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J. Biol. Chem., Vol. 275, Issue 23, 17700-17709, June 9, 2000
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From the
Received for publication, November 30, 1999, and in revised form, March 27, 2000
Mutations in the tau gene are
pathogenic causing autosomal dominant frontotemporal dementia with
Parkinsonism-chromosome 17 type (FTDP-17). Some mutations in
tau exon 10 (E10) and immediately adjacent sequences cause
disease by altering E10 splicing. To determine the mechanism of normal
E10 splicing regulation and how FTDP-17 mutations alter splicing,
mutational analysis of E10 was performed. The results show that E10
contains a complex array of both enhancer and inhibitor
cis-acting elements that modulate usage of a weak 5' splice
site. The 5' end of E10 contains a previously unrecognized multipartite
exon splicing enhancer (ESE) composed of an SC35-like binding sequence,
a purine-rich sequence, and an AC-rich element. Downstream of this ESE
is a purine-rich exon splicing inhibitor. Intronic sequences
immediately downstream of E10 also are inhibitory. The results support
an alternative model in which I10 inhibitory sequences appear to
function as a linear sequence. The cis-elements described
are not redundant, and all appear required for normal E10 splicing.
Results with double mutations demonstrate that the ESE and the intronic
inhibitory element collaborate to regulate splicing. Thus splicing of
tau E10 is regulated by a complex set of
cis-acting elements that span nearly the entire exon and
also include intronic sequences.
Tau is a microtubule-associated protein that in vitro
promotes microtubule assembly and stability. In vivo, tau is
important in neuronal morphogenesis, axon polarity, and axonal
transport (1, 2). In the central nervous system, tau is expressed primarily in neurons, although it is also present in glial cells at
lower levels. During central nervous system development, the gene
encoding tau (tau) is highly regulated by alternative exon splicing. In the human fetal brain, a single tau isoform is produced consisting of exons 1, 4, 5, 7, 9, and 11-13 (3). In the adult human
central nervous system, 6 tau isoforms are made from the same exons
plus alternative splicing of exons 2, 3, and 10 (4). tau
exon 10 (E10)1 encodes a
microtubule-binding motif that is repeated 3 times in tau isoforms
lacking E10 sequences (3 repeat or 3R tau) and 4 times when E10 is
present (4R tau).
Mutations in tau cause frontotemporal dementia with
Parkinsonism-chromosome 17 type (FTDP-17) (5-7), a group of autosomal dominantly inherited neurodegenerative disorders with varied clinical and neuropathologic phenotypes. A common consequence of most if not all
tau mutations is abnormal filamentous aggregates of tau in
central nervous system neurons and in some cases in glial cells (8).
For some mutations, the aggregated tau is present as paired helical
filaments in neurofibrillary tangles. These tangles are composed of all
6 tau isoforms and are structurally and biochemically indistinguishable
from those found in Alzheimer's disease (AD) (9, 10). For other
FTDP-17 mutations, tau is present as paired straight filaments (11) or
paired helical filaments with different dimensions than those of AD
filaments (12, 13). Also the isoform ratio can be different from that
found in AD.
tau missense mutations fall into 2 categories as follows:
mutations that alter protein function, and mutations that affect alternative splicing of E10. Mutations G272V (E9), P301L, P301S, Our previous work examining the effects of FTDP-17 mutations on
tau E10 splicing indicated that multiple
cis-acting sequences regulate E10 alternative splicing (15).
An additional intronic inhibitory element immediately adjacent to the
end of E10 in I10 was revealed by other FTDP-17 mutations (6, 7). Here
we examine exon and intron sequences that control tau E10
inclusion. We performed mutation and deletion studies to identify
splicing regulatory sequences that control E10 splicing and to explore the functional interactions between elements in orchestrating E10
usage. Our results reveal that there are at least 4 cis-acting regulatory sequences within E10 that are
non-redundant and that function cooperatively to regulate E10
inclusion. These E10 cis-elements interact with a novel I10
inhibitory element that potentially acts by forming a complex secondary
structure, although evidence that the inhibitory element appears to
function as a linear sequence is presented here. Correct regulation of
tau E10 is the result of contributions from each of these elements.
Plasmid Construction and DNA Mutagenesis--
Vector pSPL3 (Life
Technologies, Inc.) contains an HIV genomic fragment with truncated
tat exons 2 and 3 inserted into rabbit
When the cryptic exon present in pSPL3 was removed to create pSPES,
splicing experiments revealed an additional cryptic splice site between
the cloning site and tat exon 3. This new site is not used
when no test exon is placed in pSPES. When the normal tau
E10 or mutant E10 with a weak 5' splice site is inserted, small amounts
of E10 join with this cryptic site yielding a ~60-bp product,
although most of E10 is joined to tat exon 3, yielding a
354-bp product. In calculating the amount of E10 included in the final
transcript, the amount of E10 joined to the cryptic site was included
in the total.
Cell Culture, Transient Transfection, and RNA
Isolation--
Cell culture and transfection reagents were from Life
Technologies, Inc. COS-7 cells were maintained in Dulbecco's modified Eagle's medium supplemented with 10% fetal calf serum. Transient transfections were performed in triplicate using 1 µg of plasmid DNA
with 6 µl of LipofectAMINE in a total of 700 µl of Opti-MEM per
35-mm well. Cells were exposed to the lipid-DNA complex for 5 h at
37 °C in a 5% CO2 incubator and allowed to recover with 700 µl of Dulbecco's modified Eagle's medium containing 20% fetal calf serum. Total cellular RNA was isolated 48 h later with TRIzol (Life Technologies, Inc.). RNA samples were DNase I-treated (Amersham Pharmacia Biotech) prior to reverse transcription.
