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J Biol Chem, Vol. 273, Issue 51, 34105-34114, December 18, 1998
Hepatocyte Nuclear Factor-4 Controls Transcription from a
TATA-less Human Sex Hormone-binding Globulin Gene Promoter*
Marja
Jänne and
Geoffrey L.
Hammond
From the Departments of Obstetrics & Gynecology and Pharmacology & Toxicology and Medical Research Council of Canada Group in Fetal and
Neonatal Health and Development, University of Western Ontario, London
Regional Cancer Centre, London, Ontario, Canada N6A 4L6
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ABSTRACT |
Hepatocytes are the major source of sex
hormone-binding globulin (SHBG), a glycoprotein that transports sex
steroids in the blood and regulates their access to target tissues. The
human SHBG proximal promoter was analyzed by
DNase I footprinting, and the functional significance of 6 footprinted
regions (FP1-FP6) within the proximal promoter was studied in human
HepG2 hepatoblastoma cells. Two footprinted regions (FP1 and FP3)
contain binding sites for the chicken ovalbumin upstream
promoter-transcription factor (COUP-TF) and hepatocyte nuclear factor-4
(HNF-4). In experiments where SHBG promoter-luciferase
reporter gene constructs were co-transfected into HepG2 cells with
COUP-TF and/or HNF-4 expression vectors, HNF-4 markedly increased
transcription, whereas COUP-TF suppressed this probably by displacing
HNF-4 from their common FP1-binding site. This COUP-TF/HNF-4-binding
site within FP1 includes a TTTAA sequence, located at nucleotides
30/ 26 upstream of the transcription start site, which fails to
interact with human TFIID, TATA-binding protein in vitro.
When this sequence was replaced with an idealized HNF-4-binding site,
the transcriptional activity of the promoter increased in HepG2 cells.
Taken together, these data imply that an interplay between COUP-TF and
HNF-4 at a site within FP1 regulates human SHBG expression
and that HNF-4 controls transcription from this TATA-less promoter by
somehow substituting for TATA-binding protein in the recruitment of a
transcription preinitiation complex.
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INTRODUCTION |
Sex hormone-binding globulin
(SHBG)1 is a plasma
glycoprotein that transports sex steroid hormones and regulates their
access to target cells (1). It is produced by hepatocytes, and blood levels of SHBG in humans are influenced by a variety of hormones, as
well as several nutritional and metabolic regulators, including sex
steroids (2), thyroid hormone (2, 3), insulin (4), dietary lipids (5),
isoflavanoid phytoestrogens (6), and body weight (7). Low plasma levels
of SHBG are associated with several sex steroid
hormone-dependent diseases (2) and have been reported to be
an early indicator of the onset of Type II diabetes (8) and
cardiovascular disease (7).
The gene encoding SHBG is also expressed in the Sertoli cell of the
testis. When the same transcription unit responsible for hepatic
production of plasma SHBG is utilized in Sertoli cells, the protein
product is most often referred to as the testicular androgen-binding
protein. Testicular androgen-binding protein has the same primary
structure and steroid-binding properties as plasma SHBG and is thought
to control androgen-dependent sperm maturation events in
the male reproductive tract (1, 9). In rodents, the testis appears to
be the major site of SHBG expression in adult animals, but
the gene is also expressed transiently in the fetal rat liver, and this
may serve to influence the differentiation of reproductive tissues
during late fetal development (10).
The regulation of SHBG production has been studied using human
HepG2 hepatoblastoma cells (11, 12), but little is known about the
molecular control of SHBG expression in the liver. Recently, genomic DNA fragments encompassing human and rat SHBG have
been introduced into the mouse genome (13, 14), and the temporal and
spatial expression of these transgenes generally reflects the
species-specific patterns of expression associated with these genes. In
essence, a rat SHBG transgene, which included an ~1.5-kb sequence flanking the major transcription start site in the rat testis,
was expressed in the mouse testis at high levels, but no expression
could be detected in the livers of adult transgenic mice (14). By
contrast, a human SHBG transgene comprising the entire
transcription unit encoding SHBG together with ~0.9 kb of 5'-flanking
sequence was expressed in the
fetal2 and adult mouse
livers, as well as in the adult mouse kidney (13). Little, if any,
expression of this human SHBG transgene was detected in the
testis, and differences in the cis-acting regulatory
sequences within the human and rat SHBG promoters most likely contribute to the distinct tissue specificity of SHBG
expression in these species.
To address this issue, and to learn more about how the gene-encoding
plasma SHBG is regulated in the liver, we compared the human and rat
SHBG proximal promoter sequences that flank the transcription units for human SHBG in the liver and rat
androgen-binding protein in the testis, and we used mouse liver nuclear
protein extracts and human hepatoblastoma cells to identify possible
targets for transcriptional regulators within the human SHBG
promoter. By assessing how various cis-elements identified
in this way contribute to transcriptional activation, we have found
that hepatocyte nuclear factor-4 (HNF-4) plays an important role in
regulating the transcription of human SHBG in liver cells.
