 252 bp of the apoA-I gene promoter, which is specific for the RORalpha 1 isoform. In vitro binding site selection experiments have indicated that RORalpha 1 binds preferentially to a half-core AGGTCA nuclear receptor recognition motif preceded by an AT-rich sequence (16, 20). Although the apoA-I gene promoter A- and C-sites have been shown to bind different members of the nuclear receptor superfamily (28, 32-34), none of them are preceded by an AT-rich sequence. However, careful inspection of the apoA-I promoter revealed the presence between nucleotides -21 and -32 of a perfectly conserved AGGTCA half-site preceded by the sequence ATATAT, which coincidently overlaps the TATA box (Fig. 2A). To determine whether this site mediates the effects of RORalpha 1 on apoA-I gene transcription, we introduced a mutation in the AGGTCA half-core motif, which should inactivate the AGGTCA site without affecting the TATA box function (Fig. 2A). In contrast to the wild-type (wt) construct, the mutated (mt) construct was no longer activated by RORalpha 1 overexpression in Caco-2 cells (Fig. 2, B and C).


Fig. 1. RORalpha 1, but not RORalpha 2 or RORalpha 3, increase rat apoA-I gene transcription. Human intestinal derived Caco-2 cells were transfected with a CAT reporter gene driven by the indicated apoA-I gene promoter fragments in the presence of the indicated RORalpha isoform or empty plasmid expression vectors and a RSV-driven beta Gal vector to normalize for transfection efficiency.
[View Larger Version of this Image (20K GIF file)]


Fig. 2. The rat apoA-I gene promoter contains a functional RORE. A, scheme depicting the rat apoA-I gene promoter containing the wild-type (wt) and mutant (mt) RORE sequences. The localization of the AGGTCA half-core motif is indicated by an arrow; the overlapping TATA box and AT-rich sequence are underlined. The mutated nucleotides are indicated in boldface. B, human intestinal Caco-2 cells were transfected with the wt and mt constructs indicated under A in the presence of RORalpha 1 or empty pCMX plasmid. CAT activity was determined and normalized to RSV-beta Gal activity. C, representative CAT assay.
[View Larger Version of this Image (44K GIF file)]

To determine whether the apoA-I RORE could confer ROR responsiveness to a heterologous promoter, the rat apoA-I RORE was cloned in front of the viral TK promoter, and co-transfection experiments were performed in CV-1 cells. The presence of a single copy of the rat apoA-I RORE, both cloned in the sense and antisense directions, resulted in a significant induction of TK promoter activity by RORalpha 1 co-transfection (Fig. 3B). Interestingly, RORalpha 1 overexpression consistently resulted in a more pronounced transactivation of the rat apoA-I RORE (cloned in its natural sense) compared with the previously described optimal RORE consensus sequence (Fig. 3, A and B) (20), thereby indicating that the rat apoA-I RORE is a very high affinity RORE (Fig. 3B). In contrast, overexpression of RORalpha 1 did not activate the mt apoA-I RORE (Fig. 3B).


Fig. 3. The rat and mouse apoA-I ROREs confer RORalpha 1 responsiveness to a heterologous promoter. The mouse, rat wild-type (wt), and mutant (mt) and classical RORE sequences (A) were cloned either in the sense (s) or antisense (as) direction in front of a heterologous TK promoter-containing CAT vector and transfected in the presence of RORalpha 1 or pCMX empty expression vector in CV-1 cells, and CAT activity was analyzed and normalized to RSV-beta Gal activity (B and C).
[View Larger Version of this Image (28K GIF file)]

Since homozygous staggerer mice have been shown to carry a deletion in the RORalpha gene (22) and may therefore constitute an excellent in vivo model to study the consequences of RORalpha deficiency on lipoprotein metabolism in general and apoA-I expression in particular, we next compared the putative mouse apoA-I gene promoter RORE sequence to the rat apoA-I and the consensus RORE sequences (Fig. 3A). Interestingly, whereas the AT-rich motif is conserved between the rat and mouse apoA-I gene promoters, two nucleotide differences occur in the AGGTCA motif (Fig. 3A). To determine whether this mouse apoA-I site could function as a RORE, we cloned three copies of the putative mouse apoA-I RORE in front of the TK promoter and performed co-transfection experiments with RORalpha 1 in CV-1 cells. Although less pronounced compared with the rat apoA-I RORE, overexpression of RORalpha 1 resulted in a significant activation of the TK promoter construct driven by three copies of the mouse apoA-I RORE (Fig. 3C).