Quantitation of Tau E10 Splicing by Reverse Transcription-PCR
(RT-PCR)--
Splicing was assayed essentially as described previously
(15). Total RNA (2-2.5 µg) was reverse-transcribed with random hexamers using the GeneAmp RNA PCR kit (Perkin-Elmer). PSPES-spliced products were amplified by PCR using forward and reverse primers SD6
and SA2, respectively (Life Technologies, Inc.), that are specific for
rabbit RNA Structure Analyses--
RNA secondary structures and free
energies were predicted using the GCG version of the MFOLD program
(22). The free energies of the most stable structures computed for each
sequence were compared.
Previous work on the effects of FTDP-17 mutations on
tau E10 splicing showed that mutations at nucleotides 15-18
within a purine-rich region in E10 and a mutation at nucleotide 30 altered splicing of this exon (15). To identify the regulatory elements affected by these mutations and to reveal other potential regulatory sequences, we generated in-frame 3 nucleotide deletions from the beginning of E10 exon to nucleotide 33 (E Purine-rich ESE Element--
Deletions E
The sequence requirements for PPE function were explored with single
nucleotide substitutions alone or in combination with the E AC-rich ESE Element--
Deletions E Additional cis-Acting Sequences in E10--
Deletions E
Another potential regulatory region is at the 5' end of E10. E Role of the 5' Splice Site in E10 Inclusion--
The E10 5' splice
site is predicted to be weak because the sequence (GTgtgagt) differs
from the optimal consensus sequence (AGgt(a/g)agt) for U1/U6 snRNP
binding (31). The role of the 5' splice site and immediately adjacent
exon sequences was investigated using single nucleotide substitutions
in the 5' splice site and by replacing tau E10 sequences
with the 3' end of human The 5' Splice Site-ISS Interaction--
Intronic FTDP-17 mutations
(E10+3g Interactions between cis-Acting Elements--
The interactions
between different regulatory sequences were examined by comparing E10
splicing in constructs with mutations in single elements to constructs
with mutations in two different elements. The E Comparison of Human and Mouse E10 Splicing--
Mice and humans
regulate E10 splicing differently. In fetal brain in both organisms,
E10 is not incorporated into tau transcripts. In adult mouse
brain, all tau transcripts have E10, and only 4R tau protein
is produced. In contrast, in adult human brain, both E10+ and E10
To evaluate the effects of mouse and human intronic sequence
differences on splicing, constructs were generated with different combinations of human and mouse sequences (Fig. 7). These combinations permitted evaluation of the role of I10 and E10 sequence differences separately. Mouse I10 sequences (I10M) are substantially
more inhibitory than I10H sequences; when human I9 and E10
(I9HEH) are coupled to I10M,
splicing is reduced (compare hN to
I9HEHI10M; 45 and 5%,
respectively). Conversely, when mouse I9 and E10 sequences are coupled
to I10H, E10 incorporation is increased (compare mWT to
I9MEMI10H; 34 and 61%,
respectively). The same strong inhibition by I10M is also
seen when mouse and human divergent nucleotides (TA and AC,
respectively) at positions 84 and 87 in E10 are exchanged (compare
results from I9MEGACI10M
and I9MEGACI10H).
Exon sequence differences between human and mouse tau also
affect splicing. When in hN, E10 nucleotide 57 is changed from A found
in humans to G found in mouse
(I9HEGACI10H), and E10
inclusion is increased from 45 to 89%. This result is consistent with
an ESS element in the E
When human nucleotides were inserted into mWT at positions 84 and 87, E10 inclusion was reduced (compare mWT to
I9MEGACI10M, 34 versus 20%, respectively). However, the inhibitory effects of the substituted nucleotides were overridden when the downstream intron was human (compare I9MEGAC
I10M to
I9MEGACI10H; 20 and
93%, respectively). In contrast, no change in splicing occurred on
replacing the mouse G at nucleotide 57 for the human A at this position
(compare mWT to
I9MEATAI10M; 34 and
35%, respectively). Presumably the strong inhibitory effect of mouse
I10 overrides other elements (e.g. the ESS) in mouse E10.
The mouse and human I9 sequences used here also differentially affect
E10 splicing. The mouse I9 sequence is more permissive for E10
inclusion when compared with the human I9 sequence (compare I9MEATAI10M to
I9HEATAI10M; 35 and 3%, respectively).
The ratio of tau E10+ to E10 The deletion and substitution analysis described above demonstrates
that tau E10 splicing is regulated by a multipartite ESE composed of at least three functional motifs as follows: a potential 5'
SC35-like binding element, a central purine-rich enhancer (PPE), and a
3' ACE-like element. In addition, results from deletions E The PPE element has a core requirement for GAR or possibly AAG repeats.
The mechanism by which the FTDP-17 mutation N279K (15T The splicing enhancing effects of the FTDP-17 mutation L284L were
originally hypothesized to be due to disruption of an ISS with the core
sequence of TTAG (15). This prediction was based on previous work (21)
showing that this core sequence inhibits splicing of HIV tat
exon 3. However, deletions E The multipartite ESE and the inhibitory sequences within E10 act in the
context of a weak 5' splice site. When the 5' splice is strengthened
either by mutations that bring the sequence closer to the U1/U6 snRNP
hybridization consensus sequence (e.g. FTDP-17 mutations
92G The downstream I10 sequence immediately adjacent to the 5' splice site
is clearly inhibitory. One hypothesis on how this sequence acts is that
a stem-loop forms that spans the splice site, blocks hybridization of
U1/U6 snRNP, and inhibits initiation of splicing. A second hypothesis
is that a stem-loop is the binding substrate for a
trans-acting factor. One ambiguity of these hypotheses is that the stem-loop structure and stability is dependent on how many
nucleotides from E10/I10 are included (Fig. 6 and Table
I). Even more extensive structures are
predicted when additional flanking nucleotides are included (not
shown). Although at least some of these stem-loops do form in
vitro (32, 33), it is not clear if any of these structures form
in vivo where multiple splicing regulatory proteins
(e.g. SR proteins) coat the pre-mRNA, potentially altering or abolishing predicted secondary structure. An alternative hypothesis is that the I10 linear sequence is the critical functional inhibitory unit that acts as a single-stranded sequence and binds a
trans-acting splicing factor(s).
