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Compensatory Energetic Relationships between Upstream Activators
and the RNA Polymerase II General Transcription Machinery*
Alison M.
Lehman §¶,
Katharine B.
Ellwood ,
Blake E.
Middleton , and
Michael
Carey §
From the Department of Biological Chemistry,
University of California at Los Angeles School of Medicine, Los
Angeles, California 90095-1737 and the § Molecular Biology
Institute, University of California at Los Angeles, Los Angeles,
California 90095-7005
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ABSTRACT |
Activation of RNA polymerase II transcription
in vivo and in vitro is synergistic with
respect to increasing numbers of activator binding sites or increasing
concentrations of activator. The Epstein-Barr virus ZEBRA protein
manifests both forms of synergy during activation of genes involved in
the viral lytic cycle. The synergy has an underlying mechanistic basis
that we and others have proposed is founded largely on the energetic
contributions of (i) upstream ZEBRA binding to its sites, (ii) the
general pol II machinery binding to the core promoter, and (iii)
interactions between ZEBRA and the general machinery. We hypothesize
that these interactions form a network for which a minimum stability
must be attained to activate transcription. One prediction of this
model is that the energetic contributions should be reciprocal, such
that a strong core promoter linked to a weak upstream promoter would be
functionally analogous to a weak core linked to a strong upstream promoter. We tested this view by measuring the transcriptional response
after systematically altering the upstream and core promoters. Our data
provide strong qualitative support for this hypothesis and provide a
theoretical basis for analyzing Epstein-Barr virus gene regulation.
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INTRODUCTION |
A typical RNA polymerase II promoter contains upstream regulatory
elements and a core region encompassing the TATA box, initiator, and
downstream sequence elements (1). One of the key challenges in
understanding RNA polymerase II gene regulation is deciphering the
dynamics of interaction between the upstream and core promoters and how
these interactions generate a transcriptional response. To address this
issue, our studies have focused on a model system, which is based on a
prototypic eukaryotic regulatory switch: the transition of Epstein-Barr
virus (EBV)1 from a latent to
a lytic life cycle. The EBV switch from latent to lytic growth in B
lymphocytes is initiated by a viral transactivating protein called
ZEBRA, which is synthesized in response to extracellular cues and, in
turn, activates the expression of downstream target genes to different
levels, apparently in a temporally distinct manner (2, 3). Results from
our laboratory and others have shown that appearance of cytoplasmic
viral mRNAs is highly synergistic with respect to ZEBRA
concentration (2-4).2
ZEBRA (also called Zta or EB-1) is a b-Zip family member bearing an
amino-terminal non-acidic activation domain and a carboxyl-terminal basic zipper or coiled-coil domain (5-10). ZEBRA was originally shown
to bind to specific sites upstream of several early genes, including
BRLF-1 (Rta, a transcriptional activator), BMLF-1
(Mta, a posttranscriptional activator), BMRF-1 (a polymerase
accessory factor), BHLF-1 (a Bcl-2 homologue), and its own
gene, BZLF-1 (4, 8, 11-18). Computer analysis of these and
other ZEBRA-responsive genes revealed core promoters varying widely in
sequence and upstream promoters differing in the number, position, and
affinity of ZEBRA binding sites and occasionally, the presence of sites
for other regulatory factors. We had previously hypothesized that
different promoter geometries or architectures and the synergistic or
greater than additive effects of multiple bound ZEBRA dimers are
responsible for differential gene expression during the early lytic
cycle (19), a hypothesis that we elaborate on in the present study.
The ZEBRA activation domain and its biochemical mechanism have been
extensively characterized (5, 9, 10, 20). The activation domain of
ZEBRA can be subdivided into a series of uncharged modules rich in
hydrophobic amino acids. These modules act cooperatively to enhance the
potency of ZEBRA (5, 21). Our current view is that ZEBRA stimulates
transcription by binding to its upstream sites, either alone or in
concert with other EBV (i.e. Rta) and cellular regulatory
proteins (i.e. Sp-1); once bound, the activation domain
engages in protein-protein interactions with components of the RNA
polymerase II general transcription machinery, resulting in assembly of
a transcription complex over the promoter. A key biochemical step
affected by ZEBRA is recruitment of the general transcription factors
TFIIA and TFIID to the core promoter to form the so-called "DA
complex." DA complex recruitment correlates with the ability of ZEBRA
to stimulate transcription and assembly of open complexes in
vitro (22). ZEBRA also induces a conformational change or
isomerization in TFIID that plays a key role in activated transcription
(23).
In an effort to understand aspects of promoter architecture that govern
the timing and extent of gene activation, we developed an in
vitro model system that has allowed us to systematically define
important aspects of promoter architecture. Previous studies had
revealed that several parameters play dominant roles in promoter output. These parameters include the number of sites, ZEBRA
concentration, TFIID concentration, and potency of the activation
domain (5, 19, 22, 23). The underlying theme in each of our previous studies was that the transcriptional response is a function of each
parameter and that increasing numbers of promoter sites, ZEBRA
concentration, or number of ZEBRA activation modules led to synergistic
gene activation.
