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(Received for publication, June 3, 1997, and in revised form, July 22, 1997)

From the Instituto de Investigaciones Biomédicas, Consejo Superior de Investigaciones Científicas, Arturo Duperier 4, 28029 Madrid, Spain
The brain is an important target for the human
immunodeficiency virus type 1 (HIV-1). We show here that nerve growth
factor (NGF), which induces neuronal differentiation and survival,
causes a strong activation of the HIV-1 long terminal repeat by a
Ras/Raf-dependent mechanism in PC12 cells. Mutation of the
B sequences contained whithin the long terminal repeat reduces
NGF-mediated stimulation. NGF does not activate NF-
B in PC12 cells,
but rather increases binding of other nuclear factors to the
B
sequences. Furthermore, a nuclear receptor response element contributes
to the stimulatory effect of NGF. The retinoids receptors have been
identified as components of the nuclear binding to the nuclear receptor
response element in NGF-treated PC12 cells. These results reveal the
importance of neurotrophins and nuclear receptor signaling pathways as
specific activators of HIV-1 gene expression in neural cells.
Although lymphocytes and macrophages are the prime target cells for the human immunodeficiency virus type 1 (HIV-1),1 the central nervous system is also an important target for the virus (1). Viral infection of the brain leads to massive neuronal damage resulting in the AIDS (acquired immunodeficiency syndrome) dementia complex. Studies in transgenic mice have revealed that the promoter of neurotropic HIV-1 strains directs gene expression in neurons throughout the nervous system (2). These results imply that neurons possess a specific transcription machinery capable of HIV-1 activation.
Stimulation of HIV-1 gene expression is mediated through viral
regulatory sequences located in the long terminal repeat (LTR). The
HIV-1 LTR contains two binding sites for NF-
B (nucleotides
104 to
81) (3, 4) in close proximity to three binding sites for the
transcription factor Sp1 (nucleotides
77 to
46) (5), and a
cooperative interaction between both is required for activation (6). In
primary cultures of neurons it has been described the existence of a
constitutive NF-
B activity (7) that appears to be responsible for
the strong HIV-1 LTR activity found in transient transfection studies
(8). Another transcription factor, BETA, present in neurons can also
bind the NF-
B sites (8, 9). Recent data have demonstrated the
existence of a nuclear receptor response element (NRRE) at sequences
352 to
320 (10). The orphan nuclear receptor COUP-TF (chicken
ovalbumin upstream promoter transcription factor) has been described to activate HIV-1 gene expression in neuroblastoma and oligodendroglioma cells (11), and the retinoid receptors RAR and RXR have been described
to play a role in stimulating HIV-1 expression in other cell types
(12).
PC12 pheochromocytoma cells have been extensively used as a neuronal
cell model. Upon treatment with nerve growth factor (NGF), PC12 cells
acquire certain characteristics of sympathetic neurons (13). Ligand
activation of the NGF receptor tyrosine kinase, the trkA
proto-oncogene product, leads to activation of Ras and of the
serine/threonine kinase Raf, which acts downstream of Ras in the
signaling pathway (14-16). The oncogenic form of Ras has been shown to
stimulate the HIV-1 LTR in PC12 cells (17). A low-affinity receptor for
NGF, p75NTR, which may also play a role in the signal
transduction pathway of this neurotrophin, is also expressed at high
levels in PC12 cells (18). It has been recently shown that in the
absence of TrkA, NGF binding to p75NTR activates NF-
B in
Schwann cells (19).
In this work we show that neuronal differentiation induced by NGF in
PC12 cells is accompanied by a significant activation of the HIV-1
promoter. This activation requires Ras and Raf and appears to be
mediated both by the
B sites and upstream sequences. However, PC12
cells do not contain constitutively active NF-
B complexes, and NGF
treatment does not induce NF-
B. Other nuclear proteins, which bind
to the NF-kB sites, are likely responsible for basal expression in PC12
cells. These proteins are induced by NGF. The neurotrophin also
increases the amount of nuclear factors interacting with the NRRE, and
we have identified RAR and RXR as important components of this in PC12
cells. Our results show the importance of specific cellular
transcription factors in the regulation of the HIV-1 promoter in
different cell types and suggest that neuronal differentiation could
play an important role in the activation of HIV-1 gene expression.