Determinants of 4-Repeat Tau Expression
COORDINATION BETWEEN ENHANCING AND INHIBITORY SPLICING SEQUENCES
FOR EXON 10 INCLUSION*
§ and
§¶
Geriatric Research Education and Clinical
Center, Veterans Affairs Puget Sound Health Care System, Seattle
Division, Seattle, Washington 98108, the § Divisions of
Gerontology and Geriatric Medicine, Department of Medicine, University
of Washington, Seattle, Washington 98195, and the ¶ Departments
of Neurology and Pharmacology, University of Washington,
Seattle, Washington 98195
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ABSTRACT
TOP
ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS
DISCUSSION
REFERENCES
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INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS
DISCUSSION
REFERENCES
280K (E10), V337M (E12), and R406W (E13) reduce the affinity of tau
binding to microtubules (14) and/or reduce the ability of tau to
promote microtubule assembly when compared with normal tau (11,
14-17). Thus, these mutations alter tau protein function. Since E9,
E12, and E13 are constitutively included in tau transcripts, mutations in these exons affect all tau isoforms, whereas E10 mutations
P301L and P301S only affect 4R tau function. E10 mutations N279K and
S305N do not alter the ability of tau to interact with microtubules but
do affect the regulation of E10 splicing (15, 18). In splicing assays,
the N279K and S305N mutations result in almost constitutive inclusion
of E10. Similarly, the L284L E10 silent mutation and intron 10 (I10)
mutations immediately adjacent to the 3' end of E10 also increase E10
inclusion (6, 15). Another FTDP-17 mutation, an in-frame 3-base
deletion in E10 (
280K), is unique in that it alters tau protein
function and also completely abolishes E10 inclusion in tau
transcripts (15, 17). The effect of
280K on splicing is presumed to
be the disease-causative mechanism since, with E10 being completely excluded, no
280K protein would be produced. The mutations that affect E10 splicing cause FTDP-17 by altering the 4R/3R tau ratio, and
in some cases, the elevated 4R tau produced has the normal tau amino
acid sequence (e.g. L284L and I10 mutations; Fig. 1) (14,
19). As expected, when E10 usage is increased, the aggregated tau
formed has excess 4R tau isoforms (7, 14, 19). Different mutations that
increase E10 usage result in different clinical and neuropathologic
phenotypes, presumably because these mutations affect different
cis-acting regulatory elements controlling E10 splicing.
Thus, understanding the mechanisms that regulate E10 usage is important
to understanding FTDP-17.
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EXPERIMENTAL PROCEDURES
TOP
ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS
DISCUSSION
REFERENCES
-globin coding
sequences (20). The resulting hybrid exons in pSPL3 are globin
E1E2-tat exon 2 and tat exon 3-globin E3
separated by more than 2.5 kilobase pairs of tat intron
sequence. pSPL3 contains a multiple cloning sequence (MCS) around 300 nucleotides downstream of the tat exon 2 5' splice site. The
SV40 promoter and polyadenylation signal allow for enhanced expression
in COS-7 cells. pSPL3 was further modified here by deleting a 500-base pair (bp) tat intronic fragment between the EcoRV
(nucleotide 1050) and StuI (nucleotide 1550) sites
(GenBankTM accession number U19867) to generate pSPES. This
deletion removes a previously identified cryptic exon (20). Note that the portion of HIV tat exon 3 used in pSPL3 does not contain
the splicing inhibitory sequence TTAG (21) that is also present in
tau E10. A 177-bp genomic fragment containing human
tau E10 with 33 and 51 bp of flanking intron sequences was
amplified from P1 artificial chromosome clone 4139 by PCR using forward
and reverse primers I9X2 (5'-CCACTCGAGCGTGTCACTCATCCTTTTTC-3') and
I10B2 (5'-CGGGATCCTAATAATTCAAGCCACAG-3') that contain an
XhoI and BamHI site, respectively. The
XhoI/BamHI-digested PCR product was inserted into
the pSPES MCS (XhoI/BamHI) to generate hN (Fig.
1). Similarly, a 174-bp mouse genomic fragment containing E10 with 30 and 51 bp of flanking I9 and I10, respectively, was amplified from
mouse genomic DNA by PCR and inserted into the XhoI/BamHI sites of pSPES to generate mWT. The
mouse and human 3' ends of E10 (the last 13 nucleotides beginning at a
SmaI site) along with the first 51 nucleotides of I10
(ending at a BamHI site) were exchanged by excising this
section as a SmaI-BamHI fragment. All nucleotide
changes and deletions in tau sequences were performed by
standard PCR using a mutagenized primer with primers I9X2 or I10B2. PCR
products were digested with XhoI/BamHI and
ligated into pSPES. The DNA sequence of the normal human and mouse
inserts and all sequence alterations were confirmed by dye terminator
cycle sequencing with TaqFS DNA polymerase (Perkin-Elmer) using an ABI377 DNA sequencer.
-globin sequences in the vector. 1 ng of 32P-labeled SA2 was included in PCRs that were performed
for 18 cycles to obtain linear amplification. Products were resolved on
5% acrylamide gels and quantitated using a PhosphorImager. For the
normal tau E10 construct hN, the percent E10 inclusion is
the mean value from eight independent transfection experiments performed on different days. For each mutant construct, values presented are the average of at least three different transfection experiments. Also, for each transfection experiment, hN was transfected in parallel, and the experiment was considered valid if the value for
hN was ±2 S.D. of 45% (36.6-51.5%). Statistical comparisons were
made using a two-tailed Student's t test. Criteria for
significance were calculated using a Bonferroni correction for multiple
comparisons by dividing the initial p value of 0.05 by the
number of comparisons made.
