Originally published In Press as doi:10.1074/jbc.M000932200 on May 4, 2000
J. Biol. Chem., Vol. 275, Issue 30, 23387-23397, July 28, 2000
Modulation of the Activity of Multiple Transcriptional Activation
Domains by the DNA Binding Domains Mediates the Synergistic Action of
Sox2 and Oct-3 on the Fibroblast Growth Factor-4
Enhancer*
Davide-Carlo
Ambrosetti
§,
Hans R.
Schöler¶,
Lisa
Dailey
, and
Claudio
Basilico
**
From the
Department of Microbiology, New York
University School of Medicine, New York, New York 10016 and the
¶ Center for Animal Transgenesis and Germ Cell Research, New
Bolton Center, University of Pennsylvania,
Kennett Square, Pennsylvania 19348
Received for publication, February 3, 2000, and in revised form, April 14, 2000
 |
ABSTRACT |
Fibroblast growth factor
(FGF)-4 gene expression in the inner cell mass of the
blastocyst and in EC cells requires the combined activity of two
transcriptional regulators, Sox2 and Oct-3, which bind to adjacent
sites on the FGF-4 enhancer DNA and synergistically activate transcription. Sox2 and Oct-3 bind cooperatively to the enhancer DNA through their DNA-binding, high mobility group and POU
domains, respectively. These two domains, however, are not sufficient
to activate transcription. We have analyzed a number of Sox2 and Oct-3
deletion mutants to identify the domains within each protein that
contribute to the activity of the Sox2·Oct-3 complex. Within Oct-3,
we have identified two activation domains, the N-terminal AD1 and the
C-terminal AD2, that play a role in the activity of the Sox2·Oct-3
complex. AD1 also displays transcriptional activation functions in the
absence of Sox2 while AD2 function was only detected within the
Sox2·Oct-3 complex. In Sox2, we have identified three activation
domains within its C terminus: R1, R2, and R3. R1 and R2 can potentiate
weak activation by Sox2 in the absence of Oct-3 but their deletion has
no effect on the Sox2·Oct-3 complex. In contrast, R3 function is only
observed when Sox2 is complexed with Oct-3. In addition, analysis of
Oct-1/Oct-3 chimeras indicates that the Oct-3 homeodomain also plays a
critical role in the formation of a functional Sox2·Oct-3 complex.
Our results are consistent with a model in which the synergistic action
of Sox2 and Oct-3 results from two major processes. Cooperative binding of the factors to the enhancer DNA, mediated by their binding domains,
stably tethers each factor to DNA and increases the activity of
intrinsic activation domains within each protein. Protein-protein and
protein-DNA interactions then may lead to reciprocal conformational changes that expose latent activation domains within each protein. These findings define a mechanism that may also be utilized by other Sox·POU protein complexes in gene activation.
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INTRODUCTION |
The extraordinary complexity of gene expression patterns generated
during embryonic development is accomplished by a comparatively small
number of transcription factors. It has become clear that resolution of
this apparent paradox lies to a great extent in the observation that
cells utilize a strategy of combinatorial and synergistic interactions
among heterologous transcription factors to achieve specific and
diverse patterns of gene expression. Thus, a true understanding of
transcriptional regulation of developmentally regulated genes requires,
rather than analyses of gene activation by individual transcription
factors "in isolation," the study of the mechanisms of activation
by transcription factor complexes.
Our studies have focused on defining the regulatory mechanisms that
control transcription of the murine
FGF-41 gene during
embryogenesis. The FGF-4 gene encodes a signaling polypeptide that has been shown to play an essential role in embryonic development (1-4). In situ analyses have shown that
FGF-4 RNA is only detected in the inner cell mass of the
blastocyst and subsequently at other embryonic locations, including the
primitive streak, myotomes, and limb bud (2, 5). FGF-4 gene
expression in these distinct structures is governed by separate
enhancer elements, the best characterized of which is that directing
FGF-4 gene expression in the blastocyst and in EC cells (6,
7). We previously determined (8, 9) that activity of this enhancer results from the assembly of a ternary complex, termed Oct-3*, composed
of the embryonic transcription factors Oct-3 (also called Oct-4) (10)
and Sox 2 (11, 12). Enhancer activation requires that both Oct-3 and
Sox2 bind their adjacent sites on the enhancer since expression of
either protein in the absence of the other is not sufficient to confer
transcriptional activation. Other octamer-binding proteins (Oct-1 (9)
or Oct-6)2 cannot substitute
for Oct-3 nor can Sox5 functionally replace Sox2 in the Sox2·Oct-3
complex (9). Together these results predicted that the FGF-4
enhancer should only be activated in cells that express both Sox2 and
Oct-3, a notion that was supported by additional evidence in
vivo (7, 13).
Our previous studies demonstrated that assembly of an active Oct-3*
complex requires a specific arrangement of binding sites for Sox2 and
Oct-3 on the enhancer DNA since insertion of as few as 3 additional
base pairs between the normally juxtaposed binding sites severely
impairs enhancer function (14). We proposed that this specific
arrangement of factor binding sites facilitates protein-protein
interactions between the DNA-binding POU and HMG domains of Oct-3 and
Sox2, respectively, thus leading to the observed cooperative binding on
the enhancer DNA (14). While these interactions are essential to proper
Oct-3* complex assembly, this parameter alone could not account for the
specificity of the requirement for Oct-3 in partnership with Sox2 since
the POU domain of Oct-1 can also participate in direct protein-protein
interaction with Sox2 (14).