These and other studies led to the view that the transcription complex
is a network of DNA-protein and protein-protein interactions between
multiple upstream activators and the general transcription machinery
(Fig. 1). According to this view, the "activation potential" of a
promoter can be defined minimally by three physically and energetically
interconnected parameters, each represented by a distinct equilibrium
constant (K) and free energy ( G): (i) the contribution of the upstream promoter, a function of the number, affinity, and location of activator binding sites; (ii) the
contribution of the core promoter, a function of the interaction of
TATA and surrounding sequences with components of the general
machinery; and (iii) the affinity of activators for the general
transcription machinery and the reciprocal effects that interaction has
on binding of the activators (see Ref. 24). The total free energy or
stability of the complex assembly reaction would be defined by the
summed energetic contributions of each component.
A principal yet untested corollary of the aforementioned hypothesis is
that the various energies should be compensatory, an assumption that
raises two experimentally testable predictions: (i) a strong or potent
core contribution would compensate for a weak upstream contribution,
and this scenario would be energetically analogous to a weak core
adjacent to a potent upstream promoter; and (ii) multiple upstream
activators could compensate for a weaker core promoter. To test these
predictions, we systematically altered the strength of the upstream
promoters by varying either the affinity of ZEBRA sites or their
number, while simultaneously sampling several different core promoters
varying in their affinity for TFIID and, concurrently, in their basal
level of transcription. We show that indeed, core and upstream
promoters have compensatory effects on transcription, providing strong
support for the hypothesis that transcription complex assembly
and stability is defined largely by an entire network of interactions.
The implication of this study is that transcription complex assembly
can be a concerted process dictated by the concentrations of the
interacting components and their affinities for one another.
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EXPERIMENTAL PROCEDURES |
Biochemical Analyses--
Purification of recombinant ZEBRA,
in vitro transcription, DNase I footprints, and gel shifts
were performed as described previously (19). Gel shifts to determine
core affinity for TFIID were done as described previously (21) with the
following modifications. 0.5 fmol of 32P-end-labeled
restriction fragments encoding three or seven ZIIIB sites upstream of
the E4, M, H, or Z core promoters was incubated in the presence of 67 ng of recombinant TFIIA and titrations of TFIID ranging from 50 to 200 ng. Half of the reactions included 2 ng of recombinant ZEBRA. Following
a 30 min reaction, one-quarter of the reaction was loaded onto a 1.4%
agarose gel containing 5 mM magnesium acetate and
electrophoresed for 4 h at 50 V. The remainder of the reaction was
subjected to DNase I footprinting analysis to confirm the specificity
of the binding observed by gel shift. The gels were dried and
visualized on a Molecular Dynamics PhosphorImager. The DNase I
footprints confirmed that TFIID was indeed binding the sites as
expected from the gel shift results.
Constructs--
Three tandem copies of each ZEBRA-responsive
element (ZRE) were cloned 22 bp upstream of the adenovirus E4 core
promoter. In the initial step, a 45-b oligonucleotide bearing three
tandem 7-bp sites separated by 2 flanking bp was synthesized along with a 15-bp oligonucleotide complementary to the 3 -terminus. The two
oligonucleotides were annealed, and the single stranded DNA was
repaired by the fill-in reaction using Klenow DNA polymerase. The
double-stranded DNA fragments were subsequently gel purified and
ligated into the HincII site of p -38 (as described in
Ref. 19). The resulting constructs, pZRE-n-E4T, were cleaved with HindIII and BamHI, releasing the fragment bearing
the ZREs and ligated into HindIII-BamHI cleaved
pE4TCAT (25), generating the pZRE-n-E4TCAT series of clones, or into
the pMCAT, pHCAT, or pZCAT clones. pMCAT, pHCAT, and pZCAT were
prepared by cloning the 42 to +24 region of BMRF-1
(5 -TTCTGGGCATAAATTCTCCTGCCTGCCTCTGCTCTCTGGTACGTTGGCTTCTGCTGCTTGTGGACT-3 ), the 41 to +42 region of BHLF-1
(5 -CCAAAAAGAGGATAAAAGAAGGCGAGCCGGCCCGGCTCGCCAGCGTCGTCCAGACGCTCGGGGGGTGCACACCTCCCAGCCGG-3 ), and the 46 to +26 region of BZLF-1
(5 -CCTTGGCTTTAAAGGGGAGATGTTAGACAGGTAACTCACTAAACATTGCACCTTGCCGGCCACCTTTGCT-3 ), respectively, into BamHI and KpnI-digested
p -38 (which removes the E4 core promoter). All DNAs were purified
twice by ultracentrifugation in ethidium bromide-cesium chloride
density gradients.
Transfections and CAT Assays--
10 µg of each reporter
construct was transfected into 107 Akata cells using
electroporation essentially as described (19). The transfected cells
were resuspended in 7 ml of RPMI 1640 medium supplemented with 10%
fetal calf serum. After 12 h at 37 °C, the suspensions were
treated with 700 µg of anti-IgG (Sigma) to induce the lytic cycle,
and cell extracts were harvested 12 h later. The cells were
centrifuged at low speed to harvest the cells and washed three times in
phosphate-buffered saline and once in TEN. The cells were then
resuspended in 100 µl of 0.25 M Tris, pH 7.5, freeze-thawed three times, and centrifuged at 10,000 × g in a microcentrifuge to remove debris. Typical CAT assays
were normalized by cell count or by Bradford protein assays and
contained 25-50 µl of extract, 0.01 µCi of
14C-chloramphenicol, 25 µg of acetyl-CoA in 0.25 M Tris, pH 7.5. After 12 h at 37 °C, the mixtures
were fractionated by thin layer chromatography. The autoradiographs
were quantitated using a Molecular Dynamics PhosphorImager and
ImageQuant software.