PC12 cells and the PC12 subline M-M17-26 (20), that expresses the dominant negative mutant Ha-RasAsn17 were cultured in RPMI medium containing 10% donor horse serum and 5% fetal calf serum (21).
PlasmidsA plasmid containing HIV-1 LTR sequences from
453 to +80 fused to luciferase (
453HIV-Luc) has been described
previously (17). Additional deletion mutants of the HIV-1 LTR extending to
453,
104,
76, and
28 of the HIV-LTR were constructed by polymerase chain reaction with primers which provide a 5
XhoI site and a 3
HindIII site. In the plasmid
453HIVmut-Luc, the GCG motif of both NF-
B binding sites located at
104/
76 has been mutated to TCT (17). Constitutive expression
vectors for oncogenic Ha-rasVal12,
v-raf, the dominant inhibitory
Ha-rasAsn17 mutant or a dominant
negative raf lacking the catalytic domain under control of
the Rous sarcoma virus (RSV) promoter were also used (21). Expression
vectors for the truncated receptors RAR419 and RXR445 have been
described previously (22).
The cells were transiently transfected by
the calcium phosphate method with 4 µg of the reporter constructs
(21). After overnight incubation with the calcium phosphate
precipitate, the cells were incubated with 7 S NGF or TNF
and
luciferase activity determined. When the cells were cotransfected with
the reporter plasmid and expression vectors, the amount of DNA was kept
constant by addition of the same amount of an "empty" noncoding
vector (RSV-0). Each treatment was performed in triplicate cultures
that normally exhibited less than 10-15% variation, and each
experiment was repeated at least three times with similar differences
in regulated expression.
Electrophoretic mobility shift
assays (EMSA) were performed using 5 µg of nuclear extracts in a
buffer containing approximately 30,000 cpm of 32P-labeled
oligonucleotide, 0.1 µg of poly(dI-dC), 40 mM Hepes, pH = 7, 140 mm NaCl, 4 mM dithiothreitol, 0.01%
Nonidet P-40, 100 µg/ml bovine serum albumin, 4% Ficoll. After
incubation, the samples were loaded onto a 4 or 6% nondenaturing
polyacrylamide gel. The
B oligonucleotides used were:
5
-CAAGGGACTTTCCGCTGGGGACTTTCCAGG-3
with sequences
104 to
76 of
HIV-1 LTR containing the
B-binding sites,
5
-CAATCTACTTTCCGCTGTCTACTTTCCAGG-3
in which both binding sites are
mutated, and 5
-TGCACAGAGGGGACTTTCCGAGAGG-3
containing the NF-
B
site from the
light chain enhancer. The B1 sequence, a
B
sequence that binds BETA, but not NF-
B, complexes was
5
-GCCTGGGGAGCCTCCCTCAAC-3
. For supershift assays, antibodies directed
against p50, p65, and NGFI-B purchased from Santa Cruz Biotechnology,
as well as specific antibodies against RAR
and RXR kindly provided
by P. Chambon, were mixed with the nuclear proteins for 15 min at
4 °C before addition of the probe. Oligonucleotides containing
nuclear receptor binding sites were:
5
-CCAGGGGTCAGATATCCACTGACCTTTGG-3
encompassing the NRRE present
between
356 and
320 in the HIV-1 LTR and the palindromic element
5
-AGCTCTAGGTCATGACCTGA-3
, a strong response element that binds
retinoic acid receptors (23).
