J Biol Chem, Vol. 275, Issue 3, 2063-2070, January 21, 2000
Targeted Disruption in Murine Cells Reveals Variable Requirement
for Smad4 in Transforming Growth Factor
-related Signaling*
Christian
Sirardab,
Sammy
Kimcdef,
Christine
Mirtsosa,
Paul
Tadicha,
Pamela A.
Hoodlesscfg,
Annick
Itiéa,
Robert
Maxsonh,
Jeffrey L.
Wranacdfi, and
Tak W.
Makaj
From the a Amgen Institute/Ontario Cancer Institute, 620 University Avenue, Toronto, Ontario M5G 2C1, and Departments of
Medical Biophysics and Immunology, University of Toronto, Toronto,
Ontario M5S 1A8, Canada, the c Program in Developmental
Biology, The Hospital for Sick Children, 555 University Avenue,
Toronto, Ontario M5G 1X8, Canada, the d Departments of Molecular
and Medical Genetics, University of Toronto, Toronto, Ontario M5S
1A8, Canada, and the h Departments of Biochemistry and Molecular
Biology, Kenneth R. Norris Hospital and Institute, University of
Southern California School of Medicine, Los Angeles, California
90033
 |
ABSTRACT |
The tumor suppressor gene Smad4 has
been proposed to be a common mediator of transforming growth factor
(TGF
)-related signaling pathways. We investigated the role of
Smad4 in TGF
-related pathways by targeted disruption of
its locus in murine cell lines. TGF
responses, including growth
arrest, induction of the endogenous PAI-1 gene, and other extracellular
matrix components, were normal in Smad4-deficient
fibroblasts. Assembly of a TGF
-induced DNA-binding complex on one of
two regulatory regions in the human plasminogen activator inhibitor
(PAI)-1 promoter did not require Smad4 but was, instead, dependent on a
TFE-3 binding site. In contrast, Smad4 was required for activation of
the Xenopus Mix.2 promoter in response to TGF
/activin.
Smad4 was also involved in the regulation of the Msx homeobox protein
family members in response to bone morphogenetic protein (BMP).
Interestingly, the expression of the endogenous Msx-2 was
reduced, whereas that of Msx-3 was activated in
differentiating Smad4
/
ES cells relative to
wild-type cells. Moreover, reporter assays of the Msx-2
promoter revealed an absolute requirement for Smad4 in
fibroblasts and ES cells for activation. Our results indicate that
Smad4 is dispensable for critical TGF
-induced responses but is
required for others in murine fibroblasts. We have identified transcriptional targets for Smad4 in the BMP signaling pathway, which
may contribute to the genetic defect observed in the
Smad4-deficient embryos.
 |
INTRODUCTION |
The TGF
1-related
molecules include TGF
s, activin, and BMP-2/4, and they signal
through heteromeric complexes of type II and type I serine/threonine
kinase receptors (1). The type II receptor transphosphorylates and
activates the type I receptor, which then transmits the signal to a
family of intracellular signaling molecules called Smad, which are
related to the Drosophila gene Mothers against
dpp (Mad) (2). There are three functional categories of
Smad proteins: receptor-regulated Smads, common-mediator Smads, and
inhibitory Smads. The BMP-regulated Smads consist of Smad1, Smad5, and
Smad8, whereas Smad2 and Smad3 are restricted to the TGF
/activin
pathway (3). Smad4 is part of the common-mediator Smads (2, 3),
originally cloned as the tumor suppressor gene DPC4, deleted
in 50% of pancreatic carcinomas (4).
Heteromeric complexes between the various receptor-regulated Smads and
Smad4 have been suggested to be a critical prerequisite for functional
signaling. Activation of the TGF
/activin pathway results in the
phosphorylation of Smad2 or Smad3 by the type I receptor followed by
their interaction with Smad4. A similar
phosphorylation-dependent interaction of Smad1 and Smad5
with Smad4 has been observed in BMP signaling (2, 3). Such heteromeric
complexes are translocated to the nucleus where Smad4 appears to
function as a transcriptional coactivator (5). Furthermore, activation
of the TGF
/activin pathway leads to induction of the
Mix.2 and goosecoid promoters through the
formation of an activin responsive
factor (ARF). The ARF is composed of Smad2, Smad4, and
either FAST-1 or FAST-2, members of the forkhead transcription factor
family (5). Smad4 in the ARF promotes transactivation by
binding to DNA at a site adjacent to the FAST site (6, 7). Although
Smad binding to the goosecoid promoter and several
Drosophila dpp-responsive genes is mediated via a GC-rich
sequence (5), the optimal Smad binding element appears to be the
sequence AGAC (8), which is present on various promoters of
TGF
-responsive genes (5), including at several sites within the
human PAI-1 promoter (9-11). However, experiments designed to
determine the requirement for Smad4 in the activation of the promoters,
such as PAI-1, relied primarily on reporter constructs with
artificially modified promoters rather than activation of the
endogenous gene.
BMP2/4 signaling is required throughout development for cell fate
determination, structural morphogenesis and apoptosis. These processes
are mediated, in part, by the Msx homeobox gene family. Although the expression of Msx-3 is restricted to the neural
tube and hind brain region during early mouse development (12, 13), that of Msx-1 and -2, as well as BMP-4, is
extended to other tissues undergoing epithelial-mesenchymal transition
(14, 15). It has been well establish that BMP4 can induce apoptosis in
the cephalic neural crest (15) and in the chick limb (16).