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RESULTS
TOP
ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS
DISCUSSION
REFERENCES
1-E
11). Nine nucleotide deletions were generated from nucleotide 34 to the end of the exon
(E
12-E
17) (Fig. 1). Additional
substitutions were used to identify critical nucleotides and to
determine if effects seen with deletions were due to removal of
critical sequences or caused by changes in distances between other
cis-acting elements. Splicing was assayed by inserting the
normal or modified E10 with 33 nucleotides of I9 and 51 nucleotides of
I10 (Fig. 1) between HIV tat exons 2 and 3. When the normal
E10 is assayed in COS-7 cells, 45% of the transcripts contain E10
(Fig. 1). The cis-acting regulatory elements identified are
described individually below.

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Fig. 1.
Deletion analysis of tau
E10. A, nucleotide sequence of tau
E10. Exon nucleotides are in capital letters and intron
nucleotides in lowercase letters. FTDP-17 mutations are
indicated by solid arrows, except for
280K which is shown
with a triangle spanning the deleted nucleotides. E10
sequence differences between human and mouse are shown above the
sequence (open arrows), and mouse nucleotides are in
italics (differences in intronic sequences are not shown).
For FTDP-17 mutations and substitutions used in this study, the
location of E10 nucleotide changes is indicated by the nucleotide
number within the exon (the first nucleotide at the 5' end of E10 is
1). The normal and the substituted nucleotide are shown in superscript.
Thus the FTDP-17 mutation in E10 at nucleotide 15 where the normal base
is a T and the mutant base is a G is indicated as 15T
G. Amino acid
change locations are listed with the normal amino acid shown in
superscript before the codon number and the mutant amino acid shown
after the codon number. Codon numbering is based on the longest common
tau isoform in brain containing E2, E3, and E10. The locations of I10
mutations are shown after a + symbol as the nucleotide number in I10
with the first nucleotide of the intron being 1 (e.g.
E10+16c
t). The normal and mutant nucleotides are shown in
superscript. Deletions used for E10 analysis are indicated with
bars directly below the sequence and are labeled
E
1-E
17. The nucleotides present in a potential stem-loop are
shown with a bar above the sequence with the loop
region as a dotted line. The locations of potential
cis-acting regulatory regions are shown as hatched
boxes below the sequence. B, autoradiograph of E10
splicing analyzed by RT-PCR. The E10 minus (E10
) fragment
is 261 bp and the E10+ fragment is 354 bp. A longer exposure of the
last 4 lanes (E
14-E
17) is presented below
the original exposure. C, quantitation of E10 splicing.
Radioactivity in each band was quantitated using a PhosphorImager. Each
bar represents the mean of at least three separate
transfection experiments and 100% is the sum of E10
and E10+.
Error bars are standard deviations. A corrected significance
criteria of p < 0.003 was used, and p
values for comparison of each construct to normal human E10 are
indicated with the following symbols:
, p < 1 × 10
3;
, p < 1 × 10
4;
, p < 1 × 10
5; *, p < 1 × 10
6;
§, p < 1 × 10
7; and +,
p < 1 × 10
8.
5 to E
7 severely
reduce E10 inclusion (Fig. 1) indicating the presence of an ESE
sequence. This ESE is designated the polypurine
enhancer (PPE) because of the high purine content of this
sequence (AAGAAGCTG) and is the cis-acting element affected by FTDP-17 mutations N279K and
280K. E
5 and E
6 are
structurally equivalent and the same as FTDP-17 mutation
280K. This
deletion results in no detectable E10+ transcript. The downstream
flanking deletion E
7 reduces the splicing ratio, whereas E
8 does
not, thus defining the 3' limits of the PPE. The 5' end of the PPE is
more difficult to define. Deletions E
3 and E
4 result in higher than normal E10 inclusion, suggesting that these sequences may inhibit
function of the PPE.
5
deletion (Fig. 2). Mutation 15T
G
(FTDP-17 mutation N279K) increases E10 incorporation to 79%. The
15T
G change possibly acts by increasing the number of GAR sequences
(R is a purine) from 1 to 2 when compared with the normal sequence or
by increasing the number of AAG repeats from 2 to 3. Both GAR and AAG
repeats are known to enhance splicing in other systems (23, 24).
Compatible with both explanations is that E
5, which eliminates E10
inclusion, deletes the lone GAR repeat and 1 of the 2 normal AAG
repeats. When an A substitution is used rather than a G (15T
A), E10
inclusion is increased but to a lesser extent than with the 15T
G
change (61 compared with 79%, respectively). Likewise, in double
mutants when the normal function of the PPE is severely compromised by E
5, the G substitution gives much higher E10 incorporation than the
A substitution (71 versus 16%, respectively). In the
context of the deletion, the G substitution, like the normal sequence, maintains 1 GAR repeat and 2 AAG repeats, whereas the A substitution yields only 1 AAG. Thus, although both mutations increase the number of
consecutive purines in this region by 3 nucleotides, clearly the types
of purine and thus the specific sequence of the element are
critical.

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Fig. 2.
Substitution analysis of tau
E10 ESE sequences. A, shown are the first 45 nucleotides of tau E10. FTDP-17 mutations N279K,
280K,
and L284L are represented as 15T
G, E
5, and 30T
C, respectively,
above the exon sequence. The remaining substitutions at the
indicated nucleotide positions are shown below the E10
sequence. Hatched boxes show the location of the three ESE
sequences. B, autoradiograph showing E10 inclusion of
transiently transfected constructs by RT-PCR. Double mutants containing
the substituted nucleotide in combination with the E
5 deletion are
designated with a slash. C, quantitation of E10+
transcripts was performed as in Fig. 1. A corrected significance
criteria of p < 0.004 was used. Significance levels
for comparisons are indicated as described in Fig. 1 and as follows:
, p < 0.003. Significance levels for comparison of
results from each construct to normal E10 are indicated
above each bar. Significance levels for
comparisons between constructs are indicated above lines
connecting the bars for the constructs being compared.
D, known ACE sequences are listed with nucleotides 27-42
shown for tau E10. ACE sequences from dsx1-4
repeats (34), the cTNT exon 16, and CT/CGRP exon 4 are as described by
others (34, 35).