Quantitation: DNA Affinity Measurements--
The 4.5% dried
acrylamide gels were exposed and quantitated using a Molecular Dynamics
PhosphorImager and ImageQuant software. The amount (volume) of
32P probe present in each of the shifted complexes was
measured and summed. The percentage of each complex relative to the
total amount of probe was determined. Percentage of site occupancy was determined by multiplying the percentage of each complex by the fraction of sites occupied ( , , or 1) for each of
the three shifted complexes. These were summed to reveal the final
percentage of occupancy. A graph of percentage of probe shifted
versus the amount of protein added was constructed.
Determination of the protein amounts necessary to occupy 50, 40, 30, 20, and 10% of the probe ZREs was determined from the graphs (for some
sites, data were not available for the higher percentage of shifts).
The amount of protein necessary to obtain each percentage of shift was
determined and compared with the amount of protein necessary to obtain
a comparable shift on the ZIIIB site. The affinity of each site for
ZEBRA relative to ZIIIB was determined by averaging the relative
affinity determined at each of the five values for percentage of shift.
Data from four experiments were obtained and averaged.
Quantitation of the affinity of the core promoters was performed by
determining the percentage of probe shifted relative to the total
amount of probe present at 2-fold increasing concentrations of TFIID
ranging from 50 to 200 ngs. In vitro transcription
activities were determined by quantitation of the primer extension
products using a PhosphorImager. The amount of transcription product in
fmol was determined based on a standard curve generated by 2- or 3-fold
dilutions of the 32P-labeled primer electrophoresed
alongside each experiment. Results shown are the average of two to four
experiments. Basal levels of transcription were subtracted from the
amount of transcription activated in the presence of 100 ng of
recombinant ZEBRA to take into account the differences in basal level
transcription from different promoters. The amount of transcription
from each promoter was then compared with the level of transcription
elicited by the promoter containing the ZIIIB site. The results
presented are the average of four separate experiments. CAT activities
were quantitated by determining the percentage of acetylated
14C-chloramphenicol relative to the total amount of
chloramphenicol present in the reaction. The basal CAT activity
obtained from the E4TCAT construct containing was subtracted from the
activities of the constructs containing each of the different
sites.
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RESULTS |
Experimental Design--
Our hypothesis in Fig.
1 posits that within a reasonable range,
the core and upstream promoters and the activator-general factor
interactions contribute to the transcription complex assembly in
a compensatory fashion. To test this hypothesis, we systematically
altered the strength of the upstream and core promoters and
quantitatively analyzed their output. To alter the contribution of the
upstream promoter, we varied both the affinity and the number of ZEBRA
binding sites. To alter the core promoter affinity for the general
machinery, we compared four different core promoters. All four
contained a unique TATA box and surrounding sequences and, as we will
show, varied in their affinities for the DA complex in a manner that
approximately correlated with basal transcription levels (7, 8, 26). In
a previous study, ZEBRA potency was systematically altered, and we will
consider these results under "Discussion."

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Fig. 1.
The threshold hypothesis. A typical
promoter contains upstream activator binding sites (X) and a
core promoter (Y). Activators stimulate transcription by
binding to the upstream promoter and recruiting limiting components of
the general pol II machinery (the general transcription complex
(GTC)) to DNA. The final transcription complex has an
affinity or free energy that reflects the protein-DNA interactions
between the activators and its sites ( GX) and
between the general machinery and the core ( GY)
and a protein-protein interaction energy between activators and the
general machinery ( Gcoop) that allows
preinitiation complex assembly. We think that there is a maximum
free energy ( GT) or barrier required to assemble
this complex and that energies below that barrier result in cooperative
transcription complex assembly.
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To vary the affinity of the ZEBRA binding sites, we first surveyed the
literature to identify known sites. Footprinting and deletional
analysis of early lytic genes, including BHLF-1,
BMRF-1, BMLF-1, and BZLF-1, revealed
seven different sites, ZREs, which generate the following consensus:
5 -T(T/G)(T/A)G(T/C)(C/A)A-3 (27). We predicted that if all 16 members
of this consensus were synthesized, they would display a range of
affinities. Reporter templates bearing three tandem copies of each
member, positioned 22 bp upstream of the adenovirus E4 core promoter
TATA box (Fig. 2), were compared for i)
their affinity for ZEBRA in vitro, and ii) their abilities
to support transcriptional activation both in vitro in HeLa
extracts and in vivo in B lymphocytes harboring EBV induced
into the lytic cycle. To vary the number of sites, we placed 1, 3, or 7 copies of the high affinity ZIIIB site upstream of the different core
promoters. We had previously employed the ZIIIB site for other
mechanistic studies on ZEBRA action (5, 19, 21, 23, 28).

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Fig. 2.