Circumstantial evidence has initially implicated Msx-1 and Msx-2 in
this process based on the close association of their temporal-spatial
expression patterns with sites undergoing program cell death (17) and
on their transcriptional response to BMP4 (15). Moreover, the
introduction of a dominant-negative BMP-receptor in the chick limb
results in decreased inter-digital death and a specific decrease in the levels of Msx-2 transcripts (14). Overexpression of
Msx-1 can mimics BMP-induced responses in
Xenopus, including ventral mesoderm formation and epidermal
induction (18). Although these studies establish a fundamental role for
the Msx genes in BMP signaling pathway, the role of Smad4 in
these BMP-induced responses is not known.
To address more precisely the role of Smad4 in TGF
-related
signaling, we have generated cell lines in which Smad4 was disrupted by
homologous recombination (19). Signaling pathways were investigated in
ES cell lines and fibroblasts derived from chimeric embryos. In
Smad4-deficient fibroblasts, the physiological responses
induced by TGF
/activin remained unchanged relative to wild-type as
determined by growth inhibition and the induction of extracellular
matrix (ECM) gene expression. Interestingly, we identified
Smad4-dependent and -independent elements in the PAI-1
promoter, which might explain why Smad4 is dispensable for some
TGF
-induced responses. However, Smad4 was necessary for other
TGF
/activin-responsive genes. In Smad4-deficient ES
cells, endogenous expression of the BMP-responsive gene,
Msx-2, was reduced during EB differentiation compared with wild-type, and activation of the Msx-2 promoter element was
Smad4-dependent in ES cells and fibroblasts.
Interestingly, endogenous expression of another Msx family member,
Msx-3, was induced in the absence of Smad4. These
results suggest that the Msx family member could be relevant
biological targets for Smad4 and provide a mechanism by which
perturbation of BMP-induced responses may contribute to the
developmental defects of Smad4-deficient embryos.
 |
EXPERIMENTAL PROCEDURES |
Generation of Smad4
/
Homozygous
Fibroblasts--
Primary mouse embryonic fibroblasts (MEF) were
generated from pooled E12.5 chimeric embryos obtained by injecting
Smad4
/
ES cells (of 129/J origin) into
C57BL/6 blastocysts (wild-type). MEFs were grown in the absence or
presence (500 µg/ml) of G418 for 6 days, and immortalized 3T3
fibroblasts were established.
Glucose-6-phosphate Isomerase (GPI) Assay--
Twenty µl of
plasma-free blood or 10 × 105 cells were lysed in 200 µl of hypotonic buffer (1 mg/ml EDTA, 5 mM
dithiothreitol) and frozen. Ten µl of thawed lysate was resolved on
cellulose-acetate support, and GPI activity was detected by a standard
protocol (20).
[35S]Methionine in Vivo Labeling of the ECM
Components--
For PAI-1 induction, cells were seeded at a density of
1 × 105/35-mm dish. The next day cells were pulsed
with TGF-
for 2 h and incubated for an additional 2-3 h in
methionine-free medium containing TGF-
and 50 µCi/ml
[35S]methionine. Cells were lysed, and the ECM attached
to the surface of the dish was harvested as described elsewhere (21).
For fibronectin and collagen induction, cells were seeded at a density
of 2 × 105/35-mm dish. TGF-
(100 pM)
was added 18 h later for an additional 24 h. Proteins were
labeled as described above for 2-3 h in 1 ml of methionine-free
medium. The supernatants were collected and brought to a concentration
of 0.3% Triton X-100. The fibronectin present in 250 µl of
supernatant was purified with the equivalence of 50 µl of
gelatin-Sepharose beads incubated overnight at 4 °C and processed as
described elsewhere (21).
Electrophoretic Mobility Shift Assay (EMSA)--
Fibroblasts
were stimulated with TGF
(5 ng/ml) for 45 min. in 0.2% fetal calf
serum, and cell extracts and binding assays were performed as described
elsewhere (6). Probes were obtained by end-labeling oligonucleotide
primers with [
-32P]ATP, and double-stranded fragments
were generated by annealing with a 10-fold molar excess of the
unlabeled complementary primer. Competing oligonucleotide fragments
were added 10 min prior to the radiolabeled probe, and supershifting of
the complex was performed by adding 1 µl of polyclonal antibody
together with the probe.
Transfections--
All transfections were performed in
triplicate in 6-well dishes containing 105 cells seeded the
previous day using Superfect reagent (Qiagen) for fibroblasts and
LipofectAMINEplus (Life Technologies, Inc.) for ES cells as
recommended by the manufacturers. Unless otherwise specified, equal
amounts of DNA (totaling 1 µg) were co-transfected for all
experimental constructs, and all transfections were normalized to
pCMV-
gal (0.1 µg) expression. The normalized luciferase values
were expressed relative to control transfections (pCMV vector alone) in
the absence of stimulation. Luciferase assays (Promega) were performed
48 h post-transfection. Msx2-lux was derived by cloning a
1.7-kilobase BamHI genomic fragment approximately 3 kilobases upstream of the transcriptional start site, into pGL3-basic
vector (Promega). This region was the most responsive to BMP
activation.2 All transfection
analyses were conducted in two independent ES or fibroblasts
Smad4 mutant clones and were repeated at least twice.
Thymidine Uptake--
Cell proliferation assays were performed
in triplicate in 96-well plates containing 5 × 103
cells/well and 1 µCi/well [3H]thymidine. Cells were
harvested after a 16-h incubation, and [3H]thymidine
incorporation was determined using a
-counter.