To further define the molecular basis of synergistic transcriptional
activation by the Oct-3* complex, we have analyzed a number of Sox2 and
Oct-3 deletion mutants to identify domains within each protein that
contribute to Oct-3* activity. In addition, we have studied a series of
Oct-3/Oct-1 chimeric proteins to gain insight into the molecular
distinction between these related transcription factors that allows
Oct-3, but not Oct-1, to form a transcriptionally active ternary
complex with Sox2. Our results show that multiple regions within both
Sox2 and Oct-3 can contribute to transcriptional activation by the
Oct-3* complex. Some of these domains participate in transcriptional
activation by each of these proteins in the absence of the partner
factor and thus are intrinsic activation domains. The function of other
domains within Sox2 and Oct-3 is only observed in the context of the
ternary complex. However, analysis of Oct-1/Oct-3 chimeras suggest that
the Oct-3 homeodomain also plays a critical role in assembly of an
active Oct-3* complex. Our results indicate that the synergistic action
of Oct-3 and Sox2 results from two concerted steps. The first relies on
cooperative binding of these factors to the enhancer DNA which is
mediated by the POU domain of Oct-3 and the HMG domain of Sox2. These
protein-protein and protein-DNA interactions may then lead to
reciprocal conformation changes within each protein that cause the
exposure of latent activation domains and activation of gene
expression. As a number of complexes composed of specific POU and HMG
domain partners have been described (15-19), these results may also
represent a more general mechanism by which this class of
transcription complexes achieve both activity and partner specificity.
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EXPERIMENTAL PROCEDURES |
Cell Culture and Transfection--
HeLa cell transfections and
CAT assays were as described previously (14). The CMV-
Gal plasmid
was utilized for normalization.
Plasmid DNAs and Oligonucleotide Primers--
The
64fgf CAT
reporter plasmid was constructed by PCR amplification of the murine
fgf-4 promoter region between positions
64 and +101 using
the forward primer 5'-CCCGGGGCAGGCGGCCTGCGCCCC-3' (containing a
recognition site for SmaI) and the reverse primer 5'-AGATCTTGCGTGAGTTCGAGCTGC-3' (containing a recognition site for
BglII). After SmaI/BglII digestion,
one copy of the 200-bp PCR product was inserted between the
SmaI and BglII sites, upstream of the CAT gene
within the pCAT3-Basic Vector (Promega). To obtain the 6×S/O-CAT
reporter construct, six copies of annealed oligonucleotides containing
the fgf-4 enhancer sequence shown in Fig. 1A were
first cloned in tandem into the BamHI site of Bluescript KS
plasmid. This plasmid was digested with SacI and
SmaI and the multimerized element was cloned upstream of the
FGF-4 promoter in
64fgf-CAT. To obtain the 6×(lex) CAT
reporter plasmid, six tandem copies of the lexA operator sequence shown
in Fig. 6A were cloned into the BamHI site of
Bluescript KS. Multimerized binding sites were excise from the plasmid
by SacI and SmaI digestion and cloned in
64fgf-CAT. C- and N-terminal deletions of the Sox2 coding sequence were generated by PCR using pCEP-Sox2 (9) as a template. To
obtain C-terminal deletion mutants, forward primer
5'-GGTGGGAGGTCTATATAAG-3' was used in combination with
deletion-specific reverse primers that each contained the last 6 codons
of the corresponding Sox2 sequence followed by a stop codon
and a BamHI recognition site. To obtain deletion mutants
Sox2 31-129 (HMG) and Sox2 31-319, forward primer
5'-GCGGCCGCATGGCGACCGGCGGCAACCAG-3', containing a NotI
recognition site and the ATG start codon, was combined with reverse
primers 5'-GGATCCTCAAAGCTGGTACTTATCCTT-3' or
5'-GGATCCTCACATGTGCGACAGGGG-3', respectively. All PCR products were
digested with NotI and BamHI and cloned in the
pCEP4 expression vector (Invitrogen). To generate the Oct-3 deletion
mutants, DNA fragments were generated by PCR using the wild type
pCMVOct-4 plasmid (21) as template and oligonucleotide primers
complementary to Oct-3 sequences upstream or downstream of the POU
domain. The 5' oligonucleotide primers contained either a
BamHI or BglII restriction site while the 3'
oligonucleotide primers contained a stop codon followed by an
XbaI restriction site. PCR products were enzymatically
digested and cloned between the BamHI and XbaI
sites of the pEVRF2 expression plasmid (20, 21). Cloning in this manner
produces a fusion protein containing an N-terminal stretch of six amino
acids derived from the Herpes simplex virus TK gene. The
inclusion of this leader sequence was employed to minimize differences
in expression levels or stability of Oct-3 variants lacking the natural
Oct-3 N terminus. Primer combinations (see primer sequences below) used
to generate the following mutants were: pCMVOct-3 (aa 1-352 numbering
according to Ref. 22), primers 1 and 2);
N (aa 117-352), primers 2 and 4; and
C (aa 1-286), primers 2 and 3. The Oct-3/Oct-1 chimera plasmids 0.1.0 and 0.3.0, encoding only the POU domains of Oct-1 or
Oct-3, respectively, were generated by PCR using plasmids pCGOct-1 or
pCMVOct-4, respectively, as templates. The 5' oligonucleotide primers
contained restriction sites for both BamHI and
KpnI while the 3' oligonucleotide primers contained sites
for both SalI and XbaI. 0.1.0 encodes for Oct-1
amino acids
278 to
436 (numbering according to Ref. 23) and was
generated using primers 5 and 6; 0.3.0 encodes for Oct-3 amino acids
126 to
282 and was generated using primers 7 and 8. The PCR
products were digested with BamHI and XbaI and
inserted between the BamHI and XbaI sites of the pEVRF2 plasmid. Thus for both 0.10 and 0.30 the insert contains 5' to
3', BamHI KpnI, POU, SalI, and
XbaI. The 3.1.3 Oct-1/Oct-3 chimera was constructed in a
stepwise manner. The chimera pcmv-POU2-4C described by Brehm et
al. (21) contains the POU domain of Oct-2 fused to the C terminus
(amino acids 283-352) of Oct-4 (Oct-3). After BamHI and
SalI digestion of pcmv-POU-2-4C, the POU-2 segment of this
plasmid was replaced with the BamHI/SalI-digested
POU-1 fragment of 0.1.0 to create 0.1.3 (POU-1 plus the Oct-3 C
terminus). Digestion of 0.l.3 with KpnI and XbaI
was followed by ligation of the purified POU-1-Oct-3 C-terminal
fragment into the KpnI and XbaI sites of the
Brehm plasmid pcmv-4N-POU-2, to create 3.1.3. The "wild type"
control plasmid 3.3.3 was created by replacement of the POU-1 segment
of 3.1.3 by that of POU-3 after digestion of 0.3.0 with KpnI
and SalI and ligation of the purified POU-3 sequence into
KpnI- and SalI-digested 3.1.3.