Schematic of the reporter templates. The
16-member ZRE consensus is shown. The nine novel members of this
consensus are ZRE 8-16. Three tandem copies of each ZRE were placed 22 bp upstream of the adenovirus E4 TATA or the core promoters from three
natural EBV lytic genes: BHLF-1 (H),
BMLF-1 (M), and BZLF-1 (Z).
For the in vivo assays, the ZREs and E4 TATA were placed
upstream of the CAT reporter gene (25).
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To obtain core promoters varying in affinity for the transcriptional
machinery, we compared our standard adenovirus E4 template with the
subcloned core regions of several well characterized ZEBRA-responsive
genes, BHLF-1 (H), BMLF-1 (M), and BZLF-1 (Z). In all four cases, these
core promoters were positioned adjacent to upstream promoters varying
in affinity for ZEBRA or number of ZEBRA sites. The strength of a core
promoter was measured by the promoter's affinity for the DA complex
and by the basal transcription level.
Affinity of ZEBRA-responsive Elements--
We first measured the
affinity of the ZEBRA sites in vitro and then measured their
ability to support a transcriptional response in vitro and
in vivo. We found that the 16 ZREs displayed a 20-fold range
of affinities for ZEBRA. 32P-end-labeled DNA fragments
bearing three tandem copies of each site were analyzed for binding to
ZEBRA in a gel mobility shift assay. The fragments were incubated with
2-fold increasing concentrations ranging from 6.25 ng (3.75 nM) to 100 ng (60 nM) of purified recombinant
ZEBRA, and the complexes were fractionated on native polyacrylamide
gels. Three distinct complexes were observed, corresponding to
occupancy of one, two, or all three ZREs. The percentage of probe in
each of the ZEBRA-DNA complexes was quantitated by laser densitometry
and PhosphorImager analysis and the affinity relative to ZIIIB, the
highest affinity ZRE, was determined.
Fig. 3 shows a chart summarizing the
results from four experiments alongside representative autoradiographs.
ZEBRA does not apparently bind to these artificial promoters
cooperatively, and thus, the occupancy of each of the sites is a direct
measure of the affinity for a specific element. The high affinity sites
(ZIIIB) demonstrated a significant shift at the lowest concentrations
of protein used, 3.75 nM dimer, whereas the lowest affinity
sites required the highest levels of protein added, 60 nM
dimer, to observe a significant shift. We determined the apparent
Kd of the ZIIIB site to be 15 nM in this
experiment compared with our previously measured value of 30 nM (19). This is only an apparent Kd
because specific oligonucleotide competition, which measures the active
dimer concentration, generates a Kd value of 0.1 nM.3 We have not
resolved whether this difference reflects the activity of the ZEBRA
preparation or the amount of dimer; this issue is not relevant here. It
was not possible to demonstrate 50% occupancy for the low affinity
sites due to nonspecific binding of ZEBRA at high concentrations.
However, by comparing the concentrations of protein necessary to
achieve less than 50% occupancy and extrapolating, we estimate the
Kd of the lowest affinity sites to be 20-fold higher
than that of ZIIIB. These results demonstrate that ZEBRA can bind to
all 16 of the sites tested and suggest the involvement of a wide range
of ZREs in initiation of the EBV lytic cycle. These values are not an
artifact of the gel shift assay because DNase I footprints of
representative sites, including ZIIIB, AP-1, and ZRE-3, result in
relative affinities similar to those determined by gel shift (data not
shown). We believe that this wide variation in affinity is a mechanism
employed by the virus for differential gene regulation.

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Fig. 3.
Electrophoretic mobility shift analysis of
ZRE affinity. The 30-µl preincubation mixtures contained
32P-labeled DNA fragments bearing the three tandem copies
of each ZRE and 2-fold increasing concentrations of purified
recombinant ZEBRA protein ranging from 6.25 to 100 ng. After 30 min at
23 °C, the mixtures were fractionated on 4.5% native polyacrylamide
gels electrophoresed in 0.5× Tris-Borate-EDTA and 1% glycerol. An
autoradiograph of a dried polyacrylamide gel is shown. Four
representative results are shown, demonstrating the range of affinities
for ZEBRA. The three arrows indicate the positions of the
complexes generated when one, two, or three sites are filled; the free
probe is indicated (Free). The summary at the top
demonstrates the fractional affinity of all 16 ZREs relative to ZIIIB.
Affinities were calculated by determining the percentage of sites
filled at several different protein concentrations relative to ZIIIB
and averaging the results (see "Experimental Procedures").
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Analysis of the 16 ZEBRA-responsive promoters revealed that there is a
correlation between the affinity of a ZRE and its ability to support
activated transcription both in a HeLa cell nuclear extract and
in vivo in an induced EBV-containing cell line. In
vitro transcription reactions were performed in the presence of
2-fold increasing concentrations of ZEBRA protein ranging from 12.5 to
200 ng, and RNA products were analyzed by primer extension analysis.