9 and E
10 were designed
to disrupt the region of E10 affected by FTDP-17 mutation L284L
(30T
C). This mutation alters the sequence TTAG, which acts as an ESS
sequence in HIV-1 tat exon 3 (21). These deletions were
expected to increase splicing due to deletion of the putative TTAG
silencer. However, unlike mutation 30T
C that increases E10 inclusion
(87%, Fig. 2), these deletions either gave near normal splicing
(E
9, 51%) or substantially reduced E10 inclusion (E
10, 17%;
Fig. 1). E
11 and E
12, like E
10, also reduce the amount of E10+
produced (6 and 33%, respectively). Thus, in the tau E10
context, unlike in HIV-I tat exon 3, TTAG does not function
as an ESS. Rather, the sequence in the E
9-E
12 region contains an
ESE that may be an AC-rich enhancer (ACE) (25), particularly when the
30T
C mutation is present. This region of E10 resembles ACE elements
observed in other systems (Fig. 2) (26). In agreement with this
hypothesis, transitions within the TTAG sequence that increase the AC
content (29T
C and 32G
A), like 30T
C, increase E10 inclusion
with the T
C substitutions yielding the largest increase. However,
31A
G, which decreases the AC content, also increases E10 inclusion.
Thus the sequence requirements for this ESE are more complex than
simply a high AC content.
14 and
E
15 markedly increase E10 inclusion (69 and 90%, respectively, Fig.
1), suggesting removal of a previously unknown inhibitory element at
the 3' end of the exon. Flanking deletions resulted in either slightly
elevated (E
13) or slightly reduced (E
16 and E
17) E10
incorporation, indicating that the putative inhibitory element is
primarily confined to the E
14/E
15 segment. A series of point
mutations (14a, 15a, and 15b, Fig. 3) were introduced into the same region
replacing the clusters of As with G, C, and T nucleotides. Each
different substitution as well as combinations of substitutions
increased E10 incorporation (Fig. 3). These point mutations show that
the E
14/E
15 region contains a purine-rich ESS and that the
effects seen with these mutations are not simply due to changes in E10
length or altering the proximity of other cis-acting
elements. Purine-rich ESSs downstream of an ESE are also present in the
human fibronectin EDA exon (27) and in HIV tat exons 2 and 3 (28, 29).

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Fig. 3.
Substitution analysis within the E10 ESS
sequences. A, E10 ESS sequence from nucleotides 55-72
with the E
14 and E
15 deletions and additional substitutions.
Filled arrows above the exon sequence show contiguous A
residues that were substituted in constructs 14a, 15a, and 15b. Mutant
15ab contains substitutions from both 15a and 15b, and mutant 14a+15ab
contains substitutions from both 14a and 15ab. For the single
nucleotide difference in this region between human and mouse, the mouse
nucleotide is shown with an open arrow. B,
autoradiograph of RT-PCR showing E10 inclusion for substitution
mutants. Assays were performed as described in Fig. 1. C,
quantitation of E10 inclusion. A corrected significance criteria of
p < 0.007 was used. Significance levels for each
mutant were compared with normal human E10 are indicated with symbols
used in Fig. 1.
1
dramatically reduces E10 inclusion to 12% (Fig. 1). This deletion
alters the sequence TGCAGAT that resembles the degenerate binding
consensus TGCNGYY for the SR protein SC35 (30). Deletion of the AT-rich
sequences in E
3 and E
4 results in increased E10 inclusion
suggesting that either an inhibitory sequence has been removed or that
a reduction in the distance between the SC35-like and the purine-rich
ESE sequences is important for both to function.
-globin E2. The
-globin E2 sequences
used were the last 10 nucleotides of the exon and the first 6 nucleotides of the intron (the entire 5' splice site). This
constitutively spliced middle exon was chosen because its 5' splice
site can easily be converted to that of tau E10 by altering
the
1 position. Predictably, the hybrid construct spliced to
completion as it contains a strong 5' splice site GGgtgagt (Fig.
4). However, when a single nucleotide
substitution changes the
1 from the
-globin to the tau
nucleotide (Glo
1), E10 inclusion returns to levels seen with normal
tau (39%). Likewise, changing the last nucleotide of
tau E10 to a G (93T
G) as in globin E2 strengthened the 5'
splice site, and constitutive E10 splicing was observed. The same
results are seen when the penultimate E10 nucleotide is changed to
strengthen the splice site sequence (FTDP-17 mutation 92G
A, Fig.
5). Thus a strong 5' splice site sequence overrides other inhibitory elements in E10 and the intron splicing silencer (ISS, see below) in I10.

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Fig. 4.
Role of 5' splice site and adjacent E10
sequences. A, autoradiograph of RT-PCR products for E10
inclusion assays. B, quantitation of E10 inclusion for
alterations in the 5'splice site of E10. The human tau
sequence shown is the last 16 nucleotides of E10 in capital letters and
the first 6 nucleotides of I10 in lowercase letters. Human
-globin sequences are in italics. Non-
-globin
substitutions are in bold. A corrected significance criteria
of p < 0.007 was used. Significance levels are for
comparison of each construct to the normal human construct
(hN). For WTGlo and 93T
G no E10-
transcript was observed.

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Fig. 5.