B Sequences
For SouthWestern analysis, 30 µg of nuclear
extracts were resolved by SDS-polyacrylamide gel electrophoresis and
transferred to a nitrocellulose membrane. After renaturation with
guanidinium hydrochloride (from 6 to 0.35 M), the membrane
was blocked with 5% nonfat milk and hybridized with 3.5 × 106 cpm of the LTR probe. To extract the proteins that
recognize the region
104/
76 of the HIV-1 LTR, 50 µg of nuclear
proteins were subjected to EMSA with 800,000 cpm of labeled probe. The retarded band was excised and the proteins run in a SDS-10%
polyacrylamide gel. After electrophoresis the protein bands were
detected by silver staining.
As shown in Fig. 1A,
incubation of PC12 cells with NGF caused a dose-dependent
activation of a luciferase construct containing the HIV-1 LTR
(
453HIV-Luc). A half-maximal luciferase induction was obtained with
approximately 20 ng/ml NGF, and this response was almost maximal at 50 ng/ml. The effect was maximal after 16 h of incubation with NGF
and was maintained for at least 48 h (data not shown). However, UV
light and TNF
, which are potent inducers of the HIV-1 LTR in other
systems, had a weak effect (less than 2-fold activation) in PC12 cells,
although both increased significantly the response to NGF (Fig.
1B). These results indicate that NGF functions as a potent
HIV-1 transcriptional activator in PC12 cells.
453HIV-Luc,
which contains sequences
453/+80 of the HIV-1 LTR fused to luciferase
(5). Luciferase activity was determined after 16 h of treatment
with increasing concentrations of NGF. B, the cells were
exposed to 40 J/m2 of ultraviolet light (U.V)
2 h after transfection or were incubated with 10 ng/ml TNF
in
the presence or absence of 30 ng/ml NGF for 16 h. C,
elements of the HIV-1 LTR-mediating regulation by NGF. The positions of
the arrows indicate the deletion mutants of the HIV-1 LTR
which were used. D, constructs extending to
453,
104,
76, and
28 of the HIV-LTR were transfected into PC12 cells. In the
plasmid
453HIVmut-Luc, the GCG motif of both NF-
B binding sites
located at
104/
76 has been mutated to TCT. This mutation abolishes
the binding of NF-
B (5). Luciferase activity was determined in
untreated cells and in cells treated with 30 ng/ml NGF for 16 h.
All luciferase data presented are mean ± S.D.
[View Larger Version of this Image (20K GIF file)]
A series of 5
-deletion constructs derived from
453HIV-Luc, as well
as a construct (
453mutHIV-Luc) in which both
B sites were mutated,
were used to define the elements responsible for basal and
NGF-stimulated HIV-1 expression in PC12 cells. Fig. 1D shows
that mutation of the
B sites very significantly decreased basal
luciferase levels, showing that these elements are important for HIV-1
LTR activity in PC12 cells. However, a significant response to NGF was
still observed with the mutated LTR. When expressed as fold induction
over the corresponding basal levels, the response to NGF decreased from
7-fold in the wild type promoter to approximately 3-fold in the
B
mutant. These results suggest that additional elements to the
B
sites contribute to HIV-1 LTR activation by NGF. Deletion of the LTR
from
453 to
104 did not alter basal luciferase activity. However,
the response to the neurotrophin decreased significantly, showing that
this promoter fragment is also involved in the regulation by NGF. This
fragment is known to contain and Ets-1 binding site (24) and a NRRE
(10). A shorter LTR construct extending to
76, in which the
B
sites are also deleted but the three Sp1 sites are still present,
showed a low basal activity and only a weak response to NGF. Deletion to
28 produced a further decrease of luciferase activity and totally
abolished the response to NGF.
Ras and Raf proteins are involved in the responses to NGF in PC12 cells
(14-16). Expression of either oncogenic ras or
raf dramatically enhanced the activity of the
453HIV-Luc
construct in PC12 cells (Fig.