The chart in Fig. 4A
illustrates the average of four independent experiments and shows
representative results. We found that ZIIIB and ZRE-5, which were shown
to be high affinity ZEBRA binding sites (apparent Kd = ~15 nM), support high levels of activation. For
example, on our ZIIIB-responsive reporter template, the transcriptional
stimulation was greater than 40 times the basal level at peak
concentrations (100 ng) of ZEBRA. ZRE-1 and AP-1, which were shown to
be intermediate affinity sites, activated lower levels of
transcription, whereas ZRE-3, ZRE-9, and ZRE-12, which were shown to be
low affinity sites, barely activate above basal values. Note, however
that ZRE-16 supports much more activity than ZIIIA, despite their very
close values for affinities.

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Fig. 4.
Activity of ZREs upstream of the E4 core
promoter. A, in vitro activities of ZREs. A
template bearing three tandem copies of each ZRE upstream of the
adenovirus E4 TATA and start site was transcribed for 1 h in a
HeLa nuclear extract in the presence of 2-fold increasing
concentrations of recombinant ZEBRA ranging from 12.5 to 200 ng.
Transcription was assayed by primer extension, and the products were
fractionated on denaturing 10% polyacrylamide gels electrophoresed in
1× Tris-Borate-EDTA. A representative autoradiograph of the primer
extension products is shown alongside a chart of more extensive
results. The autoradiograph shows ZEBRA titrations on four
representative sites, demonstrating the range of activities and
activator responsiveness. Arrows indicate the position of
the free primer (Pr) and the bands corresponding to the
extension products (EPs). The summary at the left
demonstrates the levels of transcription directed by each of the 16 ZREs relative to ZIIIB in the presence of 100 µg of purified ZEBRA,
the concentration that was demonstrated to produce maximum levels of
transcription. Transcriptional activities, averaged from two separate
experiments, were determined by quantitating the amount of primer
extension product on a PhosphorImager and calculating the level
relative to ZIIIB. B, in vivo activities of ZREs.
10 µg of reporter templates bearing three tandem copies of each ZRE,
22 bp upstream of the adenovirus E4 core promoter, driving the CAT gene
reporter, were transfected into Akata cells, a B-cell line that harbors
latent EBV. 12 h following lytic activation, cell extracts were
harvested and normalized for protein concentration using Bradford
reagent, and overnight CAT assays were performed. Acetylated and
unacetylated chloramphenicol were separated by thin layer
chromatography. Autoradiographs of the CAT assays from four
representative templates are shown. The spots corresponding to the
acetylated chloramphenicol (Ac), unacetylated
chloramphenicol (Ch), and the origin (Or) are
indicated. Percentage of acetylated chloramphenicol was determined by
comparing the intensity as determined by a PhosphorImager of the
acetylated chloramphenicol spots to the total amount of label present
in each reaction. This ratio was used as a measure of the strength of
each promoter. The summary describes the strength of each promoter
relative to ZIIIB averaged from two separate experiments.
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We also found that not only are the absolute levels of transcription
directed by a specific site dependent upon the affinity of the site for
ZEBRA, but the concentration of ZEBRA necessary to "activate"
transcription also varies with the affinity of the site. For example,
we observed activated transcription at the lowest level of protein
added in the case of ZIIIB (12.5 ng), but it was not until the second
highest concentration of protein (100 ng) added that we began to see
activated transcription in the case of ZIIIA. The slight decrease in
transcription observed in the last lane of each set of transcription
reactions most likely is due to ZEBRA either binding nonspecifically to
DNA or squelching (29).
This same phenomenon occurred in vivo. The 16 ZEBRA-responsive reporters were cloned upstream of the chloramphenicol
acetyltransferase reporter gene and transfected into Akata cells, a
Burkitt's lymphoma cell line, which harbors latent EBV (30). By
transfecting the reporter templates into Akata cells and inducing the
lytic cycle, we ensured that the levels of ZEBRA being used were
identical to those present during the early lytic cycle. The relative
activities of the different sites in vivo were similar to
those seen in vitro. Again, a sharp distinction was observed
between sites that were able to direct high levels of transcription and
those that mediated low levels. A chart summarizing the average of two
representative experiments is shown in Fig. 4B alongside the
CAT assays performed on extracts obtained from representative
transfections performed in the presence and absence of anti-IgG
induction. These results demonstrate that the different activities of
our collection of ZEBRA-responsive elements are clearly evident when
activated by biologically relevant quantities of ZEBRA.
Similar experiments were performed in Raji cells, another
EBV-containing cell line (data not shown) and were shown to be
consistent with the Akata data.
Core Promoter Affinity--
To investigate the contribution of the
core promoter to the transcriptional potential of a promoter, we
determined the affinity of the DA complex for four different natural
promoters. The core promoters of BMLF-1 (M),
BHLF-1 (H), and BZLF-1 (Z) were cloned downstream
of 7 ZIIIB sites and compared with our benchmark, E4 promoter.
32P-labeled restriction fragments were incubated with
increasing concentrations of immunoaffinity-purified TFIID (31) and
TFIIA in the presence and absence of recombinant ZEBRA. The complexes
were resolved on Mg2+-agarose gels, which are necessary to
observe the large DA complexes. Fig. 5
shows a representative experiment revealing a reproducible 4-fold range
of affinities in the absence of ZEBRA, with the core promoter from E4
having the highest affinity for TFIID (Kd = 4 × 10 8 M), and the BZLF-1 core
promoter having the lowest affinity (Kd = 1.6 × 10 7 M). In the presence of ZEBRA, we
observed roughly the same rank order of affinities but a narrower
difference in the affinities of the E4 and H core promoters. A similar
range of affinities was observed with core promoters bearing only three
sites (data not shown). The DNase I footprint of the DA complex on all
four promoters was also somewhat similar (data not shown). Although we
found small but reproducible differences in the affinity of the core
promoters for the DA complex, it is also possible that these core
promoters have additional differences in affinity for other components
of the transcription complex that contribute to transcriptional output.