Chimeras between the Oct-1 and Oct-3 POU domains were originally
created by Y. Luo of the Rockefeller University and cloned into the
pGEX2T bacterial expression vector. POU B contains the POUS
and linker segments of Oct-1 (Oct-1 amino acids 278-378) fused to the
POUHD of Oct-3 (Oct-3 amino acids 223-282). POU D contains
the POUS and linker segments of Oct-3 (amino acids
127-222) fused to the POUHD of Oct-1 (Oct-1 amino acids
379-436). These chimeric sequences were used as templates for PCRs
with oligonucleotide primers 5 and 8 (for POU B) or primers 7 and 6 (POU D). The PCR products were digested with KpnI and
SalI and inserted at the KpnI and SalI
sites of 3.3.3 to replace the wild type Oct-3 POU domain with chimeric
POU B or POU D. Thr primers used were pr1, GGGGAGATCTTCCATGGCTGGACACCTGGC; pr2,
GGGGGGGATCCGTGAAGTTGGAGAAGGTG; pr3,
CCCCTCTAGATCAGGAATACTCCAATACTTG; pr4, CCCCTCTAGATCAGTTTGAATGCATGGG; pr5, CCCCGGATCCGGTACCAGCTTGGAGGAGCCCAGTG; and pr6, CCCCTCTAGAGGTCGACTCTTTTTTCTTTCTGGCGGCG.
To construct the lexA DNA-binding domain expression vector, the
HindIII/SphI (blunted) DNA fragment encoding lexA
amino acid residues 1-202 followed by one in-frame HA epitope, was
isolated from the pEG202-(+HA) plasmid (24) and cloned in the
HindIII and BamHI (blunted) sites of pCEP4
expression vector. The resulting plasmid was used as a template
for PCR with forward primer 5'-GGTCTATATAAGCAGAGC-3' and reverse primer
5'-GGATCCTCAAGCGGCCGCCGGGGCCTCCATGGCGTATAC-3' which contains a
NotI recognition site follow by a stop codon and a
BamHI recognition site. The resulting PCR product was then digested at the HindIII and BamHI sites and
cloned into the pCEP4 vector to obtain the pCEP-lex202 expression
construct. To obtain lexA/Sox2 and lexA/Oct-3 fusion protein expression
vectors, DNA fragments expressing Sox2 or Oct-3 subregions were
amplified by PCR using a forward (F) primer containing a
NotI recognition site and a reverse (R) primer containing a
stop codon followed by a BamHI recognition site. After
NotI and BamHI digestion, each coding sequence
was cloned in-frame with the lexA DNA-binding domain within
pCEP-lex202. Forward and reverse oligonucleotide sequences for each
fusion protein were as follows: lex/Oct (1-53),
(F)ATAAGAATGCGGCCGCTATGGCTGGACACCTGGCTTC and
(R)CGCGGATCCTCACAATACCTCTGAGCCTGG; lex/Oct (257-352),
(F)ATAAGAATGCGGCCGCTGCCAATCAGCTTGGGCTAG and
(R)CGCGGATCCTCAGTTTGAATGCATGGGAGC; lex/Sox (121-189),
(F)ATAAGAATGCGGCCGCTCTCATGAAGAAGGATAAG and
(R)CGCGGATCCTCAAGCGTTGAGGCCCGGGTG; lex/Sox (250-319),
(F)ATAAGAATGCGGCCGCTAGCTCCAGCCCCCCCGTG and (R)CGCGGATCCTCACATGTGCGACAGGGG.
Electrophoretic Mobility Shift Assays--
Bacterially
expressed, glutathione S-transferase-purified proteins and
in vitro transcribed and translated products were prepared as described previously (14). Whole cell extracts were prepared from
transfected HeLa cells by three freeze/thaw cycles in BC400N (20 mM Tris-HCl, pH 7.9, 400 mM KCl, 1.0 mM EDTA, 0.02% Nonidet P-40). The protein concentration
was determined using the Bio-Rad protein reagent and adjusted to 2 µg/µl with BC400N. Relative expression levels of the Oct-3 and Sox2
mutants were determined using EMSA as described (8). Because of
significant differences in the expression of the Oct-3 mutants, both
the CAT activity (i.e. fold induction) and DNA binding
activity (i.e. % of FGF enhancer DNA probe
specifically bound) were determined across a broad range (0.01-1 µg)
of transfected plasmid DNA. Relative CAT activities were then
normalized to the DNA binding activity (i.e. expression
level) for each mutant. All quantitation was accomplished using a
PhosphorImager (ImageQuant).
Calculations of Fold Induction, Fold Synergy, and
Cooperativity--
The fold induction of 6×(S/O)CAT reporter gene
transcription represents the level of CAT activity observed in the
presence of co-transfected Oct- or Sox2 expression plasmid divided by
the level of CAT activity observed in the absence of Sox2 or Oct-3 expression (i.e. the basal level). Fold synergy is the value
obtained by division of the fold induction of CAT gene
expression observed for a Sox·Oct complex by the sum of the fold
induction potentiated by Sox2 and Oct-3 proteins individually. (Fold
synergy = fold induction Oct3*/[fold induction Sox2] + [fold
induction Oct-3].) As detailed in Ref. 14, the degree of cooperative
binding is measured as the percentage of probe bound within the ternary
complex divided by the multiple of the percentage of probe bound by
Sox2 and octamer-binding protein individually. A result greater than 1 indicates that the ternary complex was formed by cooperative interactions among its individual components.
 |
RESULTS |
To gain an understanding of why the Oct-3* complex composed of
both Sox2 and Oct-3, but neither protein alone, can effectively activate the FGF-4 enhancer, we have analyzed Sox2 and Oct-3
deletion mutants and chimeric proteins to identify and compare the
roles of domains required for independent transcriptional activation by
each of these proteins with those required for function of the Oct-3* complex.