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EXPERIMENTAL PROCEDURES |
Reporter and Expression Plasmids--
The human SHBG
proximal promoter spanning nucleotides (nts) 803 to +7
( 803/+7) relative to the liver- and kidney- specific transcription start site (13) was PCR-amplified from an 11-kb genomic
HindIII DNA fragment isolated from a cosmid vector (15). The
forward primer spanned the human SHBG sequence from nts
810/ 792, and the reverse primer was complementary to nts
+7/ 14 with a sequence (GAATGAAGCTT) for a
HindIII-site at its 5'-end (Fig. 1). The PCR product was
digested with XhoI and HindIII and was subcloned
into the promoterless pGL2 Basic luciferase reporter plasmid (Promega
Corp., Madison WI). This gave a 803/+7SHBG proximal promoter fused to the luciferase reporter gene. A
299/+7SHBG-luciferase reporter plasmid was obtained by
digesting the 803/+7SHBG with XbaI and
HindIII and inserting this into pGL2Basic. Several
5'-deletion fragments of the SHBG promoter were also
PCR-amplified using the 11-kb human SHBG HindIII fragment as
the template. The 5'-primers for these constructs corresponded to the
following SHBG sequences relative to the transcription start
site in the liver: nts 137/ 120, nts
94/ 77, and nts 62/ 45 (Fig. 1). In each
case, a sequence GTTTCTAGA (XbaI site) was added to the
5'-ends of these primers for subcloning. The reverse primer was the
same as that used to generate the 803/+7SHBG fragment. A
minimal SHBG promoter/luciferase reporter was constructed by
digesting the 803/+7SHBG-luciferase construct with
SmaI followed by religation to excise nts
803/ 41.
Mutations within footprint 1 (FP1) were created by PCR amplification of
the 137/+7SHBG region with mismatch 3'-primers spanning nts 37/+7 and containing an additional sequence
GAATGAAGCTT (HindIII site) at their 5'-ends. The region
between nts 41/+7 of an FP1 mutant, in which the TTTAAC
sequence was converted to TCCCAC, was subcloned into a
SmaI-HindIII-digested pBluescript II KS( ) (Stratagene, La Jolla, CA) and then linked as a
SmaI-ClaI fragment to nts 803/ 41
of the SHBG promoter in pSP72 (Promega). The
299/+7SHBG promoter fragment was subcloned between the
XbaI-HindIII sites of pSELECT (Promega) for
site-directed mutagenesis of footprint 3 (FP3). An SHBG
promoter fragment in which both FP1 and FP3 were mutated was
constructed by replacing nts 299/ 41
(XbaI-SmaI) of the FP1-mutated 803/+7SHBG
sequence in pSP72 with the corresponding region of the SHBG
promoter with a mutated FP3. The mutated SHBG promoter
sequences were all subcloned as XbaI-HindIII
fragments into pGL2Basic for comparison with the corresponding wild
type SHBG promoter-luciferase reporter construct. All
PCR-generated and mutated sequences were confirmed by DNA sequencing
using a commercially available kit (Pharmacia Biotech, Uppsala, Sweden).
Expression plasmids pRSCOUP-TF and pLEN4S for the chicken ovalbumin
upstream promoter-transcription factor (COUP-TF) and HNF-4 were kindly
provided by Dr. M.-J. Tsai and Dr. F. M. Sladek, respectively. The
BamHI fragment containing the HNF-4 cDNA was excised
from pLEN4S and subcloned back into the same vector in reverse
orientation (pLEN4A).
In Vitro DNase I Footprinting--
Nuclear proteins were
isolated from adult mouse liver (16), and the protein content of the
extracts was determined by Bradford protein assay using bovine serum
albumin as standard (17). Radiolabeled probes were prepared by
linearizing plasmids containing the wild type or mutated
299/+7SHBG promoters and end-labeling with the Klenow
fragment of DNA polymerase I and [ -32P]dCTP. To obtain
a coding strand probe, the plasmid was linearized with
HindIII. Labeled DNA was run through a Sephadex G-50 column to remove unincorporated radiolabeled nucleotides. The radiolabeled probes were released from the plasmids by digesting with
XbaI and were purified by 6% polyacrylamide gel
electrophoresis. DNase I (Amersham Pharmacia Biotech, FPLC pure) was
used at a 1:50 dilution (0.45 units/20-µl reaction) to digest
approximately 20,000 cpm of end-labeled probe in an in vitro
footprinting assay (16). The DNase I digestions were terminated, and
the products were treated with proteinase K and analyzed by
electrophoresis on an 8% polyacrylamide/urea DNA sequencing gel
followed by exposure to an x-ray film. A DNase I footprinting
experiment with the human TFIID, TATA-binding protein (TBP), and
radiolabeled wild type and mutated 137/+7 SHBG fragments,
was performed as recommended by the TBP manufacturer (Promega).
Electrophoretic Mobility Shift Assay (EMSA)--
The following
double-stranded oligonucleotides were used as radiolabeled probes
and/or unlabeled competitors.
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The lowercase letters indicate additional sequences that were
filled using the Klenow fragment of DNA polymerase I and
[ -32P]dCTP (16). Nuclear extracts were incubated
with or without an excess of unlabeled competitor oligonucleotide in
the presence of 10 mM Hepes, pH 7.6, 50 mM KCl,
2.5 mM MgCl, 10% glycerol, 1 mM
dithiothreitol, and 3 µg of poly(dI-dC). After 10 min on ice, 25 fmol
of end-labeled double-stranded oligonucleotide was added followed by a
15-min incubation at room temperature. For antibody supershift
experiments, nuclear extracts were incubated (as above) on ice for 10 min before, and 15 min after, addition of the radiolabeled
oligonucleotide. Aliquots (1 µl) of antiserum or normal rabbit serum
were then added and the complexes were further incubated at room
temperature for 15 min. The COUP-TF antiserum (provided by Dr. M.-J.
Tsai) was used undiluted and the HNF-4 antiserum (provided by Dr.
F. M. Sladek) was diluted 1:5 in physiological saline containing
3% bovine serum albumin. Protein-DNA complexes were separated from the
free probe by native 5% polyacrylamide gel electrophoresis in 0.45 M Tris borate, 1 mM EDTA. The gel was dried and
exposed to x-ray film against an intensifying screen at 80 °C.