In preliminary experiments, we tested the effect of adding TFIIB to
reactions containing TFIID, TFIIA, and ZEBRA but observed no
significant differential effect.

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Fig. 5.
Measuring the affinity of core promoters for
the DA complex. The 13-µl mixtures included 0.5 fmol of
32P-end labeled restriction fragments containing three
ZIIIB sites upstream of the four different core promoters. After 30 min, the complexes were resolved on a 1.4% Mg-Agarose gel and
visualized by PhosphorImager scanning. The reaction mixtures contained
66.7 ng of TFIIA, 2 ng of ZEBRA, and 2-fold increasing concentrations
of TFIID ranging from 50 to 200 ng as indicated. A representative
phosphorimage is shown, and the bands corresponding to free probe
(P), DA complex (DA), ZEBRA complex
(Z), and the DAZ complex are indicated. Affinities were
determined by quantitating the mass of TFIID, and the percentage of the
probe in DA or DAZ complexes was determined relative to the total
amount of probe present in the reaction.
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ctivity of Different Core Promoters with Different Affinity
ZEBRA Binding Sites--
To investigate the combinatorial interactions
between upstream and core promoters, we generated constructs in which
high, medium, or low affinity sites were placed upstream of strong or
weak core promoters. As our hypothesis predicts, high affinity ZEBRA
binding sites were required to generate activated transcription from
low affinity core promoters, and high affinity core promoters were
required to generate activated transcription from low affinity ZEBRA
binding sites.
Three tandem copies of a high affinity ZEBRA binding site, ZIIIB, a
medium affinity site, ZRE-16, and two lower affinity sites, ZRE-3 and
ZRE-14, were cloned upstream of the E4, M, H, and Z core promoters.
In vitro transcription reactions were performed in the
presence of 3-fold increasing concentrations of ZEBRA protein, ranging
from 22 to 200 ng; RNA products were analyzed by primer extension
analysis. The absolute amount of primer extension product in fmol was
calculated based on a standard curve generated from the dilutions of
the primer used in each experiment. Fig.
6 shows
representative data on four templates differing in the affinity for
their upstream ZEBRA binding sites and for their core promoters. We
found that there was approximately a 6-8-fold difference in the level
of transcription between the core promoters when they were placed
downstream of the high affinity ZIIIB or ZRE-16 sites versus
the low affinity ZRE-14 and ZRE-3 sites. Furthermore, in agreement with
the DA complex affinity studies, the higher affinity H and E4 core
promoters exhibited higher basal transcription levels and supported
significantly higher levels of transcription than the lower affinity M
and Z core promoters.

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Fig. 6.
Combining different affinity sites with
different core promoters. Transcriptional activity of templates
bearing three tandem copies of either a high (ZIIIB), medium (ZRE-16),
low (ZRE-3), or very low (ZRE-14) affinity ZRE cloned upstream of the
E4, M, H, or Z core promoters were assayed in vitro in HeLa
nuclear extract in the presence of 3-fold increasing concentrations of
recombinant ZEBRA ranging from 22 to 200 ng. Transcription was assayed
by primer extension, and the products were fractionated on denaturing
10% polyacrylamide gels in 1× Tris-Borate-EDTA. A PhosphorImager scan
of the primer extension products is shown. ZEBRA titrations on four
representative affinity sites upstream of the four different core
promoters demonstrate the range of activities that were observed.
Arrows indicate the position of the free primer
(Pr) and the bands corresponding to the extension products
(EPs). Transcription activities summarized in the text,
averaged from either three or four separate experiments, were
determined by quantitating the amount of primer extension product using
a PhosphorImager and calculating the number of fmol based on a standard
curve of the free probe.
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Fig. 7.
Activity of different numbers of sites
with different core promoters. Transcriptional activity of
templates bearing one, three, or seven high affinity ZIIIB sites cloned
upstream of the high affinity H or the low affinity Z core promoter
were assayed in vitro in HeLa nuclear extract in the
presence of 3-fold increasing concentrations of recombinant ZEBRA
ranging from 7.4 to 200 ng. Transcription was assayed by primer
extension. A PhosphorImager scan of the primer extension products is
shown. Arrows indicate the position of the free primer
(Pr) and the bands corresponding to the extension products
(EPs). Transcription activities, summarized in the text,
averaged from three or four separate experiments, were determined by
quantitating the amount of primer extension product using a
PhosphorImager and calculating the number of fmol based on a standard
curve of the free probe.
|
|
The transcriptional effects were, however, greater than would be
predicted based on the difference in affinity for TFIID. The high
affinity ZIIIB sites, for example, produced 7-fold higher peak levels
of transcription when placed upstream of the H core promoter than
upstream of the Z core promoter. This may reflect differences in the
affinity of these core promoters for other components of the
transcriptional machinery or differences in other promoter features not
identified here. Further, the H core appeared slightly more active
transcriptionally than E4, although its affinity for the DA complex was
slightly lower. The key result here, however, is the finding that the
high affinity sites upstream can compensate for a low affinity core
promoter and a high affinity core promoter can compensate for low
affinity ZREs. Thus, for example, the ZIIIB sites upstream of the Z
core promoter and ZRE-3 cloned upstream of the H core promoter produced
0.89 and 0.150 fmol of product, respectively.