Synergy Appears to be Mostly Mediated by the DNA-binding Domains of
Sox2 and Oct-3 while Transcriptional Activation Requires Additional
Domains--
The CAT reporter plasmid 6×(S/O)-CAT used in
these and all subsequent experiments contains 6 copies of the murine
FGF-4 enhancer octamer and Sox DNA-binding elements placed
upstream of a minimal murine FGF-4 promoter (Fig.
1A). As expected, the presence
of the octamer and Sox-binding elements in this plasmid led to
transcription of the CAT reporter gene in undifferentiated
F9 cells but not in HeLa cells, since HeLa cells lack both Oct-3 and
Sox2 (data not shown). Consistent with our previous results using
similar reporters, the 6×(S/O)-CAT construct could only be effectively activated in HeLa cells when co-transfected with expression plasmids for both Sox2 and Oct-3 (9). As shown below, the 6×(S/O)-CAT plasmid
was exquisitely sensitive to transactivation by Sox2 and Oct-3
expression, allowing the detection of weak transactivating activities
that were not detectable with the previously used reporter plasmids (9,
14).

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Fig. 1.
Sox2 and Oct-3 synergistically activate the
6×(S/O)-CAT reporter construct in HeLa cells. A,
schematic representation of the 6×(S/O)-CAT reporter construct. 6 copies of a 35-bp FGF-4 enhancer DNA fragment containing the
recognition sequence for Sox and Oct factors, were cloned in tandem
upstream of the murine FGF-4 promoter region spanning
residues 64 to +101. The Oct-binding site closest to the promoter is
85 nucleotides from the putative transcription initiation site.
B, activation of the FGF-4 enhancer reporter
construct by Sox2 and Oct-3. HeLa cells were transiently co-transfected
with 2 µg of 6×(S/O)-CAT reporter construct and increasing amounts
of CMV- expression vectors for Sox2, Oct-3, or both, as indicated. The
resulting CAT activity, expressed as fold induction of the reporter
construct alone, is from one representative experiment and represents
the mean of duplicates.
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Activation of the FGF-4 enhancer by Sox2 and Oct-3 over a
broad range of plasmid concentrations occurred in a synergistic manner,
the level of transcriptional activation achieved by the Oct-3* complex
being much greater than the sum of activation by the individual Oct-3
and Sox2 proteins (Fig. 1B). Relatively little activation of
CAT gene expression was observed when Sox2 and Oct-3 were
independently expressed, and then only at very high concentration of
factor expressing vectors.
Given our previous demonstration of a direct protein-protein
interaction and cooperative DNA binding by the HMG and POU domains (14), we tested whether either of these domains is sufficient to confer
synergistic activation of the 6×(S/O)-CAT plasmid when complexed with
its factor partner (Oct-3 or Sox2, respectively). Activation of
CAT gene expression was assessed after co-transfection of
the reporter plasmid into HeLa cells with expression plasmids for the
POU domain of Oct-3 (Fig. 2,
POU3), or full-length Oct-3 protein (Fig. 2,
Oct-3), alone or in combination with expression plasmids for
Sox2 (Fig. 2, Sox2) or the Sox2 HMG domain (Fig. 2,
HMG). Within the range of expression plasmid DNA used in
this experiment, transfection of these constructs individually resulted in either marginal or no CAT gene activation. In contrast,
coexpression of full-length Sox2 and Oct-3 proteins resulted in a
160-fold activation of CAT gene transcription (Fig.
2B) and displayed about 20-fold synergism (Fig.
2C). Coexpression of the Sox2 HMG domain with full-length
Oct-3 resulted in a lower but substantial level of transcription
activation of the CAT reporter gene compared with that
observed using the wild-type proteins (77-fold activation, Fig.
2B). The degree of synergism observed using the Sox2 HMG domain and Oct-3 was still considerable (16-fold). Similarly, coexpression of POU3 with wild type Sox2 resulted in a markedly lower
level of overall reporter gene activation (28-fold activation) but
still displayed a significant degree of synergy. These results are
consistent with the notion that the DNA-binding HMG and POU domains
play a major role in mediating synergy between the Oct-3 and Sox2
proteins. However, coexpression of just the POU3 and the HMG domain
expression plasmids did not result in activation of the CAT
reporter gene (Fig. 2), demonstrating that the HMG and POU domains must
act in conjunction with additional domains within Oct-3 and Sox2 to
promote transcriptional activation.

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Fig. 2.
Sox2 and Oct-3 synergy is mostly mediated by
their DNA-binding domains. A, schematic representation
of wild-type Oct-3 and Sox2 proteins and derived truncated proteins
POU3 and HMG. The location of the POU domain is depicted in
black, whereas the HMG domain is shown as a hatched
box. B, full activation of the FGF-4 enhancer also
requires domains located outside of the DNA-binding domain of Sox2 and
Oct-3. HeLa cells were transiently co-transfected with 2 µg of
6×(S/O)-CAT reporter construct (shown in Fig. 1A) and
various combinations of CMV expression constructs for Sox2 (500 ng),
HMG (500 ng), Oct-3 (200 ng), and POU3 (200 ng) as indicated. CAT
activity generated by the 6×(S/O)-CAT reporter construct alone was
given the value of 1. The values shown, expressed as fold induction of
the reporter construct, are from one representative experiment and show
the mean of duplicates. C, synergy is mostly mediated by the
HMG and POU domain of Sox2 and Oct-3. CAT activities from B
were used to calculate the fold synergy index as described under
"Experimental Procedures."
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Identification of an N-terminal Activation Domain (AD1) and a
C-terminal Activation Domain (AD2) within Oct-3--
The results of
the previous section suggested that a component of Oct-3* complex
activity must reside outside of the Oct-3 POU and Sox2 HMG domains. To
identify these domains within Oct-3, and to understand whether they
were uniquely required for function of the Oct-3* complex, deletion
mutants of the Oct-3 proteins were created by PCR and their activity
tested on the 6×(S/O)-CAT reporter plasmid in HeLa cells.