Next, the binding activity of RORalpha to the mouse and rat apoA-I ROREs was determined by gel shift analysis and compared with that of the previously identified consensus RORE (20). RORalpha 1, but not RORalpha 2 or RORalpha 3, bound to the rat apoA-I RORE (Fig. 4, A and B), results which correlate well with the relative transactivation potential of the different RORalpha isoforms. This binding was specific since it could be competed by excess unlabeled oligonucleotide (Fig. 4A). Interestingly, the rat apoA-I RORE appears to bind RORalpha 1 with higher affinity than the consensus RORE (Fig. 4A). Furthermore, RORalpha 1 clearly binds to the mouse apoA-I RORE (Fig. 4C), although the affinity of the mouse RORE for RORalpha 1 is clearly lower than that of the rat apoA-I RORE, a fact which correlates well with the relative transactivation of both ROREs by RORalpha 1 (Fig. 3, B and C). These data indicate therefore that although the mouse apoA-I RORE appears to be a lower affinity RORE compared with the rat apoA-I RORE, it may be a functional RORE.


Fig. 4. RORalpha 1 binds to the mouse apoA-I, rat apoA-I, and consensus RORE sites. Gel retardation assays were performed on the indicated end-labeled classical RORE (A and C), rat wild-type (wt) and mutant (mt) (A and B), and mouse (C) apoA-I RORE oligonucleotides (indicated under Figs. 2C and 3A) in the presence of in vitro transcribed/translated RORalpha 1, RORalpha 2, RORalpha 3, or unprogrammed reticulocyte lysate. Competition experiments were performed in the presence (+) or absence (-) of unlabeled wild-type (Comp. wt, 10-, 50-, and 100-fold molar excess) or mutant (Comp. mt, 100-fold molar excess) oligonucleotide.
[View Larger Version of this Image (81K GIF file)]

These observations prompted us to analyze the physiological role of RORalpha in the regulation of apoA-I gene expression. Since homozygous staggerer mice have been shown to be monogenic mutants for the RORalpha gene (22), the expression of the apoA-I gene in different parts of the small intestine of these mice was analyzed next. ApoA-I mRNA levels were significantly lower both in proximal and distal small intestines of staggerer mice compared with wild type mice (Fig. 5). As a control, beta -actin mRNA levels were similar between sg/sg and wild-type mice.


Fig. 5. ApoA-I gene expression is decreased in the small intestine of homozygous staggerer mice. RNA was isolated from proximal and distal small intestines of homozygous staggerer (sg/sg) mice and wild type (+/+) mice, and apoA-I and beta -actin mRNA levels were measured as described under "Experimental Procedures."
[View Larger Version of this Image (74K GIF file)]

Finally, since direct regulation of apoA-I expression by RORalpha requires its expression in the small intestine, reverse transcriptase-PCR experiments were performed on RNA isolated from small intestinal epithelium cells from mice and rats as well as from Caco-2 cells. Using primers complementary to conserved sequences between mouse and human RORalpha (16, 22), a cDNA fragment of the expected size of 482 bp was amplified in rat and mouse epithelial cells as well as in Caco-2 cells, thereby indicating that RORalpha is expressed in the intestine (Fig. 6). Interestingly, in staggerer mice a truncated cDNA fragment of 359 bp exactly corresponding to the size of the deletion identified in the RORalpha gene in these mice was amplified (22). These observations warrant further studies in homozygous staggerer mice to determine the role of RORalpha in the control of HDL metabolism and its possible consequences for atherosclerosis susceptibility in vivo in staggerer mice.