Interactions between exon and intron splicing
elements. The effects of 5' splice site (92G
A) and intronic
(E10+12, E10+13, E10+14, and E10+16) FTDP-17 mutations on E10 splicing
were analyzed in the absence of a functional ESE sequence. ESE function
was disrupted using the E
5 mutation. A, autoradiograph
showing results for E10 splicing assays for normal and mutant
constructs. B, quantitation of E10 inclusion. A corrected
significance criteria of p < 0.002 was used. Assays
were performed as in Fig. 1. Significance levels for comparison of each
mutant to normal human E10 are indicated by symbols above
bars as described in Fig. 1. Comparisons between mutant constructs
are shown with lines connecting the constructs compared and
significance levels shown above the line.
a, E10+12c
t, E10+13a
g, E10+14c
t, and E10+16c
t;
Fig. 1) immediately adjacent to the 5' splice site dramatically
increase E10 inclusion, demonstrating that this region is an ISS
element. One proposed mechanism for how this ISS functions is that the
normal sequence results in a stem-loop spanning the E10/I10 junction;
this structure sequesters the 5' splice site, inhibiting binding to U1
snRNP (32) and subsequent splicing (33). In this model, the FTDP-17
intronic mutations and the E10 mutation 92G
A enhance E10 inclusion
by disrupting base pairing in this stem-loop. Three different
stem-loops have been proposed, each containing different lengths of E10
sequences (Fig. 6). The longer versions
extend into E10 raising the possibility that the inhibitory element
includes both exon and intron sequences. However, E
17 reduces E10
inclusion to 26% (Fig. 1), a result that is inconsistent with these
exon sequences being part of an inhibitory element. Also, substitutions
4
9 and
5
9 (Fig. 4) introduced into the E10 sequences
immediately adjacent to the 5' splice either did not alter E10
inclusion (
4
9) or only slightly increased E10 inclusion to 58%.
The substituted nucleotides were mostly transitions, chosen so as not
to base pair with their corresponding partners in I10. These
substitutions and the E
17 deletion would be expected to disrupt the
lower portions of the 25- and 30-nucleotide stem-loop structures (Fig.
6A) without disrupting the 18-nucleotide structure at the
top. These results show that either secondary structure is not
important for the inhibitory activity of the ISS or that only the
shortest stem-loop is important for regulation.

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Fig. 6.
Predicted stem-loop structures for the region
surrounding the E10 5' splice site of human and mouse. The
49-nucleotide structures begin at E10 nucleotide 78 and extend to I10
nucleotide 34. The 18-, 25-, and 30-nucleotide structures were proposed
by Hutton et al. (6), Spillantini et
al. (7), and D'Souza et al. (15), respectively. The
30-nucleotide structure shown in A was predicted by the
MFOLD program. NMR analysis of the 25-nucleotide structure indicates
that the bottom 2 base pairs do not form or are too unstable to be
observed and that the top base pair shown in A is not
observed (32) resulting in a 6-bp loop at the top.
Structures in B and C were predicted by MFOLD,
and no other structures with similar stability were predicted.
5 mutation was used
to abolish function of the PPE. FTDP-17 mutation 92G
A or E10+3g
a
was used to strengthen the 5' splice site. Double mutants 92G
A/E
5
and E10+3g
a/E
5 yielded high levels of E10 inclusion (80 and 87%,
respectively) demonstrating that in the presence of a strong 5' splice
site, the PPE is not required for efficient E10 splicing (Fig. 5). When the FTDP-17 ISS mutations E10+12c
t, E10+13a
g, E10+14c
t, and E10+16c
t were combined with E
5, E10 inclusion was reduced
compared with the results when only the ISS mutations were present.
Thus the ISS and the PPE must collaborate to regulate E10 inclusion. Removal of the PPE with the E
5 mutation had varied effects when combined with the different ISS mutations. The E
5 mutation with E10+12c
t or E10+14c
t only modestly reduced E10 inclusion compared with results for only the single E10+12c
t or E10+14c
t mutations; E10 inclusion was still greater (59 and 65%, respectively) than seen
with the normal E10 sequence. In contrast, for double mutants containing E10+13a
g and E10+16c
t, E10 inclusion was dramatically reduced (28 and 26%, respectively) to levels below those seen with the
normal sequence. These results imply that not all nucleotides within
the ISS are equivalent. The PPE also interacts with the ACE element.
The effect of the FTDP-17 mutation 30T
C that strengthens the AC-rich
ESE and enhances E10 inclusion is modulated when the PPE is abolished
in the double mutant 30T
C/E
5 (Fig. 2).
tau transcripts and 3R and 4R tau protein are found in
roughly equal proportions (14). E10 is highly conserved between these
two species with only 3 nucleotides being different (Fig. 1A), and the 5' and 3' splice sites are identical. However,
the adjacent intronic regions are more divergent (Fig.
7). To assess the role of these divergent
sequences on E10 regulation, a wild-type mouse splicing template (mWT)
was generated that is analogous to the human sequences used here and is
comprised of mouse E10 (EM) flanked by 30 and 51 nucleotides from mouse I9 (I9M) and I10 (I10M),
respectively. In COS-7 cells, the efficiency of E10 inclusion (34%)
was somewhat less than the human equivalent.

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Fig. 7.
Comparison of human and mouse E10
splicing. A, human and mouse I9 and I10 sequences shown
are those present in the normal human (hN) and wild-type
mouse (mWT) constructs. B, autoradiograph showing
results for E10 splicing assays. C, quantitation of splicing
assay results of hN, mWT, and mouse-human hybrid constructs. Human E10,
I9, and I10 sequences (EH, I9H, and
I10H, respectively) are represented by open
boxes. Mouse E10 (EM) and intron sequences
(I9M and I10M) are represented by a
hatched box and bold solid lines, respectively.
Nucleotides divergent between mouse and human at E10 nucleotides 57, 84, and 87 (Fig. 1A) are indicated as a superscript
above E10 with E10AAC being the human sequence and
E10GTA being the mouse sequence. SD
is standard deviation. A corrected significance criteria of
p < 0.003 was used. Significance levels are given for
comparisons for each construct to results for both hN and mWT
constructs.
14/E
15 region of E10 (Fig. 3). When mouse
E10 nucleotides at positions 84 and 87 were inserted into hN, splicing
was reduced to 14% (compare hN to
I9HEATAI10H; Fig. 7).