Cell Culture and Transfection--
All cell culture reagents
were from Life Technologies, Inc. (Burlington, Canada). Human HepG2
hepatoblastoma and HeLa cervical carcinoma cells were grown initially
in Dulbecco's modified Eagle's medium (high glucose) supplemented
with 10% fetal bovine serum, 2 mM L-glutamine,
100 units/ml penicillin, and 100 µg/ml streptomycin.
Transient transfections of human SHBG promoter reporter
plasmids together with a pCMVlacZ control plasmid were carried out using LipofectAMINE® reagent according to Life
Technologies, Inc. In trans-activation experiments, the
reporter plasmids (1 µg) were mixed with 100 ng of COUP-TF and/or
HNF-4 expression plasmids and a pCMVlacZ control plasmid (200 ng). In
these experiments, similar amounts of pLEN4A containing the HNF-4
cDNA in the antisense orientation, or pBR322, were used in the
absence of pLEN4S and pRSCOUP-TF, respectively, to correct for DNA
amounts, and 5 or 10 mM sodium butyrate was included in the
culture medium for HepG2 and HeLa cells, respectively, to ensure
efficient HNF-4 production from pLEN4S.3
Approximately 48 h after the start of transfection, the cells were
washed twice with PBS and harvested. After centrifugation, cell pellets
were resuspended in 100 µl of 0.25 M Tris-Cl, pH 7.8, and
cells were lysed by three cycles of freeze-thawing. Appropriate aliquots of cell extracts were used for measurements of luciferase and
-galactosidase activity, as recommended by Promega. To correct for
transfection efficiency, light units from the luciferase assay were
divided by the OD reading from the -galactosidase assay.
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RESULTS |
Human SHBG Promoter Sequence--
To map regulatory elements
within the human SHBG promoter, and to identify
transcription factors that regulate SHBG expression in
hepatocytes, we PCR-amplified the human SHBG promoter region from nts 803 to +7 relative to the transcription start site in the
liver (13). Sequence analysis of this fragment revealed differences
when compared with the published SHBG sequence (15), including a 113-bp region that was missing from the
GenBankTM M31651 sequence. These discrepancies were
confirmed by resequencing the corresponding region from an 11-kb
HindIII human SHBG genomic fragment excised from
a cosmid clone (15). The additional 113-bp sequence includes an
XbaI site at position 299, which was previously mapped by
Gershagen et al. (18). The revised human SHBG
promoter sequence aligned with the corresponding region of rat
SHBG (GenBankTM M19993) is shown in Fig.
1. The 5'-end of the human sequence shown
here contains part of an Alu sequence (15) and does not align with the rat SHBG proximal promoter sequence (19).

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Fig. 1.
Partial human SHBG promoter
sequence. The human SHBG sequence from nts 810 to +60
relative to the transcription initiation site (underlined)
in the liver and kidney (13) is aligned with rat SHBG
promoter sequence (GenBankTM accession number M19993).
Corrections to the GenBankTM accession number M31651
sequence are indicated in bold. Restriction sites used for
subcloning are indicated above the human SHBG
sequence. Sequences that correspond to part of an Alu
sequence in human SHBG are in italics.
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Location of Possible cis-Regulatory Elements within the Human SHBG
Promoter--
To identify binding sites for trans-acting
factors, we performed a DNase I-footprinting assay using the
299/+7SHBG promoter region as template. Nuclear proteins
were isolated from adult mouse liver because this tissue expresses
human SHBG transgenes at a high level (13). At least six
regions within this SHBG promoter fragment are recognized by
mouse liver nuclear proteins and are protected from DNase I digestion
(Fig. 2): footprint 1 (FP1) spans nts
41/ 18; footprint 2 (FP2) spans nts 61/ 52; footprint 3 (FP3) spans nts 88/66; footprint 4 (FP4) spans
nts 114/ 96; footprint 5 (FP5) spans nts
152/ 134; and footprint 6 (FP6) spans nts
200/ 177. Sites that are hypersensitive to digestion can
also be seen between these footprinted regions (Fig. 2). Other
footprints further upstream of FP6 were observed in similar
experiments, but these were not defined further because maximal
activity of the human SHBG proximal promoter in HepG2 cells
is associated with a region encompassed by footprints 1-4 (see
below).

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Fig. 2.
DNase I footprinting of transcriptional
regulatory elements in the human SHBG promoter. An
end-labeled DNA fragment containing human 299/+7SHBG was
incubated with increasing amounts (shown above the gel) of mouse liver
nuclear extract (NE). The DNA was then subjected to DNase I
digestion and purified. Fragments were analyzed by denaturing
polyacrylamide gel electrophoresis and exposure to an x-ray film. A
Maxam Gilbert sequencing (G/A) reaction was used as a size marker
(lane 1) to define the boundaries (shown in
brackets) of each footprint (FP) 1-5
(lanes 3-6). Sites hypersensitive to DNase I digestion are
indicated by asterisks. The labeled DNA, without the
addition of DNase I or nuclear proteins, is shown in lane
2.
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Functional Analysis of the Human SHBG Promoter--
To assess the
functional importance of footprints 1-6 identified in Fig. 2 and to
define the minimal requirements for human SHBG promoter
activity in hepatocytes, we constructed a series of 5'-deletion mutants
of 803/+7SHBG fused to a luciferase reporter gene. The
XbaI site in this promoter sequence was used to create a
299/+7SHBG promoter reporter construct, and both FP5 and
FP6 were eliminated from it by removing the SHBG sequences
299/ 137, whereas footprints 1-4 were removed individually by
further 5'-deletions. The 3'-end of these deletion mutants was
maintained at nt +7 relative to the transcription start site (Fig.