Embryoid Body Differentiation and RT-PCR Analysis--
The
conditions for ES cell differentiation into embryoid bodies have been
previously described (19). Extracted RNA was reverse-transcribed with
the Advantage RT-PCR kit (CLONTECH) and amplified
for 30 cycles using the following primers (sense:antisense):
Msx-1,
5'-CGCTTCACTCCTGCCCTTCA-3':5'-ACTCCCGCTGCTCTGCTCAAA-3'; Msx-2,
5'-CCGGGCCTCTCGTCAAAG-3':5'-CGCCGTATATGGATGCTGCTT-3'; Msx-3, 5'-GCCACACAGAGCACGGACCA-3':5'-AGCATCAGCGGCAGGCAGAAC-3';
TSC-22, 5'-CAGAGAGTGAGCAGGGATGTG-3':5'-TTTCTTCAGGTGTGGTTTTTG-3'.
To control for the amount of RNA in different samples, expression of
glyceraldehyde-3-phosphate dehydrogenase was analyzed. The PCR products
were Southern-blotted and hybridized with end-labeled primers of
sequences internal to the amplified product.
Western Blot Analysis--
A ratio of 107 cells were
lysed in 500 µl of CHAPS buffer (10 mM tris-HCl pH 7.5, 1 mM MgCl2, 1 mM EGTA, 0.1 mM benzamadine, 5 mM 2-mercaptoethanol, 0.5%
CHAPS, 10% glycerol, and protease inhibitors) for 30 min on ice. Total
protein lysate (50 µg) or immunoprecipitated proteins (500 µg) were
fractionated on a 8% polyacrylamide gel electrophoresis and
immunoblotted with either rabbit polyclonal anti-Smad4 or anti-Smad3
antibodies diluted 1:500. The immobilized antibody was visualized using
a horseradish peroxidase-conjugated donkey anti-rabbit immunoglobulin
and ECL (Amersham Pharmacia Biotech).
 |
RESULTS |
Generation of Smad4-deficient ES Cells and Fibroblasts--
To
determine the role of Smad4 in TGF
-related signaling, we generated
ES cell lines in which Smad4 was disrupted by homologous recombination (19). Since mice homozygous for the Smad4
mutation die at E7.5 (19, 22), Smad4
/
MEFs
were derived from chimeric embryos obtained by injecting mutant ES
cells, containing the selectable marker neomycin, into wild-type
blastocysts. The mixed population of MEFs was selected in G418 to
eliminate wild-type cells, and two immortalized
Smad4-deficient 3T3 fibroblast lines (EF6-selC1 and
EF7-selE) were established from independent blastocyst injections. In
parallel, MEFs were cultured in the absence of selection to generate
wild-type 3T3 fibroblasts (EF7). Analysis of GPI isoforms that
distinguish between donor and host revealed that the two G418-resistant
clones were indeed derived from mutant ES cells (Fig.
1A, lanes 10-12).
Homozygosity for the disrupted Smad4 allele in these 3T3
fibroblasts was confirmed by Southern blot analysis (data not shown)
and immunoblot analysis demonstrated the absence of any detectable
Smad4 protein in these cells (Fig. 1B).

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Fig. 1.
Characterization of
Smad4 / fibroblast cell lines.
A, analysis of GPI isoforms in 3T3 fibroblasts derived from
chimeric embryos. Host blastocysts (of C57BL/6 origin) exhibited the
type b GPI isoform, whereas
Smad4 / ES cells (of 129/J origin) expressed
the type a GPI isoform. Lanes 1-9 are different
mixtures of peripheral blood obtained from 129/J and C57BL/6 mice. The
nonselected EF7 population exhibited the host (wild-type) GPI isoform
(lane 10), whereas the two independent G418-resistant
clones, EF6-selC1 and EF7-selE, displayed the
Smad4 / ES cell isoform (lanes 11 and 12, respectively). B, Western blot analysis
of immortalized fibroblasts. Whole cell lysates or anti-Smad4
immunoprecipitates (IP) were immunoblotted using a
polyclonal anti-Smad4 antibody (19). A band of apparent molecular mass
of 62 kDa was detected in EF7 extracts prior to G418 selection (+/+)
but not in extracts from the G418-resistant ( / ) clones. The
control lane contains a lysate of P19 cells transfected with
untagged Smad4.
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Smad4 Is Dispensable for Physiological Responses Induced by
TGF
--
TGF
signaling exerts a wide range of physiological
responses, which include changes in extracellular matrix composition
and growth arrest. To determine whether Smad4 is required in this pathway, the activation of extracellular matrix components in response
to TGF
was examined using [35S]methionine labeling
in vivo. As expected, PAI-1 expression was induced in
wild-type EF7 fibroblasts in a dose-dependent manner by
treatment with TGF
ranging in concentration from 2 to 50 pM (Fig. 2A).
However, comparable induction of the endogenous PAI-1 gene was
unexpectedly observed in the EF7-selE line of
Smad4-deficient fibroblasts (Fig. 2A), implying
that Smad4 is not required for this TGF
-related response. This
result prompted us to examine the response of other TGF
-inducible
genes encoding components of the ECM. Fibronectin (240 kDa) as well as
several pro-collagens ranging in size from 185 to 205 kDa were induced
to similar levels in wild-type and mutant fibroblasts by TGF
treatment (Fig. 2B). The identity of fibronectin was
confirmed using specific binding to gelatin-Sepharose beads (Fig.
2B), whereas the presence of the pro-collagens was revealed
by collagenase digestion of these proteins in a
dose-dependent fashion (Fig. 2C). A similar
induction profile was observed with the second
Smad4
/
cell line, EF6-selC1 (data not
shown). These results indicate that Smad4 is not required in
fibroblasts for the induction by TGF
of the expression of endogenous
extracellular matrix components and are consistent with recent studies
demonstrating that Smad4-deficient human cell lines are
capable of producing fibronectin in response to TGF
(23).