2A). In the presence of the
activated oncogenes the signaling pathway was maximally stimulated and
NGF did not induce a further increase. It has been reported in NIH-3T3
cells that the ras and raf oncogenes activate
HIV-1 LTR expression through the
B binding sites (25). However, the
mutated promoter was still significantly activated by Ras and Raf in
PC12 cells, showing that, as it occurs for NGF, additional sequences
must be responsible for HIV-1 activation in this cell type.
453HIV-Luc construct and the
construct
453mutHIV-Luc (in which both
B sites are mutated) were
transfected alone (
) or in combination with expression
vectors for oncogenic Ha-rasVal12
(Ras) (4 µg) or v-raf (Raf) (8 µg) into PC12 cells.
B, luciferase activity was determined in PC12 cells and in
M-M17-26 cells transfected with the
453HIV-Luc construct.
C, PC12 cells were cotransfected with the HIV-1 plasmid and
16 µg of expression vectors (22) encoding either the
dominant inhibitory
Ha-rasAsn17 mutant
(DNras) or a dominant negative raf
(DNraf). Luciferase activity was determined in control cells
and in cells treated with 30 ng/ml NGF for 16 h.
[View Larger Version of this Image (20K GIF file)]
As shown in Fig. 2B, the HIV-1 LTR was not stimulated by NGF in M-M17-26 cells, a PC12 subclone that constitutively expresses the dominant inhibitory rasAsn17 mutant (20), showing that endogenous Ras is required for the effect of NGF. These results were confirmed in parental PC12 cells transiently transfected with rasAsn17. Fig. 2C shows that transfection with dominant inhibitory ras blocked NGF induction of luciferase activity. Expression of a negative inhibitory raf mutant also inhibited the stimulation of luciferase activity, showing that endogenous Raf proteins are also required for the regulation of the HIV-1 LTR by NGF.
To examine whether activation of NF-
B was involved in the
stimulation of the HIV-1 LTR by NGF in PC12 cells, nuclear proteins from untreated cells and from cells treated with NGF were subjected to
EMSA. Fig. 3A shows that NGF
increased the abundance of proteins bound to sequences
104/
76 of
the HIV-1 LTR. This effect was already observed after 4 h of NGF
treatment and was maintained for at least 24 h (lanes
1-4). However, supershift experiments using specific antibodies
against p65 and p50 did not show the presence of these proteins in the
complexes (A, lanes 7-9). This absence was confirmed using
the consensus NF-
B binding site of the murine
-light chain
enhancer. As shown in A, lane 10, nuclear extracts from PC12
cells produced the appearance of several retarded bands with this
element. The amount of complexes with the slowest mobility was
increased after NGF treatment, with a maximal effect again found at
4 h of incubation (lanes 11-13). As a control, the
effect of NGF was compared with that caused by TNF
. Lane 14 shows
that incubation for 30 min with TNF
activates NF-
B in PC12 cells.
The identity of these complexes was confirmed by supershift analysis
using antibodies against p50 (lane 19) and p65 (lane
20). It can be observed that the mobility of the p50 dimers and
p50/p65 heterodimers is different from that of the complex whose
intensity is augmented by NGF. These results show that PC12 cells do
not contain significant amounts of constitutive NF-
B in the nucleus
and that, in contrast to the results obtained in Schwann cells (19),
NGF binding to p75NTR does not activate NF-
B in PC12
cells. BETA, a brain-specific zinc finger transcription factor, can
also bind to
B sites in neuronal cells (8, 9). An oligonucleotide
(B1) that recognizes BETA but does not bind neuronal NF-
B was also
used. Lane 21-23 show that nuclei from PC12 cells contain
factors that bind strongly to B1 and that treatment with NGF weakly
increases this binding. Although our data do not demonstrate whether
the retarded band contains BETA or other still unidentified factors,
these results confirm that factors different from NF-
B are
constitutively present in PC12 cell nuclei.