3). These promoter deletion constructs
were transiently transfected into HepG2 cells that produce SHBG (20).
The results indicate that footprints 1-4 are required for
transcriptional activity in these cells and that the region upstream of
nt 299 contains elements that suppress transcription, as
evidenced by a 2-fold increase in promoter activity when these
sequences are deleted (Fig. 3).

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Fig. 3.
Functional analysis of human SHBG
promoter deletion mutants in HepG2 cells. In the schematic
representations of the human SHBG promoter deletion mutants
fused to a luciferase reporter gene, the positions of footprints 1-6
are indicated as shaded boxes relative to the
transcription start site (arrow). Human HepG2 hepatoblastoma
cells were transfected transiently with each promoter reporter plasmid
together with a pCMVlacZ plasmid as a control for transfection
efficiency. The transcriptional potential (means ± S.E.;
(n) = number of experiments) of each promoter deletion
mutant is indicated relative to the luciferase activity of
pGL2Basic.
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Each human SHBG promoter deletion fragment was also analyzed
in the context of a luciferase reporter gene in HeLa cells to assess
the cellular specificity of its transcriptional activity (not shown).
Although the promoter was active in this cell line, the reporter gene
expression was lower than in HepG2 cells and regulation at each of the
footprinted regions was not observed.
Significance of the TTTAA Sequence within FP1--
The footprinted
region (FP1) closest to the hepatic transcription start site spans the
SHBG promoter sequence from nts 41/ 18 and
includes a TTTAAC sequence starting at position 30. Since there is no
distinct TATA box in the human or rat SHBG promoters (15,
19), we decided to investigate whether this TATA-like sequence is
recognized by the transcription initiation complex. This TTTAAC
sequence is also conserved between the rat (19), mouse,2
and human SHBG promoters (Fig. 1) and was therefore thought
to represent an important element for basal transcription. Since a
reporter construct containing only 137 bp upstream of the
SHBG transcription start site had the maximal activity among
the constructs tested in HepG2 cells (Fig. 3), we modified this
promoter fragment to study the TTTAA sequence in FP1.
Sequences that deviate from the canonical TATA element have been shown
to bind TFIID, and mutations within such elements generally abolish the
activity of a given promoter (21-25). We therefore produced two
different mutations by PCR amplification of the 137/+7SHBG region with mismatch 3'-primers, and we analyzed these mutated promoter
fragments in the context of a luciferase reporter gene. When the TTTAAC
sequence was altered to TCCCAC, the promoter activity was reduced by
80% in HepG2 cells (Fig. 4A).
The same sequence was also converted into an ideal TATA sequence,
TATAAA, because this was expected to increase the affinity of TFIID for
this sequence and to thereby increase the transcriptional activity of
the promoter (26). However, this mutation again reduced the activity of
the SHBG promoter by approximately 24% (Fig.
4A), and this suggested that a factor other than TFIID
recognizes the TTTAA sequence within FP1 in hepatoblastoma cells. This
was confirmed by DNase I footprinting wild type and mutated
137/+7SHBG fragments with the TBP of TFIID, which showed
that the wild type SHBG sequence between nts 30/ 25 is
very poorly protected by TBP when compared with the mutant that
contains an optimal TATA sequence in this position (Fig. 4B).

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Fig. 4.
Effect of mutations within the TTTAA sequence
of FP1 on human SHBG promoter activity (A) and
its ability to interact with purified human TBP (B).
A, wild type and mutated 137/+7SHBG promoter
luciferase reporter constructs were transiently transfected into HepG2
and HeLa cells together with a pCMVlacZ control plasmid. Positions of
footprints 1-4 are indicated by shaded boxes,
and the mutated nucleotides within FP1 are shown above each
schematic. The transcriptional activity (mean ± S.D. of four
experiments) of the FP1 mutated promoters is indicated relative to the
wild type SHBG promoter activity. B, end-labeled
wild type and mutated 137/+7SHBG fragments were incubated
with 33 ng of human TBP (Promega) followed by digestion with DNase I,
and then analyzed by denaturing polyacrylamide gel electrophoresis and
exposure to an x-ray film. Maxam-Gilbert (G/A) sequencing
reactions were used as size markers. The region footprinted by TBP is
shown by the bracket (right) on the mutant
containing an optimal TATA box (TATAAA).
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The two FP1 mutants were also tested in HeLa cells (Fig. 4). In these
cells, an optimal TATA sequence at 30 increased the promoter activity
by almost 3-fold, and these data suggest that TFIID can recognize a
TATA box in this promoter context in HeLa cells but not in HepG2 cells.
COUP-TF and HNF-4 Bind FP1 and FP3 in the Human SHBG
Promoter--
Although a sequence within FP1 (GGGCAACCTTTAACCCT) also
resembles a binding site for the liver-enriched transcription factor, HNF-1, an oligonucleotide corresponding the HNF-1 site in the rat
albumin promoter (27) failed to displace complexes from an FP1 probe in
a competition EMSA, and this indicated that the protein that binds FP1
in the human SHBG promoter was not related to HNF-1 (data
not shown). Further analysis using MatInspector (28) Release 2.1 revealed some similarities between a sequence within FP1
(CAACCTTTAACCCT) and the consensus HNF-4-binding site (29). By
contrast, a consensus binding site (GGGTCAAGGGTCA) for COUP-TF (30),
which is known to share binding sites with HNF-4 in several promoters
(29, 31, 32), was readily identified within FP3.
To analyze the protein-DNA interactions at these elements, we performed
EMSAs with mouse liver nuclear proteins and double-stranded oligonucleotides as radiolabeled probes. Fig.