Activity of Different Core Promoters with Different Numbers of
ZEBRA Binding Sites--
We further characterized the cooperative
interactions between upstream and core promoters by changing the number
of upstream binding sites rather than their affinity. Also consistent
with our hypothesis, we found that fewer numbers of ZEBRA binding sites
are required for activated transcription in the presence of a high
affinity core promoter than are required for activated transcription
upstream of a low affinity core promoter.
Templates bearing one, three, or seven high affinity ZIIIB sites were
cloned upstream of the E4, M, H, or Z core promoters (data from E4 and
M are not shown). Fig. 7 shows in vitro transcription
reactions in HeLa nuclear extract performed in the presence of 3-fold
increasing concentration of ZEBRA protein ranging from 7 to 200 ng. RNA
products were analyzed by primer extension; fmol of primer extension
products were determined based on a standard curve of the primer. We
found that templates bearing three ZEBRA binding sites placed upstream
of the high affinity H core promoter were activated at similar
concentrations of ZEBRA protein and produced similar or even higher
levels of transcription than templates with seven sites cloned upstream
of the weak Z core promoter. Surprisingly, we were even able to detect
low levels of activation with a single ZEBRA binding site upstream of
the high affinity H core promoter, a phenomenon that was not observed
on any core promoter previously tested (at physiological concentrations
of TFIID). These data suggest that the increased free energy of the DA
complex interaction with a high affinity core promoter overcomes the
need for multiple ZEBRA proteins for activation, as observed previously
(23).
 |
DISCUSSION |
The phenomenon of synergy or cooperativity has formed the
framework for understanding differential gene expression in eukaryotic
cells. We have been evaluating the mechanism of this phenomenon by
systematically altering the properties of ZEBRA and its responsive
upstream and core promoters. In this study, we posed the simple
hypothesis that the transcriptional output of a ZEBRA-responsive
reporter template is an equilibrium process that can be largely defined
by a the energetic contributions of the upstream and core promoters.
This hypothesis predicts compensatory energetic relationships among the
different components of the complex due to the cooperative binding.
Because the study was performed primarily in vitro, many of
the phenomena do not involve sophisticated higher order chromatin,
although such structures may enhance the effects and certainly
contribute to thresholds and cooperativity in vivo and in
certain in vitro systems (32, 33).
Cooperativity--
The concept of cooperativity in transcription
complex assembly is based on two experimental observations: the
synergistic effects of the number of activator sites and activator
concentration. Both effects have been previously documented with ZEBRA
(19). The synergistic effect of sites was observed under
site-saturating conditions of ZEBRA, suggesting that the effect was not
due solely to cooperative binding, an effect shown previously with
truncated GAL4 derivatives (34). We proposed that multiple bound ZEBRA
molecules simultaneously contacted the general machinery resulting in
synergistic recruitment and assembly of the transcription complex (34).
Similarly, increases in the concentration of ZEBRA also resulted in
synergistic gene activation. This result can best be explained if the
transcription machinery is promoting cooperative binding of ZEBRA to
multiple sites when the concentration of ZEBRA is limiting. We think
that the cooperative binding again is a function of several molecules
of ZEBRA simultaneously contacting the general machinery in solution
and the machinery having a reciprocal cooperative effect on ZEBRA
binding. As mentioned above, other mechanisms involving chromatin and
kinetic effects could be superimposed on this effect to increase the
sensitivity (33, 35). For example, one possibility is that there is a
time-dependent isomerization necessary for efficient
complex assembly and that each dissociation event resets this clock. In
such a scenario, the kinetics of binding would become very important
determinants of transcriptional regulation.
Although the arrangements and affinities of binding sites in a natural
promoter may be somewhat varied, their simultaneous interactions with
the general machinery may cause site filling and transcription complex
assembly to be a highly concerted process, a hypothesis that we are
currently testing. The implications of such a finding are that the
strength of neither the core nor the upstream promoters is a relevant
variable because it is the cooperative action of both that determines
the timing and levels of promoter activity. The theme of synergy and
thresholds has been repeated throughout eukaryotes, and such mechanisms
have been shown to play a central role during development of
Drosophila (36, 37).