Fig. 3 shows a schematic representation
of the 352-amino acid Oct-3 protein and the Oct-3 deletion mutants used
in this study (numbering according to Ref. 22). EMSA (Fig.
3D) and Western blot analysis (not shown) indicated a
significant variation in the expression levels of the various mutant
proteins. Thus we normalized all values of CAT activity to DNA binding
(i.e. expression level) for each mutant, as detailed under
"Experimental Procedures."

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Fig. 3.
Two regions of Oct-3 contribute to Oct-3*
activity. A, schematic representation of Oct-3 deletion
mutants. The POU domain is shown in black and the most
N-terminal and C-terminal amino acid residues are depicted to the
left and right for each mutant. B,
relative CAT activity induced by Oct-3 deletion mutants in the absence
of Sox2. 0.05-2 µg of expression plasmid for each mutant were
co-transfected with 6×(O/S)-CAT reporter DNA into HeLa cells. CAT
activity was normalized to expression level (DNA binding) for each
mutant as described under "Experimental Procedures" and shown as % activity of wild type Oct-3. C, relative CAT activity
induced by Oct-3 mutants in the presence of Sox2. Transfection and
normalization were performed as in B except that 0.5 µg of
Sox2 expression plasmid was included in all samples. Results for both
B and C are the averages of three to five
separate experiments. D, representative EMSA using WCEs
derived from transfected HeLa cells. HeLa cells were transfected with
the quantity of wild type Oct-3 (WT Oct-3) or C mutant expression
plasmid DNA as indicated on the top of the panel. Total
protein was extracted from the transfected cells and analyzed by EMSA
as described under "Experimental Procedures." Note the significant
difference in expression levels of the WT and C proteins. Similar
variations were also found using the N and POU3 constructs. Thus,
CAT activities for each mutant were normalized to DNA binding
data.
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We first tested the ability of the Oct-3 deletion mutants to promote
gene expression of the CAT reporter plasmid in the absence of Sox2. At the concentration of expression plasmid used in these experiments, Oct-3 produced an average 28-fold stimulation of CAT gene expression (Fig. 3B). Deletion of the
majority of the N-terminal amino acids rendered the resulting
N
mutant incapable of efficiently activating transcription (Fig.
3B). Only 1.5-3.5-fold activation by
N could be observed
across a broad range of transfected expression plasmid (0.1-3 µg,
data not shown). This result indicates the presence of an activation
domain within the N terminus of Oct-3 that can function independently
of Sox2. We will refer to this domain, broadly defined between amino
acids 1 and 117 of Oct-3, as AD1. Removal of most of the amino acids
C-terminal to the POU domain (Oct-3 mutant
C, Fig. 3B)
had a negligible effect on the ability of Oct-3 to activate
transcription of the reporter gene. Deletion of the N-terminal region
containing AD1 from the
C mutant, produced a protein corresponding
to the DNA-binding domain (POU3, amino acids 117-286, Fig.
3B) that failed to activate CAT gene expression.
Together these results demonstrate the presence of one domain within
Oct-3, AD1, that can activate transcription of the 6×(O/S)-CAT
reporter gene in the absence of Sox2.
To determine the role of AD1, or perhaps additional domains, in
activation by the ternary Oct-3* complex, we next tested the ability of
these Oct-3 mutants to activate the reporter gene in the presence of
Sox2. Coexpression of wild-type Oct-3 with Sox2 resulted in a 520-fold
activation of transcription (on average) from the 6×(O/S)-CAT reporter
gene (Fig. 3C). Interestingly, the
N mutant, which was
essentially inactive in the absence of Sox2, achieved a relatively high
level of activation in the presence of Sox2 (Fig. 3C). Thus,
deletion of AD1 resulted in only a 50% decrease in the ability of
Oct-3 to activate reporter gene transcription within the Oct-3*
complex, suggesting that domains within the C-terminal region of Oct-3
are able to function in conjunction with Sox2. Coexpression of Sox2
with the Oct-3
C mutant also resulted in a 50% decrease in
activation of the reporter gene. Additionally, deletion of most of the
C terminus from
N (POU3 protein) caused a further 70% reduction in
the ability of this mutant to activate the reporter gene in the
presence of Sox2 (Fig. 3C). EMSA analysis confirmed that
this is not a result of an inability of POU3 to bind the octamer site
within the enhancer DNA or efficiently form the Oct-3* complex with
Sox2 (data not shown). Together these results indicate that the Oct-3 C
terminus (i.e. between amino acids 286 and 352) may
contribute an activation domain whose function is only apparent within
the ternary Oct-3* complex since its deletion did not decrease
transcriptional activation when Sox2 was not present. We designate this
C-terminal domain, located between amino acids 286 and 352, as AD2.
These results are consistent with the notion that Oct-3 contains two
domains that can contribute to transcriptional activation of the
FGF-4 enhancer. In the absence of Sox2, only AD1 has the ability to activate the reporter gene. In contrast, the C-terminal domain AD2 only functions within the Oct-3* complex and thus is unique
to the Oct-3 partnership with Sox2. Deletion of any single domain had
only a slight effect on Oct-3* complex function suggesting that upon
deletion of one domain, the other can still function within the ternary
Oct-3* complex.
Identification of Three Activation Domains in the C-terminal Region
of Sox2--
The results of Fig. 2C indicated that the Sox2
HMG domain is sufficient to confer synergistic activation in
combination with Oct-3. However, the final degree of activation
was significantly less than that achieved using full-length Sox2
in this assay, suggesting that Sox2 also harbors activation domains
that contribute to Oct-3* complex function. To address this
possibility, a series of Sox2 deletion mutants were created by PCR and
their ability to activate transcription of the 6×(O/S)-CAT reporter
construct was analyzed either in the presence or absence of Oct-3 after transient transfection in HeLa cells. Fig.
4A shows a schematic representation of the 318-amino acid Sox2 protein and of the deletion mutants used in this study. EMSA showed that all these mutants were
expressed at comparable levels (data not shown). Although transfection
of low levels (0.5 µg) of Sox2 expression plasmid does not lead to
activation of the reporter gene in the absence of Oct-3 (Fig.