5 shows the complexes that form between
nuclear proteins and FP1 (nts 41/ 18) and FP3 (nts
88/ 66). The specificity of these DNA-protein
interactions was demonstrated by preincubating the nuclear extract with
an excess of unlabeled oligonucleotides, which compete the nuclear proteins from their respective complexes (lanes 3 and
4, and 13 and 14), whereas unrelated
sequences (SP-1 consensus or human SHBG FP4) are unable to
do this (lanes 7-10 and 17-20).
Oligonucleotides specific for FP1 and FP3 also compete with each other
(lanes 5 and 6 and 15 and
16), and this indicates that the same DNA-binding protein(s)
recognize both elements. This competition assay also indicates that FP3
has a higher affinity for these factors than does FP1 (see Fig. 5,
lanes 5 and 6 versus 15 and
16).

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Fig. 5.
The same factors in mouse liver nuclear
extract bind FP1 and FP3 in the human SHBG promoter.
Double-stranded, end-labeled oligonucleotides spanning FP1 (lanes
1-10) and FP3 (lanes 11-20) within the human
SHBG promoter were incubated with 1 µg of mouse liver
nuclear proteins in the absence (lanes 2 and 12)
or presence (lanes 3-10 and 13-20) of excess
unlabeled oligonucleotides as competitors. Free probe was separated
from the protein-DNA complex by non-denaturing polyacrylamide gel
electrophoresis. Lanes 1 and 11 are without the
addition of nuclear proteins. Oligonucleotides for SP-1, and footprint
4 (FP4) in the SHBG promoter, were used as unrelated
competitors to demonstrate specificity.
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Antisera specific for COUP-TF and HNF-4 were used to confirm the
identities of proteins that bind to FP1 and FP3 in the human SHBG promoter. In an EMSA, antisera against mouse COUP-TF or
rat HNF-4 partially supershift the complexes, and the supershifts are
essentially complete when these antisera are used in combination (Fig.
6). Thus, these two sites, which are
separated by only 23 bps in the human SHBG promoter, are
recognized by both COUP-TF and HNF-4 in liver nuclear extracts. From
these data, it also appears that FP1 is occupied preferentially by
COUP-TF (Fig. 6, lane 3 versus lane
4), whereas FP3 is bound by COUP-TF and HNF-4 at essentially
similar levels when the same nuclear extract is used (Fig. 6,
lane 8 versus lane 9).

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Fig. 6.
Antisera against COUP-TF and HNF-4 supershift
protein complexes that bind to FP1 and FP3 in the human SHBG
promoter. Antibody supershifts were performed by adding
antisera against COUP-TF or HNF-4 during incubations of
double-stranded, end-labeled oligonucleotides with mouse liver nuclear
proteins (1 µg). Lanes 1 and 6 are without
nuclear proteins, and lanes 2 and 7 are with a
normal rabbit serum control.
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Function of the COUP-TF/HNF-4 Sites in the Human SHBG
Promoter--
Site-specific mutations that interfere with the binding
of COUP-TF and HNF-4 to FP1 and FP3 in the human SHBG
promoter were used to analyze these DNA-protein interactions in greater
detail. The alteration of the TTTAAC sequence to either TCCCAC or
TATAAA within FP-1 reduced the transcriptional activity of the
137/+7SHBG promoter in HepG2 cells (Fig. 4A),
and the same alterations within an FP1 oligonucleotide abolished any
protein binding in an EMSA (not shown). The two consensus thymidines
within the COUP-TF-binding site in FP3 were changed to cytosines by
site-directed mutagenesis (Fig.
7A), and this also abolished
protein binding in an EMSA (not shown).

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Fig. 7.
Mutations within FP1 and FP3 in the human
SHBG promoter prevent COUP-TF/HNF-4 from binding and reduce
promoter activity in HepG2 cells. A, site-specific
mutations introduced into footprints 1 and 3 (FP1 and
FP3) within the human SHBG promoter, as compared
with the wild type (WT) sequences. Mutated nucleotides are
indicated with asterisks. B, the wild type
299/+7SHBG promoter fragment and corresponding fragments
containing FP1 and FP3 mutations individually (MutFP1 and
MutFP3) or in combination (MutFP1FP3) were
incubated with increasing amounts of mouse liver nuclear extract
(NE) followed by digestion with DNase I. The digested DNA
was purified and analyzed by denaturing polyacrylamide gel
electrophoresis and exposure to an x-ray film. A Maxam Gilbert
sequencing reaction (G/A) was used as a size marker.
Footprinted (FP) regions (1-5) in the wild type fragment
are indicated with brackets. C, HepG2 cells were
transfected transiently with wild type and mutated
299/+7SHBG luciferase reporter constructs together with a
pCMVlacZ control plasmid. The transcriptional potential of each mutant
promoter is indicated relative to the wild type SHBG
promoter activity (mean ± S.D. of four experiments). In the
schematic, each mutated footprint is marked with an X.
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When these mutations (Fig. 7A) were introduced either
individually or together into the 299/+7SHBG promoter, the
altered FP1 and FP3 were not protected from DNase I digestion in an
in vitro footprinting assay (Fig. 7B). Moreover,
these mutations appear to disrupt protein binding to FP1 and FP3
without disturbing the binding of other nuclear proteins to adjacent
promoter elements (Fig. 7B) and demonstrate that
COUP-TF/HNF-4 interactions with FP1 and FP3 occur independently of each other.