Energetic Reciprocity and Compensation in Gene Activation--
A
key prediction of the cooperativity hypothesis is that each of the
various energetic components of the equation should, within a
reasonable range, compensate for the others to achieve a threshold
energy for transcription. We showed that an upstream promoter having a
high affinity for ZEBRA can compensate for a promoter having a lower
affinity for the general machinery. For example, constructs bearing the
high affinity ZIIIB sites cloned upstream of the weak Z core promoter
generated 0.090 fmol of product in an in vitro reaction,
whereas low affinity ZRE-14 sites cloned upstream of the high affinity
H core promoter produced 0.166 fmol of product, only a 2-fold
difference in promoter activities. Similarly, a high affinity core can
compensate for a low affinity upstream promoter. For example, the low
affinity ZRE-3 sites cloned upstream of the high affinity E4 core
promoter produced 0.037 fmol of product, whereas the medium affinity
ZRE-16 sites cloned upstream of the lower affinity M core promoter
produced 0.032 fmol of product. A high affinity core can also
compensate for the number of sites as well as the presence of low
affinity upstream sites. For example, a single ZIIIB site upstream of
the strong H core promoter produces similar or even slightly higher
levels of transcription than seven ZIIIB sites upstream of the weak Z
promoter. This is quite unusual and predicts that a strong TATA box can
bypass the requirement for synergistic activation by multiple molecules
of ZEBRA, a prediction that we confirmed by showing that increased TATA
box-saturating concentrations of TFIID dramatically lower the
synergistic effect of multiple upstream sites (23).
Consistent with the threshold hypothesis, we have previously shown that
strong ZEBRA interactions with the general machinery can compensate for
increasing numbers of promoter sites (5). The potency of ZEBRA was
reduced by sequential deletion of the activation domain, subdividing
the activation domain into four modules, which synergistically
contributed to the potency of ZEBRA. The sites and modules were
interchangeable such that differences in potencies of the different
deletion mutants were greater on templates bearing three sites than on
templates bearing five sites. For example, one derivative, Z(77-245),
a deletion of the first 77 amino acids of the activation domain, was
inactive (less than 10% of wild type ZEBRA) on templates bearing three
sites but supported near saturating levels of transcription on
templates bearing five sites. Studies on the activity of multimerized
VP16 activation domains showed a conceptually similar effect (25,
38-40).
Core Promoters--
The differences between transcriptional
activities of the core promoters is somewhat greater than the
differences in affinity for the TFIID/TFIIA complex measured in gel
shift assays. The E4 core promoter has a 4-fold higher affinity for the
DA complex than the M core promoter but generates 6-fold or higher
levels of transcription. Even more surprising is the observation that
the H core promoter, which has a 2-fold lower affinity for DA than E4,
produces as much as 20-fold higher levels of transcription under
certain conditions. These data suggest that there are clearly other
parameters, which influence the activity of a core promoter in addition
to the DA complex affinity. These other parameters may include
differential affinities for other components of the general machinery
or specific sequence-induced conformational effects on the complex that
either stabilize binding or promote open complex formation or
elongation.
The findings presented in this paper suggest a mechanism for the
precise regulation of different genes in response to a common
activator. Our results demonstrate that the activity of a promoter can
be varied greatly by altering either the the upstream or core promoter
elements. The data suggest mechanisms for regulating both the timing
and the levels of activation simultaneously. Promoters with low
affinity sites upstream of a low affinity core promoter will be off
when a promoter bearing these same low affinity sites upstream of a
high affinity core promoter will be on. By varying the number and
affinities of activator binding sites as well as the core promoters, a
very wide range of ZEBRA responsiveness can be achieved in
vivo. It is our goal to be able to apply our rules of upstream and
core interaction to the precise gene regulation observed during the EBV
early lytic cycle and ultimately to the extremely complex cascades of
gene regulation that occur during growth and development.
Although our discussion has focused largely on the interrelationships
reported in this study, there are several excellent papers that report
how synergy is influenced by the effects of chromatin, different
activators, core promoters, and the quality of the activation domain
(32, 41-56).
 |
FOOTNOTES |
*
This study was supported by Grant MV-547 from the American
Cancer Society (to M. C.)The costs of publication of this
article were defrayed in part by the
payment of page charges. The article must therefore be hereby marked
"advertisement" in
accordance with 18 U.S.C. Section
1734 solely to indicate this fact.
¶
Supported by Predoctoral National Institutes of Health
Training Grant GM 07185.
To whom correspondence should be addressed: Department of
Biological Chemistry, University of California at Los Angeles School of
Medicine, 10833 LeConte Ave., Los Angeles, California 90095-1737. Tel.:
310-206-7859; Fax: 310-206-9598; E-mail:
mcarey{at}biochem.medsch.ucla.edu.
1
The abbreviations used are: EBV, Epstein-Barr
virus; TF, transcription factor; ZRE, ZEBRA-responsive element; bp,
base pair(s); CAT, chloramphenicol acetyltransferase; H, BHLF-1; M,
BMLF-1; Z, BZLF-1.
2
M. Carey, A. M. Lehman, and K. B. Ellwood, unpublished results.
3
T. Chi and M. Carey, unpublished results.
 |
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April 1, 1999;
19(4):
2613 - 2623.
[Abstract]
[Full Text]
[PDF]
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K. ELLWOOD, T. CHI, W. HUANG, K. MITSOURAS, and M. CAREY
Cooperative Assembly of RNA Polymerase II Transcription Complexes
Cold Spring Harb Symp Quant Biol,
January 1, 1998;
63(0):
253 - 262.
[Abstract]
[PDF]
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Copyright © 1998 by the American Society for Biochemistry and Molecular Biology.
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