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Fig. 2.
Smad4 is not required for physiological
responses induced by TGF but is essential for
3TP-lux activation in Smad4-deficient fibroblasts.
A, dose-dependent activation of endogenous
PAI-1. Wild-type (+/+) and mutant ( / ) cells were treated with
increasing concentration of TGF (values in pM), and the
protein content of the extracellular matrix was assessed by
[35S]methionine in vivo labeling and resolved
by 10% SDS-polyacrylamide gel electrophoresis. The molecular mass
markers are shown at the left of the gel, and the 45-kDa
PAI-1 protein is indicated by an arrow. B,
fibronectin induction in response to TGF treatment. Cells were
cultured in the presence (+) or absence ( ) of TGF . Supernatants of
[35S]methionine-labeled cells were either untreated
(lanes 1-4) or pre-treated with gelatin-Sepharose beads
(lanes 5-8) and resolved using 6% SDS-polyacrylamide gel
electrophoresis. The arrow indicates the 240-kDa fibronectin
protein, and the bracket indicates putative pro-collagens.
C, identification of pro-collagens by collagenase treatment.
Supernatants from wild-type TGF -treated fibroblasts obtained as
described for the fibronectin assay were subjected to increasing
concentrations of collagenase (Form III) and resolved using 5%
SDS-polyacrylamide gel electrophoresis. Pro-collagen bands are
indicated by the bracket and were induced in both wild-type
and mutant fibroblasts (see panel B).
U, units. D, TGF -induced growth inhibition of
Smad4-deficient fibroblasts. Thymidine uptake levels of
wild-type (squares) and Smad4-deficient
(triangles) fibroblasts were examined in response to serial
dilutions of TGF . The values for thymidine incorporation are
expressed relative to cpm obtained in the absence of TGF .
Error bars represent the standard deviation of the mean.
E, Smad4 is required for the ligand-dependent
activation of the 3TP-lux reporter construct. Wild-type (open
bars) and mutant (hatched bars) fibroblasts were
transfected in triplicate with the 3TP-lux reporter in the absence ( )
or presence (+) of TGF (50 pM).
Ligand-dependent luciferase activity was detected only in
wild-type cells (+/+) but could be restored in mutant cells ( / ) by
co-transfection with Smad4. Error bars represent
the standard deviation of the mean. Similar results for all assays
described in this figure were reproduced at least twice for both
EF7-selE and EF6-selC1 mutant clones. Only results from representative
experiments using the clone EF7-selE are shown.
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Several studies have shown that TGF
-induced growth arrest is lost
during tumorigenesis (2, 3). To investigate whether Smad4 plays a role
in this process, DNA replication was examined in fibroblasts by
[3H]thymidine incorporation. In both wild-type EF7 and
Smad4
/
cells, growth inhibition was first
detected at a TGF
concentration of 2 pg/ml and reached a maximum
(2-fold growth inhibition) at 1 ng/ml (Fig. 2D). These
values are comparable to those previously reported for
TGF
-responsive epithelial cells (24). These data indicate that Smad4
is not required for TGF
-induced growth arrest, a finding in apparent
disagreement with previous work (25-28). However, these previous
studies were conducted using either human Smad4-deficient
cell lines derived from carcinomas known to accumulate numerous
additional mutations or overexpression of a dominant negative mutation
of the Smad4 protein, which could lack specificity.
Because several studies implicating Smad4 in the TGF
pathway were
based on activation of the 3TP-lux reporter gene (25, 26, 28-30),
which contains part of the PAI-1 promoter, we assessed its inducibility
in our system. Although transfected 3TP-lux was activated in response
to TGF
in wild-type EF7 fibroblasts, it was not activated in
Smad4-deficient fibroblasts (Fig. 2E).
TGF
-dependent activation of 3TP-lux in mutant cells
could be restored to wild-type levels by co-transfection with
Smad4 (Fig. 2E). Thus, consistent with previous
studies, we find that Smad4 is required for activation of the 3TP-lux
reporter in our murine fibroblasts. However, because activation of the
endogenous PAI-1 gene does not require Smad4 (Fig. 2A),
3TP-lux activation may not be an accurate representation of PAI-1
activation. Rather, it may reflect TGF
-mediated activation of the
12-O-tetradecanoylphorbol-13-acetate-responsive elements that were added to the construct to enhance TGF
responsiveness (21).
In agreement with this notion, a reporter plasmid comprising only
12-O-tetradecanoylphorbol-13-acetate-responsive elements has
been shown to be as responsive to TGF
, as the 3TP-lux reporter (31-33) and Smad3 and -4 can interact with Jun family members and enhance their transcriptional activation (33-35).
Differential Binding of Smad4 to TGF
-responsive Regulatory
Elements of the PAI-1 Promoter--
To understand the mechanism
underlying Smad4-independent activation of TGF
-inducible genes in
fibroblasts, we examined the binding of nuclear protein complexes to
the human PAI-1 promoter. Two TGF
-dependent regulatory
regions have been identified in the human PAI-1 promoter at positions
580 and
730 from the transcriptional start site. These regions are
flanked by several E boxes (Fig. 3A) capable of binding the
basic helix-loop-helix transcription factor, TFE-3, which appears to be
important for TGF
-dependent activation of PAI-1 (36).