The activities of the 299/+7SHBG promoter mutants were
also assessed in the context of a luciferase reporter gene in a
transient transfection assay. When compared with the activity of the
wild type 299/+7SHBG promoter in HepG2 cells, mutations
within FP1 and FP3 resulted in 56 and 31% decreases in transcriptional
activity, respectively (Fig. 7C). The activity of the
SHBG promoter, in which both COUP-TF/HNF-4-binding sites
were disrupted, was reduced by 73%. These results indicate that both
COUP-TF/HNF-4-binding sites in the human SHBG promoter are
functional in hepatoblastoma cells and provide additional evidence that
they act independently of each other.
HNF-4 trans-Activates the Human SHBG Promoter--
To test further
the function of FP1 and FP3, we co-transfected COUP-TF and HNF-4
expression vectors together with a 299/+7SHBG promoter-luciferase reporter plasmid into HepG2 cells. As shown in Fig.
8, exogenous HNF-4 causes a 15-20-fold
induction in human SHBG promoter activity, whereas
overexpression of COUP-TF has virtually no effect. In this experiment,
the COUP-TF and HNF-4 expression vectors were under the control of
different promoters, and we cannot be certain that these transcription
factors were produced at equivalent levels. However, the
co-transfection of a COUP-TF expression vector clearly repressed the
trans-activation by HNF-4 in these experiments, and this is
probably due to competition for the same response element, as has been
reported in the context of several other promoters (29, 31, 32). The
fact that overexpression of COUP-TF by itself does not alter the
activity of the promoter supports the idea that FP1 is essentially
fully occupied by COUP-TF in the cell nucleus, and this is consistent
with the in vitro data indicating that FP1 has a preference
for COUP-TF.

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|
Fig. 8.
HNF-4 trans-activates the human
SHBG promoter. HepG2 and HeLa cells were transfected
with a wild type 299/+7SHBG luciferase construct or
equivalent reporter constructs with mutated footprints 1 and 3, as
shown in Fig. 7A, together with plasmids expressing COUP-TF
and/or HNF-4 and a pCMVlacZ control plasmid.
trans-Activation is indicated as fold of induction over the
base line of the wild type promoter (mean ± S.D. of four
experiments). In the schematic, each mutated footprint is marked with
an X.
|
|
The role of HNF-4 in the regulation of the human SHBG
promoter was confirmed by a co-transfection experiment in HeLa cells (Fig. 8), which do not contain HNF-4 (32). In these cells, the human
SHBG promoter was also up-regulated by HNF-4, but the 7-fold increase in activity was much lower than that observed in
hepatoblastoma cells, and this may reflect a difference in the amounts
of COUP-TF and/or other proteins that might interact with HNF-4 in
these cell types. This experiment also reinforces the concept that
displacement of COUP-TF from FP1 by HNF-4 results in a marked change in
transcriptional activation.
The relative contributions of the HNF-4-binding sites within FP1 and
FP3 to human SHBG promoter activity were assessed in the
same experiment by using reporter constructs containing the mutant
299/+7SHBG promoters shown in Fig. 7. Maximal
trans-activation by HNF-4 was obtained when FP1 and FP3 were
both intact, whereas the promoter in which both FP1 and FP3 were
mutated responded poorly to exogenous HNF-4. Although HNF-4 clearly
exerts its effects independently through FP1 and FP3, the mutation
within FP1 reduced the trans-activation by HNF-4 much more
effectively than the mutation within FP3, in both cell lines (Fig. 8).
These data confirm that HNF-4 functions primarily through the sites we
have identified within FP1 and FP3.
To obtain additional support for the concept that HNF-4 binding within
FP1 plays a pivotal role in controlling transcription of what appears
to be an example of a TATA-less promoter, an idealized HNF-4-binding
site (GGGTCAAGGGTCA) was introduced into FP1 so that it substituted for
the region (AACCTTTAACCCT) containing a potentially atypical TATA box,
and this increased the transcriptional activity of the promoter in
HepG2 cells (Fig. 9).

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|
Fig. 9.
Effect of substituting the region containing
the TATAAA sequence within FP1 with an idealized HNF-4-binding
site. Wild type and mutated 137/+7SHBG promoter
luciferase reporter constructs were transiently transfected into HepG2
cells together with a pCMVlacZ control plasmid. Positions of footprints
1-4 are indicated by shaded boxes, and the mutated
nucleotides within FP1 are shown above each schematic. The
transcriptional activity (mean ± S.D. of four experiments) of the
FP1 mutated promoters is indicated relative to the wild type
SHBG promoter activity.
|
|
 |
DISCUSSION |
Despite the fact that rodents express SHBG in their
livers only during fetal life (10), human SHBG transgenes
comprising only ~0.9 kb of promoter sequence are transcribed actively
in mature mouse livers (13). To gain insight into why SHBG
is expressed so differently in hepatocytes between species, we compared
the human and rodent SHBG promoter sequences. When this was
done, regions of sequence similarity were obvious throughout the first 600 bp of the human and rat SHBG promoters, but there are
two regions within the first 220 bp from the human and rat
SHBG transcription start sites where major differences
exist. In both cases, the human SHBG proximal promoter
contains additional sequences that are not present in the corresponding
regions of rat (19) or mouse2 SHBG. This
directed our attention to sequences within the SHBG proximal
promoter, and when this region was examined by DNase I footprinting at
least six potential DNA-binding sites for mouse liver nuclear proteins
were identified. One of these sites (FP4) is clearly absent in the rat
promoter, and this gap in the two sequences may extend into the region
encompassed by FP3. The only other region in the human SHBG
promoter where relatively large stretches of DNA are lacking in the
corresponding rodent sequences is centered around FP6, but this region
does not exert any obvious regulatory influence on the transcriptional
activity of the human SHBG proximal promoter in liver cells.