1B), overexpression of Sox2, using 5 µg of plasmid DNA,
caused about 25-fold induction of CAT gene expression (Fig. 4B). This activity was completely dependent on the presence
of the Sox2-binding sites in the reporter construct (data not shown). Deletion of the 64 C-terminal amino acids from Sox2 caused a
progressive reduction in transcriptional activation to a level of about
15% of wt Sox2 (mutant Sox 1-255, Fig. 4B). Further
deletion to amino acid 178 caused an additional reduction in Sox2
activity to essentially basal levels (mutant Sox 1-178, Fig.
4B). In contrast, deletion of amino acids from the N
terminus had no effect (mutant 31-318, Fig. 4B). These
results suggest that Sox2 has an Oct-3-independent transcriptional
activity that is conferred by at least one broadly defined domain
located within the C-terminal region between amino acids 255 and 318, and perhaps a second weaker domain localized between amino acids 178 and 216. We will refer to the 178-189 domain as region 2 (R2) and that
localized between amino acid 255-318, as R1.

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Fig. 4.
Sox2 contains multiple activation
domains. A, schematic representation of wild-type (Sox2
WT) and truncated Sox2 mutants. Sox2 mutants were named according to
the position of the first and last amino acid expressed. B,
Sox2 contains two activation domains within the C-terminal half of the
protein. HeLa cells were transiently co-transfected with 2 µg of
6×(S/O)-CAT reporter construct and a high amount (5 µg) of CMV-
expression construct for Sox2 WT or Sox2 mutant as indicated.
C, Sox2 contains one Oct-3-specific activation domain. 2 µg of 6×(S/O)-CAT and 200 ng of Oct-3 expression construct were
co-transfected with low amounts (500 ng) of each of the WT or mutant
Sox2 expression constructs as indicated.
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We next assessed the ability of each of the Sox2 mutants to activate
the 6×(O/S)-CAT reporter gene in the presence of Oct-3. For these
experiments, a lower amount of Sox2 expression plasmid (0.5 µg) was
used. Under these conditions none of the Sox2 proteins significantly
activated transcription of the reporter gene in the absence of Oct-3.
Co-transfection of both the Oct-3- and wild type Sox2- expression
plasmids caused a synergistic 100-fold activation of CAT
gene transcription. Analysis of the Sox2 deletion mutant proteins
showed that, in contrast to the results using Sox2 in the absence of
Oct-3, deletion of most of the C terminus of Sox2 had no effect on
Oct-3* activity since Sox2 deletion mutant 1-178 displayed wild type
levels of activation when coexpressed with Oct-3 (Fig. 4C).
Thus, deletion of Sox2 domains R1 and R2, that were essential for
independent activation by Sox2, did not have any measurable effect on
Oct-3* complex function. Instead, a larger than 50% decrease in
synergy and transcriptional activation by Oct-3* resulted from further
deletion of Sox2 to amino acid 152 (mutant Sox 1-152). The activity of
the domain (152-178) defined by this result is thus only observed in
the context of the Oct-3* complex and will be referred to as R3.
The Oct-3 AD2 Domain Works in Conjunction with the R3 Domain within
Sox2--
The results of the preceding sections have shown that Oct-3
contains two activation domains that can function in the Oct-3* complex
and that these domains can act in an alternate fashion, i.e.
high levels of activity can be maintained upon deletion of one or the
other, but not both, activation domains. The nature of these two
domains differs, however, since AD1 can function at least to some
extent in a Sox2-independent fashion while activation via AD2 is only
detected in the presence of Sox2. Sox2 also contains activation domains
of different nature. The activity of R1 or R2 was only observed when
Sox2 was expressed independently of Oct-3, but was dispensable in the
Oct-3* complex. In contrast, R3 appeared to behave as a
complex-specific activation domain, playing a role only when Sox2 was
complexed with Oct-3 on the enhancer DNA. To gain a better
understanding of the interplay among these domains within the Oct-3*
complex we re-examined some of the Sox2 mutants in combination with the
Oct-3 mutants. While all of the Sox mutants of Fig. 4 were analyzed in
this manner, only mutant 1-178, in which the independent R1 and R2
domains have been deleted, and mutant 1-152, containing a further
deletion of R3, are presented in Fig.
5.

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Fig. 5.
Specific combinations of Sox2 and Oct-3
deletion mutants reveal intermolecular functional interactions within
the complex between activation domains. A, HeLa cells
were transiently transfected with 2 µg of 6×(S/O)-CAT reporter
construct and 5 µg of expression construct for wild-type Sox2 or
selected truncated Sox2 proteins as indicated on the left of
each histogram. In each of the following panels (from panel
B to panel E), the same collection of Sox2-derived
proteins was co-transfected in a lower amount of expression construct
(500 ng), with 200 ng of expression construct for wild-type Oct-3 or
Oct-3 deletion mutants as indicated below each histogram. B,
wild-type Oct-3. C, Oct-3 deletion mutant POU3.
D, Oct-3 deletion mutant C. E, Oct-3 deletion
mutant N. On the left of each panel is shown a schematic
representation of Sox2 truncated proteins. In each panel the CAT
activity measured for wild-type Sox2 by itself (panel A) or
in combination with an Oct-3 factor (panels B-E) was set as
100%. The numbers shown at the top of each
bar in the histograms represent the synergy index.
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The ability of each of these Sox2 constructs to activate the 6×S/O-CAT
reporter gene in the presence or absence of wild type Oct-3 is again
presented here for comparison (Fig. 5, A and B). As was shown in Fig. 4, Sox2 R1 and R2 only display a demonstrable activation function in the absence of Oct-3 (mutant 1-178, Fig. 5A), whereas R3 only displays function within the Oct3*
complex (mutant 1-152, Fig. 5B).
Activation by each of these Sox mutants was then analyzed in the
presence of the Oct-3 POU3 protein. POU3, as was also shown in Fig. 2,
can promote at least some degree of synergistic activation of reporter
gene transcription when combined with wild type Sox2, even though POU3
contains neither of the Oct-3 domains AD1 nor AD2 (POU3 plus WT Sox2,
Fig. 5C). However, upon coexpression of either Sox2 mutant
with POU3, no reporter gene activation or synergy was observed (Fig.