Two Smad binding sites in the
580 regulatory region have also been
implicated in PAI-1 activation (9, 36), one of which (AGNCAGA) is also
required for activation in the
730 region (9). Interestingly, EMSA
using a probe (PE2.1) specific for the
580 regulatory region (36)
revealed that extracts from both wild-type and
Smad4-deficient fibroblasts could form a DNA-binding complex
in response to TGF
stimulation (Fig. 3B, lanes
1-5), suggesting that Smad4 is not required for DNA binding within that region. Consistent with this finding, anti-Smad4 as well as
anti-Smad2 or -3 antibodies did not result in a supershift of the
protein-DNA complex (Fig. 3B, lanes 6-10). Furthermore, binding to the PE2.1 probe could be competed with as little as 3-fold
excess of an oligonucleotide mutated in either of the two Smad binding
sites; this was similar to the efficiency of wild-type unlabeled
oligonucleotide competed with the radiolabeled PE2.1 probe (Fig.
3B, lanes 11-18 and 22-24). However, up to a
30-fold excess of mutant E box oligonucleotides could not compete for binding to the PE2.1 probe (Fig. 3B, lanes 19-21 and
22-24). These results indicate that the TGF
-inducible
DNA-binding complex associated with PAI-1 activation in fibroblasts
requires an intact E box but does not depend on Smad4 or any Smad
binding elements present in the
580 region.

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Fig. 3.
Differential requirement for Smad4 for two
regulatory elements of PAI-1 promoter. A, schematic
diagram of the 580 and 730 regulatory regions of the human PAI-1
promoter. The Smad binding elements are shown, including the TRS box
(10), the CAGA box (9), and the S box (36), as well as the TFE3-binding
element, named the E box (36). The nucleotide changes in the competing
oligonucleotide used in EMSA analysis are shown also below
the probe sequence. B, EMSA analysis of the 580 regulatory
region using the PE2.1 radiolabeled probe indicates that Smad4 is
dispensable. Two DNA-protein complexes (I and II)
are enhanced after TGF treatment in both wild-type (wt)
and the Smad4-deficient EF7-selE (mut) fibroblast
cell lines (lanes 1-5). Supershift of the DNA-protein
complex formed with extracts of TGF -treated wild-type cells was
performed using antibodies (Ab) against Smad2
(S-2), -3 (S-3), and -4 (S-4)
(lanes 6-10). EMSA reactions were also competed for binding
to the PE2.1 probe with increasing molar excess of wild-type
(PE2.1) or mutated oligonucleotides (Sm, CAGm,
Em) (lanes 11-27). The c indicates a
control probe without extract (lane 5). C, Smad4
is required for the formation of a DNA-binding complex in the 730
region. EMSA analyses were performed as described above, except that
the radiolabeled TRS probe was used. TGF treatment induced the
formation of a DNA-binding complex (arrow) only in wild-type
cells (lanes 1-11) and not in Smad4-deficient
EF7-selE cells (lanes 12 and 13). Binding of the
DNA-protein complex was competed with unlabeled wild-type TRS
oligonucleotides but not with oligonucleotides mutated at the Smad
binding site (TRSm4). Supershift (bracket) of the
protein-DNA complex was obtained with anti-Smad3 and -4 but not
anti-Smad2 antibodies. Similar results were obtained for the
Smad4-deficient clone, EF6-selC1, and all results were
reproduced at least twice for each clone.
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In contrast to the
580 region, analysis of the
730 PAI-1 region
using the TRS probe (10) revealed that a TGF
-inducible DNA-binding
complex could form in extracts from wild-type but not
Smad4-deficient fibroblasts (Fig. 3C, lanes 1 and
2 compared with lanes 12 and 13).
Further analysis of the complex formed on the TRS site showed that
binding was dependent on the Smad element, because unlabeled wild-type
oligonucleotide, but not an oligonucleotide mutated in the Smad binding
site (TRSm4), was able to compete for binding (Fig. 3C,
lanes 3-8). Antibodies against Smad3 and Smad4, but not
Smad2, were able to supershift the protein-DNA complex (Fig. 3C,
lanes 9-11), indicating that both Smad3 and Smad4 were present in
the binding complex. Together, these data indicate that formation of a
TGF
-inducible complex on the TRS is dependent on Smad4 and, in its
absence, Smad3 cannot bind to the TRS sequence. Thus, the PAI-1
promoter contains two TGF
-responsive elements that differ in their
requirement for Smad4. Our results suggest that the
580 regulatory
region may be the major determinant of endogenous PAI-1 induction in
the absence of Smad4.
Smad4 Is Required for Other TGF
/Activin-dependent
Responses--
Activation of the TGF
/activin pathway leads to
induction of FAST target genes through the formation of the ARF (5). To investigate whether Smad4 is required for the activation of FAST target
genes, we tested the regulation of the A3-lux reporter gene (37) in ES
cells that express endogenous FAST-2. In wild-type ES cells, A3-lux was
induced by a constitutively activated activin type I receptor (ActRIB)
in a dose-dependent manner (Fig.
4A). However, in two
independent Smad4
/
ES cell clones, although
A3-lux was not activated in response to activin signaling (Fig.
4A), its induction could be restored to wild-type levels by
co-transfection of Smad4 (Fig. 4B).
Interestingly, A3-lux could also be activated in
Smad4
/
ES cells by overexpression of Smad2
and FAST-1 (Fig. 4C). This rescue was Smad2-specific,
because overexpression of Smad3 and FAST-1 failed to induce A3-lux
responses (Fig. 4C), consistent with the recent
demonstration that Smad3 does not activate certain FAST target genes
(6). The expression of Smad3 in the transfected cell population was
confirmed by Western blotting (Fig. 4C, inset). These results suggest that in the absence of Smad4,
TGF
/activin-induced target genes can be activated by increased
expression of other components of the ARF.