B-binding sites in PC12 cells. A, EMSA of 5 µg of
nuclear extracts incubated with the oligonucleotide encompassing the
B-binding sites (nucleotides
104/
76) of the HIV-1 LTR
(lanes 1-5). The same extracts were used for EMSA with the
probe containing the consensus NF-
B site from the
light chain
enhancer (lanes 10-14). The extracts were obtained from
control PC12 cells and from cells treated with 30 ng/ml NGF for
different time periods or with 10 ng/ml TNF
for 30 min. The
specificity of the protein·DNA complexes was tested by adding either
preimmune serum or p65- or p50-specific antibodies to the binding
reaction (lanes 6-9 and 15-20). Lanes
21-23 show EMSA of PC12 cell extracts with a labeled probe
containing the B1 sequence (10, 16). B, nuclear proteins
from cells treated with NGF for 4 h were subjected to EMSA with
the oligonucleotide containing the HIV-1 sequences
104/
76. The
fragment from the gel containing the retarded complexes with the lower
mobility was excised and subjected to SDS-polyacrylamide gel
electrophoresis. The protein bands present in the complexes were
identified by silver staining. The arrows on the
right indicate the migration of the bands, and the molecular
mass (in kilodaltons) of the protein standards run in parallel is
indicated on the left. C, SouthWestern analysis of nuclear
proteins from control PC12 cells and from cells treated with 30 ng/ml
NGF for 4 h. The size of the protein standards is indicated on the
left.
[View Larger Version of this Image (71K GIF file)]
As shown in B, SDS-polyacrylamide gel electrophoresis of the
factors bound to the HIV-1 sequences
104/
76, demonstrated the presence of different proteins with varying sizes (from less than 40 to
115 kDa). C shows that a major band running approximately with the 63-kDa protein standard is detected by SouthWestern analysis with the HIV-1 probe. This species, whose expression is increased in
NGF-treated PC12 cells, corresponded in size with the most prominent
bands detected in B, which had an apparent molecular mass
between 58 and 72 kDa.
Taken together the results shown in Fig. 3 suggest that several
B-binding proteins could be involved in basal activity of the HIV-1
LTR in PC12 cells and that the level of these factors appear to
increase after NGF treatment.
The data shown in Fig. 1D demonstrated that sequences
upstream of the
B sites also significantly contribute to the
response to NGF. These sequences contain Ets sites that appear to be
important for activation of the HIV-1 enhancer in T cells (24).
However, Ets proteins do not appear to be involved in HIV-1 stimulation in PC12 cells (data not shown).
Other potentially important sequence for HIV-1 expression is the NRRE
at
356/
320. This element binds multiple members of the nuclear
receptor superfamily (10-12), including orphan receptors and retinoid
receptors (RAR and RXR). Recently, retinoids have been shown to
activate several viruses, including HIV-1 (12). To analyze a possible
role of the retinoid receptors on the transactivation of the HIV-1 LTR
by NGF, PC12 cells were transfected with expression vectors for
truncated versions of RAR and RXR. The receptor RAR419 lacks the
carboxyl-terminal region (AF-2), which is essential for
ligand-dependent transactivation, and behaves as an
inhibitor of activation by the normal receptor (22). Fig.
4A shows that RAR419 reduced
NGF induction of the HIV-1 LTR. These results suggest that RAR
participates in the regulation of HIV-1 LTR by NGF in PC12 cells and
that the AF-2 region of the receptor is involved in this activation. In
contrast, the AF-2 truncated receptor RXR445 significantly increased
basal LTR activity. This enhancement could be attributable to the
constitutive ligand-independent amino-terminal activation function
(AF-1) of RXR (26). It is also possible that RXR acts as a
heterodimeric partner for RAR and/or other receptors. Several nuclear
receptors require RXR for high affinity binding to their cognate
elements, and the ligand-dependent transactivation function
of RXR does not contribute to the transcriptional activity of the
heterodimer (22).
453HIV-Luc construct, alone or in combination with 2 µg of
expression vectors for the truncated receptors RAR419 and RXR445.