5C, mutants 1-178 and 1-152). These results indicate that
in the absence of AD1 and AD2, interaction between POU3 and wild type
Sox2 leads to more efficient utilization of the intrinsic Sox2 domains
R1 and R2 and thus to the observed synergy between WT Sox2 and POU3.
The effect of R1 and R2 is most likely overshadowed by the more potent
AD1 and AD2 present in wild type Oct-3, resulting in no effect on
Oct-3* activity upon R1 and R2 deletion in Fig. 5B. An
additional result illustrated by Fig. 5C is that Sox2 domain
R3 did not contribute to complex activity in combination with POU3
since complexes composed of mutants 1-178 and 1-152 display the same,
basal level of activation and no synergy (Fig. 5C). Thus,
the complex-specific function of Sox2 R3 must depend on additional
regions outside of the Oct-3 POU domain.
Activation by the Sox2 mutants in the presence of the Oct-3
C
mutant, that contains AD1 but lacks AD2, is presented in Fig. 5D. The overall activation profile by this combination of
mutants resembled that seen using POU3, i.e. a detectable
effect on complex activity was observed upon deletion of the intrinsic
Sox2 R1 and R2 domains while further deletion of R3 had no apparent
effect. Thus a contribution to Oct-3* complex activity by R1 and R2 can be observed also using an Oct-3 molecule that possess AD1. In addition,
the level of synergy is approximately 7 times greater for complexes
containing R1 and R2 (Fig. 5D, WT Sox2 and
C) than those that did not (Fig. 5D,
mutant 1-178 plus
C). Deletion of R1 and R2
affected synergy to approximately the same extent in the presence of
the POU3 protein (Fig. 5C), suggesting that there is
probably no substantial interdomain synergy between the Oct-3 AD1 and
Sox2 R1/R2 domains. R1 and R2 functions are probably enhanced as a
result of cooperative interactions between the HMG and POU domains,
leading to stabilized association of the complex to the DNA. These
results also indicate that the region of Oct-3 important for Sox2 R3
activity does not appear to reside within the Oct-3 POU domain or
N-terminal sequences (compare
C plus WT Sox2 with
C plus mutant
1-152, Fig. 5D).
The Oct-3
N mutant contains AD2 but lacks AD1. Analysis of reporter
gene activation upon coexpression of
N with the Sox2 mutants showed
that, again, deletion of the Sox2 R1 and R2 domains had a detectable
effect on complex activity and an approximately 7-8-fold effect on the
level of synergy (Fig. 5E, mutant 1-178). Significantly,
however, a reproducible, approximately 5-fold decrease in complex
activity and synergy was observed upon deletion of Sox2 R3 (Fig.
5E, mutant 1-152), the only Sox2 domain that displayed a
detectable function in complexes containing wild-type Oct-3 (Fig.
5B, mutant 1-152). Thus R3 activity is only observed using Oct-3 proteins that contain AD2 (i.e. wild-type Oct-3 or
N) but not Oct-3 proteins that lack AD2 (
C or POU3), suggesting
that R3 works in conjunction with AD2.
In summary, these results demonstrate that the Sox2 R1 and R2 domains
can be more effectively utilized within the Oct-3* complex than within
Sox2 alone, and that the POU domain is sufficient to elicit this
effect. However, this function is only revealed using Oct-3 molecules
that lack AD1 and/or AD2 and thus do not appear to represent the major
activation domains within the native Oct-3* complex. Instead, the
domains that contribute most critically to Oct-3* function are Oct-3
AD1 and the complex-specific, interdependent Oct-3 AD2 and Sox2 R3 domains.
Some of the Functional Domains Identified in Sox2 and Oct-3 Are
Modular, Independent Transactivation Domains--
To better
characterize the trans-activating properties of the Sox2 and Oct-3
domains we prepared several fusion proteins with each of the previously
identified AD1, AD2, R1, R2, or R3 domains tethered to the lexA
DNA-binding domain (lexA residues 1-202). The activity of each fusion
protein was tested by co-transfection of each construct together with
the 6×(lex)-CAT reporter plasmid, which contains the FGF-4
promoter placed under the control of 6 copies of the lexA-binding site
(Fig. 6A). To assess AD1
function, fusion protein lex/Oct-1-53-A containing only the N-terminal
53 amino acids of Oct-3 was constructed, because previous results (not
shown) had indicated that this region was essential for AD1 activity.
This fusion protein was capable of activating the CAT reporter plasmid
about 80-fold above the basal level. On the other hand, the proteins
containing the C-terminal Oct-3 AD2 did not show activity in this assay
(Fig. 6B). Fusion proteins lex/Sox 121-189 that contains
the R2 and R3 domains of Sox2 and lex/Sox 250-319 that contains the R1
Sox2 domain, showed a similar activity of about 50-fold over the lexA
control. However, fusion protein lex/Sox 174-255, which contains the
Sox2 R2 domain, had no detectable activity (Fig. 6B).

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Fig. 6.
A, schematic representation of the
6×(Lex)-CAT reporter construct. 6 copies of a 39-bp DNA fragment
containing the recognition sequence for lexA factors, were cloned in
tandem upstream of the murine FGF-4 promoter region.
B, Oct-3 AD1 domain and Sox2 R1 and R3 domains are modular
independent activation domains. HeLa cells were transiently transfected
with 2 µg of the 6×(Lex)-CAT reporter construct shown in
A and different amount of CMV-driven expression constructs
for the lexA DNA-binding domain or lexA fusion proteins containing Sox2
or Oct-3 functional domains. For each lex/Sox and lex/Oct fusion
protein schematically represented on the left side of the
histogram, three different amount of expression construct were used:
0.5 µg (white bar), 1 µg (gray bars), 2.5 µg (black bars). CAT activity was expressed as fold
induction of expression construct for lexA DNA-binding domain only.
Each bar represents the mean of a duplicate from one
representative experiment.