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Fig. 4.
Circumventing the requirement for Smad4 in
some TGF /activin responses by overexpression
of other signaling components. A, Smad4 is essential
for the activation of the A3-lux reporter in ES cells. Wild-type ES
cells (open bars) and two independent
Smad4-deficient ES cell clones C8-24 (hatched
bars) and F9-2 (solid bars) were co-transfected with
wild-type (WT) or activated (A) ActRIB in
addition to the A3-lux reporter. Dose-dependent induction
of A3-lux was observed with decreasing amounts of activated ActRIB
(values in µg) in wild-type but not in Smad4-deficient
cells. B, rescue of A3-lux activation in response
to activin signaling by Smad4 over-expression in mutant ES cells.
C, rescue of A3-lux activation in response to activin
signaling in Smad4-deficient ES cells by over-expression of
FAST-1 and Smad2 but not FAST-1 and Smad3. Inset, Western
blot analysis of total protein extracted from the various transfected
cell population using anti-Smad3 antibody. Although similar results
were obtained for both Smad4 / ES clones,
only those obtained for clone C8-24 are shown in B and
C.
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Msx Family Members Are BMP-responsive Targets for Smad4--
Smad4
has also been implicated in BMP signaling based on its interaction with
the receptor-regulated Smad1 and its ability to induce the same
mesoderm markers as BMP-2/4 in Xenopus (38). BMP2/4
activates the homeobox-containing genes Msx-1 and
-2 in various tissues undergoing epithelial-mesenchyme
transition. To determine the role of Smad4 in BMP signaling, activation
of the endogenous Msx gene family was analyzed during ES
cell differentiation into embryoid bodies (EB). RT-PCR analysis of
Msx-1 and -2 expression revealed that these genes
were expressed at all time points examined in wild-type and
heterozygous ES cells (Fig.
5A). However, in Smad4
/
EB, expression of Msx-2
was markedly reduced, whereas that of Msx-1 was variable at
different stages (Fig. 5A). In contrast, expression of
Msx-3 was absent in wild-type EB but activated in Smad4
/
EB at later stages of differentiation
(Fig. 5A). These results suggest that Smad4 is
required for the activation of Msx-2 and for the suppression
of Msx-3 endogenous expression during EB differentiation. Similar to BMP signaling, TGF
plays an active role during
embryogenesis and ES cell differentiation (39). To address the role of
Smad4 in TGF
signaling in the EB, we examined the expression of an immediate early gene activated by TGF
, TGF
-stimulated
clone-22 (TSC-22) (40). In both wild-type and
Smad4
/
EB, TSC-22 was expressed
at similar levels at all stages of differentiation examined (Fig.
5A). Taken together, these results are consistent with the
dispensability of Smad4 in TGF
-induced responses and support a more
active role of Smad4 in BMP signaling.

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|
Fig. 5.
Deregulated endogenous expression of the
Msx family members in the absence of Smad4.
A, Smad4 is required for the activation of Msx-2
and the suppression of Msx-3 but is not involved in the
regulation of a TGF target gene, TSC-22. RNA was extracted from
wild-type (+/+), heterozygous (+/ ), and Smad4-deficient
( / ) (clone C8-24) ES cells at various time points during
differentiation; RT-PCR analysis was performed using primers specific
for the indicated genes. The expression of glyceraldehyde-3-phosphate
dehydrogenase (G3PDH) was used to control for the amount of
RNA in different samples. The PCR products were Southern-blotted and
hybridized with end-labeled primers of sequences internal to the
amplified product. Similar results were obtained for the
Smad4-deficient F9-2 ES clone. B, Smad4 is
essential for the induction of Msx2-lux activity in response to BMP
signaling. Wild-type (+/+) and mutant ( / ) fibroblasts were
co-transfected with the Msx2-lux reporter and Smad1 in the presence or
absence of Smad4. Msx2-lux activity was examined after co-transfection
with either wild-type (WT) or constitutively activated
(A) BMP receptor type I, alk3.
|
|
To further examine the requirement for Smad4 in the activation of
Msx-2, the reporter construct Msx2-lux was co-transfected into fibroblasts with either the wild-type BMP type I receptor, alk3, or a constitutively activated alk3. In wild-type
fibroblasts, Msx2-lux was consistently induced 2-fold by activated
alk3 (Fig. 5B). When Smad1 was
co-transfected, the basal level of Msx2-lux expression increased
10-15-fold, and activated alk3 induced a further increase
in promoter activity (Fig. 5B). In contrast, in
Smad4-deficient cells, no Msx2-lux activity was observed
even in the presence of Smad1 (Fig. 5B). However, when
Smad4 was co-transfected into mutant fibroblasts, Msx2-lux
activity was restored in response to BMP activation. Moreover, when
Smad4-deficient cells were transfected in combination with
Smad1, Smad4 restored the 10-15-fold increase in
the activity of the Msx-2 promoter as seen for the wild-type cells (Fig. 5B). Activation of Msx2-lux was specific to the
BMP pathway, because exogenous TGF
or expression of the activated activin receptor failed to induce Msx2-lux in wild-type fibroblasts even when Smad2 and Smad4 were overexpressed
(data not shown). Identical results were obtained in a second
Smad4
/
fibroblast clone as well as in two
independent Smad4
/
ES clones. These results
demonstrate that Smad4 is an obligate signaling component for
activation of the Msx-2 promoter.