Human and rodent SHBG promoters lack a canonical TATA box
(15, 19), but a relatively broad region of DNA (FP1), centered around
an AT-rich sequence between 26 and 30 bp upstream of the human
SHBG transcription site in the liver, was protected by
nuclear protein in our DNase I footprinting experiments. This TTTAA
sequence was therefore investigated initially to determine whether it
functions as an atypical TATA box. First, to assess the relative
importance of this sequence in the overall activity of the
SHBG promoter, it was converted to TCCCA, and this caused a
marked reduction in transcription. It was also converted into an
optimal TATA sequence because this change permits binding of the TBP
subunit of TFIID and was therefore expected to allow it to engage the
transcription initiation complex at this site (26), but it also reduced
transcription. When considered together, the results of these
functional assays and DNase I footprinting experiments all imply that
the TTTAA sequence within FP1 is an important component of a
cis-element which does not involve a direct interaction with
TBP, and we therefore sought to identify the factor(s) responsible for FP1.
The realization that the nuclear proteins that bind FP1 and FP3 are
related and that FP3 contains a consensus binding site for COUP-TF led
us to establish that both COUP-TF and HNF-4 are capable of interacting
with FP1 and that mutations within its TTTAA sequence completely
abolished these interactions. These experiments suggested that COUP-TF
or HNF-4 might serve to recruit the transcriptional machinery directly
to the promoter in a manner analogous to that originally reported for
the YY1 transcription factor (33). This is not inconceivable, because
several members of the steroid hormone receptor superfamily, including
COUP-TF (34) and HNF-4 (35), interact directly with TFIIB, and HNF-4 has been show to be capable of activating transcription by facilitating assembly of a preinitiation complex intermediate via direct physical interactions with TFIIB (35). Like most steroid hormone receptors, HNF-4 has two trans-activation domains, AF-1 and AF-2, which
interact with other nuclear proteins to modulate transcriptional
responses (36). In the context of the apoAI gene promoter (35), the recruitment of TFIIB to the promoter complex by HNF-4 is not dependent on the presence of an AF-2 domain, but AF-2 is required for
transcriptional activation. Thus, under these circumstances, it has
been proposed that HNF-4 serves as a transcriptional activator by
recruiting TFIIB to the promoter complex and by influencing entry of
preinitiation complex components that act downstream of TFIIB via an
AF-2-dependent mechanism (35).
The finding that a COUP-TF/HNF-4-binding site resides within FP1 was
unexpected, but a consensus binding site for COUP-TF was immediately
recognizable within FP3. Our EMSA experiments indicated that both
proteins interact with the same sites in FP1 and FP3 in
vitro, but co-transfection experiments in HepG2 cells demonstrated
that it is HNF-4, rather than COUP-TF, that enhances transcription via
FP1 and that this is not influenced appreciably by the interaction of
either protein with FP3. Furthermore, in the absence of a functional
HNF-4-binding site in FP1, both HNF-4 and COUP-TF had equivalent and
relatively modest effects on the transcriptional activity of the human
SHBG promoter. Similar effects were seen in HeLa cells,
which contain COUP-TF (34) but not HNF-4 (32), but the magnitude of the
responses was smaller.
The effect that HNF-4 exerts on SHBG promoter activity via
its interaction with FP1 can be blocked by COUP-TF, irrespective of
whether the COUP-TF-binding site in FP3 is intact. Both HNF-4 and
COUP-TF bind to the same sequence within FP1, and COUP-TF has been
shown to actively repress or modulate the effects of HNF-4 on the
transcription of several other genes in the liver (29, 31, 32).
Heterodimerization between COUP-TF and other members of the steroid
hormone receptor superfamily (37) can result in the
trans-repression of activated transcription (38), but this
is unlikely to account for our observations because HNF-4 appears to
function exclusively as a homodimer (39), and these orphan receptors
therefore probably simply compete for the same DNA-binding site within
FP1. Like HNF-4 (35), COUP-TF also binds to TFIIB (34), and its
overexpression could block any interaction between TFIIB and HNF-4.
Even if this occurs, our data imply that any association between
COUP-TF and TFIIB in the context of FP1 is relatively non-productive in
hepatoblastoma cells, and the fact that HNF-4 specifically enhances
transcription when bound to FP1 may reflect a unique ability of its
AF-2 domain to influence the entry of preinitiation complex components
downstream of TFIIB (35, 36). However, it is also generally
acknowledged that members of steroid hormone receptor superfamily may
contribute to assembly of the preinitiation complex by interacting
directly with TBP or the TBP-associated factors (TAFs) that comprise
the TFIID complex (40), as well as a variety of adaptor or
"co-activator" proteins that mediate interaction between their
activation domains and the general transcription factors (41, 42).
Furthermore, it is also possible that HNF-4 interacts with the TAFs or
other components of a recently identified multi-protein complex (TFTC) that lacks TBP (43) but which is capable of directing transcription mediated by RNA polymerase II.
It remains to be seen whether these interactions are physiologically
relevant, but alterations in the concentrations or conformational states of HNF-4 and COUP-TF may determine their relative abilities to
occupy a common binding site within FP1, and this could provide a
mechanism for the control of SHBG expression. As members of the steroid hormone receptor superfamily, the conformational states of
COUP-TF and HNF-4 and their ability to interact with other nuclear
proteins may be influenced by ligand binding. A ligand for COUP-TF has
not yet been identified, but it has recently been reported that long
chain fatty acyl-CoA thioesters bind HNF-4 and enhance its ability to
dimerize and bind DNA (44). Although it has been suggested that this
may explain the relationships between the actions of HNF-4 and the
expression of several genes that respond to metabolic regulators, it is
not yet clear how these ligands influence the ability of HNF-4 to
function as a transcriptional regulator in the context of specific gene sequences.