Human nucleotides at positions 84 and 87 were also replaced
individually to determine which is responsible for the decrease in
splicing. At position 87, when the human C nucleotide was replaced with
the mouse A, little change in splicing was observed (compare hN to
I9HEAAAI10H, 45 versus 50%, respectively, Fig. 7). In contrast, the single nucleotide replacement of the human A at position 84 with either the
mouse T or another pyrimidine (C) resulted in a dramatic reduction in
splicing to 11 and 5%, respectively (compare hN to
I9HEATAI10H and
I9HEACAI10H; Fig. 7).
Thus, nucleotide 84 is critical, and the reduction in splicing observed
when this nucleotide is changed is consistent with results seen with
E
16 and E
17 (Fig. 1) and suggests that a stimulatory element is
present immediately upstream of the end of E10. However, presently we
cannot exclude the possibility that deletions E
16 and E
17 affect
splicing by bringing the E10 ESS closer to the 5' splice site.
![]()
DISCUSSION
TOP
ABSTRACT
INTRODUCTION
EXPERIMENTAL PROCEDURES
RESULTS
DISCUSSION
REFERENCES
transcripts is regulated
by a complex combination of intronic and exonic sequences. Nearly the entire exon is involved in controlling the inclusion of E10 in tau transcripts. The in vivo importance of this
complex regulation is revealed by FTDP-17 mutations that disrupt
critical cis-acting elements within or closely flanking E10.
In the adult under normal conditions, the E10+/E10
ratio is close to
1 (14). Autosomal dominant FTDP-17 splicing mutations that only affect
1 copy of the tau gene, elevate this ratio to 2:1
(e.g. N279K mutation) (14, 19) or 3:1 (I10 mutations) (6, 7)
or decrease this ratio to 1:3 (
280K mutation) (15, 17). The
consequence of these relatively subtle changes is onset of severe
neurodegenerative disease in mid-life. The work described here
demonstrates that the regulation of E10 splicing is complex involving
both ESE and ESS elements within the exon. In addition, intronic
sequences immediately adjacent to the 3' end of E10 inhibit splicing.
Other more distant intronic sequences not studied here also affect E10 splicing.
3 and
E
4 show that the sequence between the SC35-like element and the PPE
element is critical for splicing regulation and is a potential
inhibitory element. Deletions in each ESE motif reduce E10 inclusion
indicating that all three ESE motifs are required for the level of E10
inclusion observed for normal tau. Thus, these individual
ESE components are not functionally redundant. Whereas only the PPE
element appears to be absolutely required for E10 splicing as shown by
results from the E
5/E
6 deletion, correct regulation of E10
splicing requires that all elements be present for exon definition.
Double mutation experiments show that when the PPE is silenced by the
E
5 deletion, either other enhancer sequences must be strengthened or
inhibitory sequences weakened before E10 can be recognized. Although in
the present work, the function of ESE was defined in COS-7 cells, this
ESE clearly functions in vivo because the N279K mutation in
this ESE results in an increase of 4R tau (19). This increase in the 4R/3R ratio at the protein level is consistent with this mutation causing increased E10 inclusion and resulting FTDP-17. Also, two other
mutations in the ESE (
280K and L284L) cause FTDP-17.
G) causes
increased E10 inclusion is somewhat difficult to define because this
mutation is at the border between the PPE and a potential inhibitory
element defined by deletions E
3 and E
4. This mutation appears to
act by extending the purine tract of the PRE as either an A or G at
position 15 increases E10 inclusion. The G at position 15 is clearly
more effective than an A as seen when either are assayed alone or in
combination with the E
5 deletion (Fig. 2). The normal T at position
15 may negatively modulate the activity of PPE. Others (23) have shown
that a T within a purine-rich enhancer sequence can be inhibitory.
9 and E
10 that span the TTAG
sequence, rather than increasing E10 inclusion, do not alter or
actually reduce E10 inclusion, respectively (Fig. 1). Deletions E
10
and E
11 reduce splicing, demonstrating that this region contains an
enhancer element. Mutations introduced to alter each nucleotide of TTAG
all increase E10 inclusion (Fig. 2). These results suggest that the
TTAG inhibitory sequence is directly adjacent to an enhancer region
(ACE, Fig. 1). The FTDP-17 mutation L284L (E30T
C) that
increases splicing may act by disrupting the inhibitory TTAG sequence
and by extending the ACE element to include an additional CA repeat.
Thus, both FTDP-17 mutations L284L and N279K are at critical
nucleotides between closely adjacent elements that regulate E10
splicing. An alternative explanation is that the TTAG sequence, within
the context of tau E10, does not strongly influence
splicing, as shown by the fact that E
9 that deletes the first two
nucleotides of this sequence only slightly increases splicing (Fig.
1).
A) or when the splice site is replaced by a
-globin splice
site known to give constitutive splicing (e.g. WTGlo), E10
inclusion is nearly complete. When a strong splice site is present,
destruction of the ESE function by E
5 only slightly decreases E10
splicing (Fig. 5), showing that a strong splice site is dominant over
other regulatory elements.
Stability of RNA secondary structures
Evidence for the stem-loop hypothesis is that FTDP-17 mutations
predicted to disrupt the stem-loop increase E10 inclusion. Thus,
mutations within the splice site (92G
A and E10+3) and those 3' to
the splice site (E10+12, E10+13, E10+14, and E10+16) destabilize the
stem-loop and increase splicing from the normal 45 to 88-97%. Interpretation of the results for 92G
A and E10+3 is complicated because these mutations may act by directly strengthening the 5' splice
site interaction with U1/U6 snRNP rather than by disrupting an
inhibitory element or structure. Another line of evidence supporting the stem-loop hypothesis is that substitutions in nucleotides within
the loop do not alter splicing (33). Also, lengthening the stem portion
of the structure by introducing complementary nucleotides at I10
positions 17 and 18 (GT
TG) reduces splicing. The stem-loop
hypothesis can also be tested by generating double mutants that restore
the secondary structure disrupted by mutations in the stem. Double
mutants 92G
A/E10+16 and E10+3/E10+12 do not restore normal splicing
as expected, even though these changes stabilize the stem-loop, as
shown both empirically in melting experiments (32) and as predicted by
free energy calculations (22). This result appears to argue against the
stem-loop hypothesis although another interpretation is that E10+3 and
92G
A result in a strong splice site that over-rides the silencing
effects of the stem-loop. As shown here, a strong 5' splice site is
dominant over other cis-acting elements that control E10
splicing. E10 mutations that disrupt the longer possible stem-loop
structures (
4
9,
5
9, E
17, and the
-globin sequences
used in Glo-1) do not significantly alter splicing. Thus the sequences
immediately 5' to the end of the exon do not participate in regulation,
and the longer stem-loop structures are probably not involved in E10 regulation.