 |
DISCUSSION |
TGF
Induces Smad4-independent Physiological Responses--
We
have shown that targeted disruption of Smad4 in murine
fibroblasts does not alter either TGF
-induced growth arrest or endogenous production of ECM components. Analysis of TGF
-inducible nuclear complexes binding to the human PAI-1 promoter revealed the
existence of both Smad4-dependent (
730) and -independent (
580) regulatory regions. Interestingly, the Smad4-independent region
required an intact E box, to which the transcription factor TFE-3 is
known to bind and activate PAI-1 expression (36). Moreover, in
wild-type cells the DNA-binding complex contains TFE-3 but appears to
lack Smad proteins, suggesting that, under physiological conditions in
response to TGF
, Smads might not contribute to TFE3-mediated PAI-1
activation. Our results therefore, define a possible mechanism by which
biological responses induced by TGF
utilize Smad4-independent
pathways. Previous studies have suggested that Smad4 act as a
stabilizer of the CREB binding protein (CBP)/p300 and Smad3 complex in
the
730 regulatory region of PAI-1 (11). Our studies support this
hypothesis because, in the absence of Smad4, the TGF
-inducible
DNA-binding complex, which normally contains Smad3, cannot bind DNA.
Since the mechanism of growth inhibition by TGF
is well established
in epithelial cells, the dispensability of Smad4 for this response
might be a finding specific to fibroblasts. However, we deem this
possibility unlikely, because the induction of the 3TP-lux and A3-lux
reporters, which are both widely employed as TGF
/activin-responsive
vectors, requires Smad4 in both 3T3 fibroblasts and epithelial cells.
These results imply that the fibroblasts are a valid system to use in
the study of TGF
signaling and suggest that Smad4 may not be the
only effector of TGF
-induced growth arrest. Consistent with this
notion, evi-1 was shown to antagonize TGF
-induced growth
arrest by interacting specifically with Smad3 (41), and the targeted
inactivation of Smad3 renders murine fibroblasts resistant to TGF
inhibitory effects (42). Alternatively, growth inhibition could be
mediated by an as yet unidentified mammalian Smad4 homologue that is
able to compensate for Smad4 deficiency. Although such a Smad4
homologue has been identified in Xenopus and shown to
possess distinct biological properties (43, 44), its mammalian
counterpart has not yet been identified. Several lines of evidence
support the notion that some TGF
-related responses do not require
Smad4. For instance, induction of fibronectin in human cells in
response to TGF
requires c-Jun NH2-terminal kinase (JNK)
activity independent of Smad4 (23). Similarly, in Drosophila
the Smad4 homologue, Medea, was found to mediate only some Dpp
responses (45). Thus, our results support the idea that Smad4 may not,
in fact, be a central mediator in the transduction of all
TGF
-related signals.
The experiments designed to address the role of Smad4 in mediating
TGF
responses in the human tumor cell line have been somewhat controversial. Although some studies show that the MDA-MB468
Smad4-deficient cell line is not responsive to TGF
(26,
28, 29), the growth of COLO 357 Smad4-deficient cell lines
can be inhibited by TGF
(46). Moreover, it has been shown that
stable overexpression of Smad4 can restore TGF
-induced growth arrest
in the MDA-MB468 cell line (28) but cannot do so in the SW480 cell
line, although it restores other TGF
-induced responses (47). In
another study, in which both loci of Smad4 were interrupted in their
MH1 domain by an in-frame fusion with selectable markers, it was
reported that loss of Smad4 function resulted in an acquired resistance to TGF
growth inhibition (27). However, because these cell lines are
not true null mutants for Smad4, it is unclear whether the remaining
amino terminus of Smad4 in the fusion protein could interfere with the
signaling of other Smads. Although the mechanism of growth inhibition
could differ between fibroblasts and epithelial cells, our results
suggest that Smad4 mutations may perturb TGF
-signaling during
tumorigenesis by mechanisms other than a failure in growth inhibition.
Circumventing the Smad4 Requirement by Increasing Other Signaling
Components--
Smad4 was shown to be essential for the
transcriptional activation of the Mix.2 promoter in
Smad4-deficient SW480.7 colon carcinoma cell line (48). We
find, however, that in ES cells the Smad4 requirement for activation of
the Mix.2 gene is dependent on the levels of FAST-1 and
Smad2. Thus, in the absence of Smad4, the ability of the target genes
to respond to TGF
-related ligand could depend on the cumulative
levels of the other endogenous signaling components of the pathway.
When the abundance of signaling components is low, the role of Smad4 in
some responses might be to stabilize the transcriptional complex. Such
a stabilizing role has been attributed to Smad4 in the ARF (48, 49). It
is unclear, however, whether this is its only role and whether an
increase in the levels of the other components of the complex
consistently bypasses the requirement for Smad4 in other gene targets.
This hypothesis remains untested for other known promoters responsive to TGF
-related ligands, such as Msx-2, because the
transcription factor regulating their expression have yet to be identified.
Loss of Smad4 Results in Oppositely Deregulated Expressions of
Msx-2 and Msx-3--
Because important biological responses induced by
TGF
/activin signaling appeared unaffected in
Smad4-deficient fibroblasts, the requirement for Smad4 in
other TGF
-related pathways was examined. We found an obligate
requirement of Smad4 for activation of the Msx-2 promoter in
response to BMP in both murine ES cells and fibroblasts. Moreover, a
consistent decrease of Msx-2 and an increase of
Msx-3 endogenous expression was observed throughout in
vitro differentiation of Smad4-deficient ES cells
relative to wild type. In contrast, expression of Msx-1
appeared more sustained in mutant embryoid bodies. Because
Msx-1 and Msx-2 are jointly expressed in the same
tissues, these results show that Smad4-deficient ES cells
were capable of proper differentiation into tissues where these genes
are usually expressed. The unexpected finding that Msx-3 is
inversely regulated by Smad4 relative to Msx-2, suggest that
Smad4 can regulate gene expression, even within the same family member,
in an opposite manner. Thus, it is possible that in response to BMP-4
signaling, Smad4 could interact with positive and negative
transcriptional regulators to inversely regulate the expression of
Msx-2 and Msx-3, respectively. These results are
consistent with the expression pattern of Msx family members in rhombomeres 3 and 5 of the hindbrain. Although the expression of
Msx-2 is increased in response to BMP-4 production by
neighboring rhombomeres (15), that of Msx-3 is repressed in
rhombomeres 3 and 5 (13).