The orphan receptor HNF-4 is responsible for the constitutive
expression of a wide variety of genes in the liver (45). Several isoforms of HNF-4 exist that are encoded by two separate genes (46).
The HNF-4 gene is expressed in the liver, kidney, pancreas, intestine, colon, and testis, whereas the newly discovered HNF-4 gene is expressed in all of these tissues except the liver (46). Disruption of HNF-4-binding sites in the promoters of specific genes
can result in disease. For instance, a single nucleotide change in the
5'-flanking region of factor IX gene prevents HNF-4 binding and
decreases its transcription in liver cells and accounts for the very
low plasma levels of factor IX in individuals with hemophilia B (47).
Recently, a mutation that leads to maturity-onset diabetes of the young
was mapped to the HNF-4 locus, and it was proposed that a decrease
in the amount of HNF-4 indirectly causes pancreatic cell
dysfunction (48). Given the critical role that HNF-4 seems to play in
maintaining SHBG expression in liver cells, any deficiency
in either its levels or activity in the liver may explain the low
plasma levels of SHBG observed in many pre-symptomatic individuals with
Type II diabetes (8).
Our functional analysis of the human SHBG proximal promoter
has relied primarily on the use of HepG2 cells that resemble fetal hepatocytes in terms of their ability to express many liver-specific genes (49). It should therefore be appreciated that the interactions between COUP-TF and HNF-4 and a common binding site in FP1 may play an
important role in the expression of SHBG in mammals during fetal development, especially as the sequence of FP1 is perfectly conserved in SHBG promoters between species, some of which
only express this gene in the liver during fetal life. It is also
important to appreciate that the SHBG proximal promoter we
have examined is defined relative to the major transcription start site
mapped by primer extension of SHBG mRNA extracted from adult liver
(13), and the sequence surrounding this site does not conform to a
transcriptional initiator sequence which plays a key role in directing
the transcription of many mRNA-encoding genes with TATA-less
promoters (50). However, the COUP-TF/HNF-4-binding site within FP1 is
located at a minor transcription start (13) and resembles the loose
initiator sequence (51). If this region acts as an initiator sequence,
the fact that TBP does not interact with FP1 raises the possibility
that HNF-4 functions as an initiator binding protein, which recruits TAFs and/or TBP to this site in a manner similar to that proposed by
studies of the mouse terminal deoxynucleotidyltransferase gene promoter
(52). This hypothesis is supported by the fact that the introduction of
a consensus HNF-4-binding site at this position enhances the
transcriptional activity of the human SHBG proximal promoter
in hepatoblastoma cells.
The COUP-TF/HNF-4-binding site within FP3 of the human SHBG
promoter is not as well conserved among species and is not essential for trans-activation by these orphan receptors in HepG2
cells. This might suggest another role for HNF-4 in human
SHBG regulation that may be operative later in development,
and in more specific situations. In support of this, FP3 has a higher
affinity for HNF-4 than does FP1 when nuclear extract from adult mouse
liver is used, and HNF-4 could therefore act as an accessory factor in
the regulation of SHBG by an extracellular stimulus, as
reported for the glucocorticoid regulation of hepatic
phosphoenolpyruvate carboxykinase gene (53). Binding sites for HNF-4
and a ubiquitous helix-loop-helix transcription factor, known as the
upstream stimulator factor (USF), are located in close proximity within
the proximal promoter of the L-type pyruvate kinase gene, and they
cooperate in mediating the effects of glucose on the expression of this gene in the liver (54). It is debatable as to whether USF plays a
general role in the carbohydrate regulation of liver-specific genes
(55-57), but this may be relevant in the context of SHBG because FP4 in the human SHBG promoter contains a binding
site for USF,2 and this entire region is absent in rat and
mouse SHBG promoters. Given the close proximity between this
site in FP4 and the HNF-4-binding site in FP3, a functional interaction
between these two unrelated transcription factors could explain why the
low plasma SHBG levels are linked to abnormalities in nutritional and
metabolic status that are associated with obesity, diabetes, and
cardiac diseases (7, 8).
 |
ACKNOWLEDGEMENTS |
We thank K. Hogeveen for input into the early
stages of this work; A. Grolla and D. Dales for their technical
assistance; and G. Howard and D. Power for secretarial help. We also
thank Dr. J. Mymryk, Dr. J. Torchia, and Dr. C. Brandl for their
helpful comments and suggestions.
 |
FOOTNOTES |
*
This work was supported by a grant from the Medical Research
Council of Canada.The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement" in
accordance with 18 U.S.C. Section
1734 solely to indicate this fact.
The nucleotide sequence(s) reported in this paper has been submitted to the GenBankTM/EMBL Data Bank with accession number(s) M31651.
To whom correspondence should be addressed: London Regional Cancer
Centre, 790 Commissioners Rd. East, London, Ontario, Canada N6A 4L6.
Tel.: 519-685-8617; Fax: 519-685-8616; E-mail:
ghammond{at}julian.uwo.ca.
The abbreviations used are:
SHBG, sex
hormone-binding globulin; COUP-TF, chicken ovalbumin upstream
promoter-transcription factor; HNF-4, hepatocyte nuclear factor-4; TBP, TATA-binding protein; PCR, polymerase chain reaction; nts, nucleotides; EMSA, electrophoretic mobility shift assay; kb, kilobase pair(s); FP, footprint; bp, base pair; TAF, TBP-associated factor(s); USF, upstream
stimulator factor.
2
M. Jänne and G. L. Hammond,
unpublished observations.
3
F. M. Sladek, personal communication.
 |
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Copyright © 1998 by the American Society for Biochemistry and Molecular Biology.
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