Evidence against the short 18-nucleotide stem-loop being a regulatory
structure comes from splicing experiments with FTDP-17 mutations
E10+12c
t, E10+13a
g, E10+14c
t, and E10+16c
t in combination with the E
5 mutation. Singly, these mutations increase splicing so
that E10 is nearly constitutively included, which correlates with the
expected destabilization of the stem-loop. However, when E
5 is
present, splicing is dramatically variable, ranging from 65% for
E
5/E10+14c
t to 26% for E
5/E10+16c
t, even though these I10
mutants would produce stem-loops with similar free energies (Table I).
Thus, for these double mutants, splicing does not correlate with
stem-loop stability for any of the structures described in Fig. 6 and
Table I. Other less-direct evidence against the stem-loop hypothesis is
that when mouse sequences are used either alone or in hybrid constructs
with human sequences, splicing and predicted stem-loop free energies
also do not correlate with E10 splicing levels (Fig. 6 and Table I).
The conclusion from our work is consistent with an alternative
possibility for E10 splicing regulation, where the linear sequence
starting at I10 position 12 and extending at least to nucleotide 18 and
perhaps farther is an ISS.
E10 splicing is regulated differently in mice and humans. Whereas no
E10+ is produced in fetal brain of either species, in adult mouse brain
only E10+ mRNA is generated, whereas in adult human brain
approximately equal amounts of E10+ and E10
transcripts are made. The
factors controlling the switching from fetal to adult pattern of
regulation is unknown, as is the reason for the difference in
regulation between mouse and human in adult brain. Hutton and
co-workers (33) suggested that the difference in regulation between
these two species is due to the fact that a stem-loop forms at the
E10/I10 junction in human but not mouse pre-mRNA. The lack of a
stem-loop in mouse would result in constitutive E10 inclusion in mouse
brain. As shown in Fig. 6, the mouse sequence can form an E10/I10
junction stem-loop that is different from the human structure and is
less stable (
G =
4.3 and
6.5 kcal, respectively,
for the shortest structures). The lower stability of the mouse
stem-loop would be consistent with more E10 inclusion in the adult
mouse. However, when hN and mWT are compared in COS-7 cells, the mouse
construct actually results in slightly lower levels of E10 inclusion
(Fig. 7). Also, mouse I10 ISS sequences are more inhibitory than the
human ISS sequence. This observation is not consistent with the E10/I10
junction being the mechanistic difference between mouse and human
splicing regulation. However, the possibility remains that this ISS may
act differently in adult neurons, compared with COS-7 cells. A more
likely explanation is that the constructs used here lack a regulatory
element(s) that controls the switch between fetal and adult patterns
and the element(s) that controls E10+/E10
ratios in the adult brain. This interpretation is supported by the fact that when the human and
mouse E10 constructs used here are assayed in rat fetal neuron cultures, approximately equal amounts of E10+ and E10
transcripts are
made. In contrast, the endogenous rat tau gene almost
exclusively produces E10
transcripts in the same cultured
cells,2 suggesting that
additional regulatory elements have been deleted in the abbreviated hN
and mWT constructs.
The work described here shows that there are at least five different
regulatory elements within tau E10 and an inhibitory element
in the intronic sequences immediately downstream of this exon. Other
work2 indicates that other intronic sequences also control
E10 splicing. FTDP-17 mutations alter function of three of these
elements (the PPE, ACE, and the I10 ISS), demonstrating that these
regulatory sequences function in vivo by a mechanism similar
to that observed in the model system used here. To our knowledge N279K
and L284L are the first examples of disease mutations that actually
enhance splicing by strengthening an existing ESE. Complete definition of each enhancer and silencer element in their normal and mutant contexts may require testing in heterologous splicing constructs. Additional work is needed to determine what splicing factors bind specifically to these regulatory elements and whether these factors are
active in neurons and glial cells in the adult brain.
| |
ACKNOWLEDGEMENTS |
|---|
We thank Elaine Loomis and Leojean Anderson for technical help and Thomas Cooper for helpful discussions. We also thank Parvoneh Poorkaj for the mouse sequence for I10, for helpful suggestions, and critical reading of the manuscript.
| |
FOOTNOTES |
|---|
* This work was supported by NIA Grant RO1 AG11762 from the National Institutes of Health and by a Veterans Affairs Administration Merit award.The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
To whom correspondence should be addressed. Tel.:
206-764-2701; E-mail: Zachdad@U.Washington.edu.
Published, JBC Papers in Press, March 29, 2000, DOI 10.1074/jbc.M909470199
2 I. D'Souza and G. D. Schellenberg, unpublished data.
| |
ABBREVIATIONS |
|---|
The abbreviations used are: E10, exon 10; 3R, 3-repeat tau; 4R, 4-repeat tau; ACE, A/C-rich enhancer; AD, Alzheimer's disease; ESE, exon splicing enhancer; ESS, exon splicing silencer; FTDP-17, frontotemporal dementia with Parkinsonism-chromosome 17 type; I9, intron 9; I10, intron 10; ISS, intron splicing silencer; MCS, multiple cloning site; PPE, polypurine enhancer; SR, Arg/Ser-rich splicing factors; PCR, polymerase chain reaction; RT-PCR, reverse transcription-PCR; bp, base pair; HIV, human immunodeficiency virus; snRNP, small nuclear ribonucleoprotein.
| |
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