Fig. 6. RORalpha is expressed in mouse and rat intestinal epithelium and in Caco-2 cells. Total RNA (100 ng) isolated from the indicated tissues or cells was reverse-transcribed and PCR-amplified as described under "Experimental Procedures." The size of the molecular mass markers in bp is indicated on the right. Control RT, reaction performed without addition of RNA.
[View Larger Version of this Image (120K GIF file)]

Altogether these results clearly indicate that apoA-I is a direct target gene for RORalpha 1 and that its expression in the intestine is under control of RORalpha 1. To our knowledge this is the first RORalpha target gene with a function in lipid and lipoprotein metabolism. The selective transactivation and binding of RORalpha 1, but not RORalpha 2 or RORalpha 3, to the apoA-I RORE is in agreement with previous reports, which indicated less restricted RORE binding requirements and higher transactivation potential of RORalpha 1 with respect to RORalpha 2 or RORalpha 3 (16). However, the presence of the reported sequence requirements for RORalpha 2 binding (a T at position -1 and an A at -4 relative to the AGGTCA half-site) in the apoA-I RORE (16, 18) contrasts to the absence of RORalpha 2 binding and transactivation on this RORE and suggests that other DNA sequence differences may also contribute to differentiate RORalpha 1 from RORalpha 2 binding. Computer homology searches allowed the identification of ROREs in a variety of genes, such as the human and mouse N-myc proto-oncogene, the mouse cellular retinol-binding protein I, chicken gamma F-crystallin, rat bone sialoprotein, mouse Purkinje cell protein 2, and human p21WAF1/CIP1 (16, 35-37). In addition, a RORE has also been identified in the promoter of the 5-lipoxygenase gene, which may mediate the negative regulation of its expression by melatonin, a possible ligand for ROR/RZRalpha and ROR/RZRbeta (38-40). However, the involvement of RORalpha in the down-regulation of this gene by melatonin has not been unequivocally demonstrated (40).

Most interesting is the observation that the apoA-I RORE overlaps with the TATA box. It remains to be determined whether RORalpha 1 interacts with the TATA box-binding protein or rather competes for its binding, but its close localization to the TATA box and the requirement of an AT-rich nucleotide stretch for binding suggests that RORalpha may compete for TATA box-binding protein binding resulting in a transcription initiation complex of higher activity. Although surprising, the identification of a potential similar TATA box overlapping RORE in the rat bone sialoprotein gene (36) suggests that RORalpha may have a more general function as a component of the basal transcription machinery.

In conclusion, we have shown that both the mouse and rat apoA-I genes are direct targets for RORalpha 1 and that RORalpha plays a physiological role in the expression of the apoA-I gene in the intestine. This is the first identification of a RORalpha target gene which is involved in plasma lipid and lipoprotein metabolism. These data suggest a physiological role of the nuclear receptor RORalpha in the control of lipoprotein metabolism.


FOOTNOTES

*   This work was supported by grants from Institut Pasteur, Région Nord-Pas de Calais, and INSERM.The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
§   Members of the CNRS.
**   To whom correspondence should be addressed: U.325 INSERM, Département d'Athérosclérose, Institut Pasteur, 1 Rue Calmette, 59019 Lille, France. Tel.: 33-3-20-87-73-88; Fax: 33-3-20-87-73-60; E-mail: Bart.Staels{at}pasteur-lille.fr.
1   The abbreviations used are: HDL, high density lipoprotein; apo, apolipoprotein; CAT, chloramphenicol acetyltransferase; ROR, retinoic acid receptor-related orphan receptor; RORE, ROR-responsive element; TK, thymidine kinase; bp, base pair(s); PCR, polymerase chain reaction; RSV, Rous sarcoma virus.

ACKNOWLEDGEMENTS

We acknowledge the technical contribution of I. Pineda-Torra, Y. Delplace, O. Vidal, and B. Derudas. We also thank Dr. V. Giguère for providing the different RORalpha expression vectors to us.


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