Luciferase activity was determined 48 h later in control cells and
in cells treated with 30 ng/ml NGF. B, EMSA using the
labeled probe containing the NRRE of the HIV-1 LTR and extracts from
control and NGF-treated PC12 cells. Lane 1, extract from
control cells. Lanes 2-4, extracts from cells treated with
30 ng/ml NGF for 4 h. Lanes 3 and 4 show competition of the reaction in lane 2 with a 25-fold excess
of unlabeled NRRE or TREpal oligonucleotides, respectively. Lane 5 shows the retardation produced by 12 ng of recombinant RAR/RXR. The mobility of the supershifted bands caused by antibodies against RXR
(
RXR) or RAR
(
RAR) is indicated by an
arrow. Lanes 7-10, extracts from PC12 cells
treated with NGF for 0, 0.5, 4, and 24 h, respectively.
Lanes 11-16, extracts from control cells or from cells
treated with NGF for 4 h in the absence (
) or presence of
receptor antibodies.
[View Larger Version of this Image (47K GIF file)]
The involvement of the NRRE on the regulation of the HIV-1 LTR by NGF
was further analyzed in Fig. 4B. Nuclear extracts from untreated PC12 cells caused the appearance of several retarded bands
with an oligonucleotide encompassing the NRRE (lane 1), and
incubation with NGF induced a clear increase in the level of the
factors bound to the element (lane 2). This increase was rapid and was sustained for at least 24 h (lanes
7-10). As shown in lanes 3 and 4, the
complexes were competed by an excess of unlabeled NRRE and also by a
consensus palindromic element. Since this synthetic element binds
retinoid receptors (23), and recombinant RAR/RXR heterodimers strongly
bind the NRRE (lane 5), the presence of RAR and RXR in the
retarded bands was also examined. The supershift obtained with a
specific anti-RXR antibody (lane 15) demonstrated that RXR
is one of the factors bound to the NRRE in NGF-treated PC12 cells.
Lane 16 shows that, besides RXR, RAR
is present in the
nuclear extracts from PC12 cells. The complexes from untreated PC12
cells were weakly supershifted in the presence of RAR
antibodies (lane 13), and the intensity of the supershift increased in
NGF-induced cells. These results show that the retinoid receptors are
involved in the regulation of HIV-1 expression in PC12 cells,
demonstrating a cross-coupling of the signal transduction of NGF with
nuclear receptor pathways. Orphan receptors also appear to play a role in HIV-1 activation in neuronal and glial cells (12) reinforcing the
importance of this family of transcription factors as modulators of
virus expression in brain and immune cells.
In conclusion, our data suggest that the state of differentiation and the availability of neurotrophic factors may dictate the efficiency of the HIV-1 LTR function in neuronal cells. Because the LTR represents the main regulatory region that determines HIV-1 transcription and replication, these results suggest that the transduction of the NGF signal and its cross-coupling with nuclear receptor pathways may play a role in the infectious process of brain cells. The essential role of neurotrophins in the differentiation, survival, and function of neural cells is well established, and our data show that HIV-1 appears to opportunistically use an essential stimulator of these cells to favor its own expression. Interestingly, it has been very recently suggested that NGF may play an important role in the expression of the neuropathology caused in rat brain by administration of the HIV-1 viral protein gp120 (27). At this point, further experiments are required to demonstrate that NGF can indeed play a role in virus replication and in the development of neurological damage in AIDS patients.
To whom correspondence should be addressed: Instituto de
Investigaciones Biomédicas, Consejo Superior de Investigaciones Cientificas, c/Arturo Duperier 4, 28029 Madrid, Spain. Tel.:
34-1-585-4642; Fax: 34-1-5854587; E-mail: aaranda{at}iib.uam.es.
We thank Drs. M. Karin, P. Chambon, and H. Stunnenberg for plasmids and antibodies used in this study.
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