Several studies identified various homeodomain proteins that can bind
different Smads (50, 51) and in some cases act as corepressors in the
transcriptional complex (52). Moreover, Smad1 and Smad4 can interact
with Hox homeodomain proteins and abrogate the
Hox-dependent transcriptional repression of a
BMP-responsive gene (51). It is possible that a similar mechanism
regulates Msx-2 expression, because specific Hox
genes determine the rostrocaudal patterning of the rhombomeres (53). It
is unclear at this stage whether expression of Msx-3 is
regulated by BMP-4 or other TGF
-related family members such as
BMP-2, BMP-7, and Dsl-1, which all have dorsalizing properties on
neural tube development (53). Moreover, the regulation of
Msx-3 expression could be induced by other factors, such as
fibroblast growth factor, which has been shown to be involved in
dorso/ventral patterning of the neural tube (53) and to activate Msx gene expression (54), or by retinoic acid, known to
regulate homeobox genes including those from the Msx family
(55). Regardless, the Msx family member appears to be a
relevant biological target for Smad4 whereby perturbation of Smad4
signaling could have consequences in neural development.
We have previously shown that Smad4 is important for proper development
of the visceral endoderm (VE) in the murine embryo and embryoid bodies
and that the latter also failed to cavitate (19). The process of
cavitation is mediated by apoptotic signals emanating from the VE
surrounding the solid embryonic ectoderm, which transform it into
columnar epithelium (56). Recent studies using the dominant-negative
BMP receptor have indicated that BMP signaling is involved in proper VE
differentiation (57). Thus, the lack of cavitation in
Smad4
/
EB possibly results from defective
BMP signaling and Msx-2 expression in the VE. This
hypothesis is consistent with the lack of cavitation observed in P19
cells, which have reduced levels of Msx-2 compared with ES
cells and, when overexpressed, Msx-2 enhances programmed cell death (58). However, to clearly address whether Msx
family members are physiological targets of Smad4 in this process, we are currently investigating whether overexpression of Msx-2
in Smad4
/
EB could restore proper
differentiation of the VE and induce cavitation. Inversely,
overexpression of Msx-3 in wild-type EB could result in
perturbed development of the VE.
Thus, we have provided evidence that the loss of Smad4 function in
murine fibroblasts does not affect many of the biological responses
induced by TGF
, suggesting that the physiological targets of Smad4
in tumorigenesis could differ from those predicted. Moreover, Smad4
appears to play an intricate role in regulating the expression of some
Msx family members in response to BMP, and the deregulated expression of these genes could be responsible for the various defects
of Smad4
/
embryos. The identification of
transcriptional targets of Smad4 will allow us to understand the
mechanisms by which Smad4 contributes to the development of the embryo
and tumor suppression.
 |
ACKNOWLEDGEMENTS |
We thank M. Whitman for the A3-lux reporter
construct, R. Derynck for Smad3, A. Nakao and P. ten Dijke for the
anti-Smad2 and -Smad3 antibodies, Jaro Sodek for the purified
collagenase, Alex Grossman, Vuk Stambolic, and José Luis de la
Pompa for critical reading of the manuscript, and Mary Saunders for
scientific editing.
 |
FOOTNOTES |
*
This work was supported by grants from the Medical Research
Council (MRC) of Canada and the National Cancer Institute of Canada.The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement" in
accordance with 18 U.S.C. Section
1734 solely to indicate this fact.
b
Recipient of an MRC fellowship. Present address: Brain Tumor
Research Center, Montreal Neurological Inst., 3801 University, Montreal, QC H3A 2B4, Canada.
e
Recipient of a Natural Sciences and Engineering Research
Council studentship.
f
Present address: Program in Molecular Biology and Cancer,
Samuel Lunenfeld Research Inst., 600 University Ave., Toronto, ON M5G 1X6, Canada.
g
Recipient of a Centennial MRC fellowship and a Canadian
Association for Gastroenterology fellowship.
i
An MRC scholar.
j
To whom correspondence should be addressed. E-mail:
tmak@oci. utoronto.ca.
2
R. Maxson, unpublished data.
 |
ABBREVIATIONS |
The abbreviations used are:
TGF
, transforming
growth factor
;
BMP, bone morphogenetic protein;
ARF, activin responsive factor;
ActRIB, activin type I receptor;
EB, embryoid bodies;
PCR, polymerase chain reaction;
RT-PCR, reverse transcriptase-PCR;
TSC-22, TGF
-stimulated clone-22;
ECM, extracellular matrix;
MEF, mouse
embryonic fibroblast;
EMSA, electrophoretic mobility shift assay;
GPI, glucose-6-phosphate isomerase;
PAI, plasminogen activator inhibitor;
VE, visceral endoderm;
CHAPS, 3-[(3-cholamidopropyl)dimethylammonio]-1-propanesulfonic acid;
dpp, decapetaplegic.
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