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These results indicate that at least three of the regions we have
identified in Sox2 and Oct-3 (i.e. the AD1 domain of Oct-3 and R1 and R3 Sox2 domains) can work as independent modular activation domains when dissociated from their endogenous DNA-binding domain and
from the context of the Sox2·Oct-3 complex. The lack of activity of
AD2 in this assay could be due to a variety of reasons. On the other
hand, the Sox2 R2 domain has, in general, weak activity and it could
not be excluded that R3 and R2 make up a single activation domain or
that the R2 function requires R3.
The Nature of the POU Homeodomain Also Affects Oct-3*
Activity--
Our previous work demonstrated that Oct-3, but not
Oct-1, activates transcription in conjunction with Sox2 from reporter
plasmids containing FGF-4 enhancer sequence DNA (9). The
fact that Oct-1 and Oct-3 display significant amino acid sequence
homology within the conserved POU domains (10, 22, 25, 26) suggested
that the differential activation properties of these two proteins would most likely be attributed to a domain(s) within the unique N- and
C-terminal portion of Oct-3. Having identified the Oct-3 AD1 and AD2
activation domains, we asked whether we could create a chimeric
Oct-1/Oct-3 protein that could function as an activator of the
FGF-4 enhancer in the presence of Sox2 simply by replacing Oct-1 C- and N-terminal domains with Oct-3 AD1 and AD2.
Oct-1 and Oct-3 were conceptually divided into three segments: the
conserved POU domain, and the regions N-terminal or C-terminal to the
POU domain. Each of these segments were amplified by PCR using
oligonucleotide primers containing specific, unique restriction enzyme
recognition sites that would then allow the construction of chimeras by
the ligation of each of the N-terminal, C-terminal, and POU segments
(see "Experimental Procedures"). As a positive control, the wild
type Oct-3 protein was reconstructed from each of its amplified
segments to create the 3.3.3 protein. 3.3.3 activated transcription of
the 6×(S/O)-CAT reporter in a manner that was comparable to that of
wild type Oct-3 in the presence of Sox2 after transfection into HeLa
cells. As expected, the 0.3.0 plasmid, expressing only the POU domain
of Oct-3, could activate the reporter gene only weakly in the presence
of Sox2 (15% of 3.3.3, Fig.
7A). The POU domain of Oct-1,
expressed from the 0.1.0 plasmid, activated reporter gene transcription
to essentially the same level as did 0.3.0 (Fig. 7A).
Surprisingly, however, when both the N- and C-terminal segments of
Oct-3 were fused with the Oct-1 POU domain, the chimeric 3.1.3 protein
was also unable to significantly activate CAT gene expression. A
similar activation profile was obtained in response to these chimeric
octamer-binding proteins using reporter constructs containing one or
two copies of the 116-bp FGF-4 enhancer (9) placed upstream
of the FGF-4 promoter (data not shown). This suggested that
the highly conserved POU domains of Oct-1 and Oct-3 may not be
functionally interchangeable and that the Oct-3 POU domain itself might
facilitate or coordinate the activity of AD1 or AD2 within Oct-3
(and/or Sox2 domains)

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Fig. 7.
Analysis of Oct-3/Oct-1 chimeras.
A, schematic representations of the Oct-1, Oct-3, POU-1
(0.1.0), POU-3 (0.30), and chimeric proteins 3.1.3, 3.B.3, and 3.D.3
are shown to the left. These representations are not drawn
to scale. The region spanning the POU specific (S) and POU
homeodomain (HD) is indicated at the top. The
three number names for each construct indicate the Oct-1 or Oct-3
origin of each of the N-, POU, and C-terminal portions. Thus 3.3.3 contains all segments from Oct-3, 3.1.3 contains the N and C termini of
Oct-3 fused to the Oct-1 POU domain, 0.1.0 contains only the Oct-1 POU
domain, etc. In chimera 3.B.3 only the POUS domain derives
from Oct-1 whereas in 3.D.3 only the POUHD derives from
Oct-1. The relative transcriptional activation of the 6×(O/S)-CAT
reporter gene by these proteins in conjunction with Sox2 is shown in
the histogram. B, EMSA. Baterially expressed, purified POU
proteins and in vitro translated Sox2 protein (amino acids
1-178) were prepared as described previously (14). The wild type or
+10 probes (14) were incubated in the presence of Sox2 alone, POU
protein alone, or POU plus Sox2 protein as indicated at the
top of each lane. Bands representing complexes containing
Sox2, POU protein, or the ternary POU* complex are indicated to the
left of the figure. C, the data of B
was quantitated using a PhosphorImager and the degree of cooperative
Sox2/POU binding was calculated for each chimera on both the wild type
and +10 DNA probes as described in detail previously (14).
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The POU domain is composed of highly homologous subdomains designated
as the POUS domain, shared among the POU proteins, and the
POU homeodomain (POUH), that is common to the more general class of homeodomain proteins, tethered by a variable linker segment (25, 27). Thus, additional chimeras were made between the POUS and POUH of Oct-1 and Oct-3 and tested in
the context of the Oct-3 N- and C termini (chimeras 3.B.3 and 3.D.3,
Fig. 7A). Replacement of the linker region plus the
POUS domain of Oct-1 with that of Oct-3 did not restore
Oct* activity (3.D.3, Fig. 7). However, replacement of the Oct-1
homeodomain with that of Oct-3 almost completely restored Oct-3*
function (3.B.3, Fig. 7A). These results indicate an
important role not only for AD1 and AD2, but also for the Oct-3 POU
homeodomain in Oct-3* activity. The ability of each of the POUD and
POU1 POU domains to support cooperative assembly of a ternary complex
with Sox2 was compared with that of POU3 using EMSA. To this end,
ternary complex formation by each of the bacterially expressed POU
proteins was compared using two FGF-4 enhancer DNA probes:
wild type, containing the normally juxtaposed octamer and Sox-binding
sites, and "+10," a mutant FGF-4 enhancer DNA sequence
in which 10 additional base pairs have been inserted between the
factor-binding sites. As we have shown previously, cooperative binding
by Sox2 and Oct-3 is abrogated by increasing the distance between their
respective binding sites and therefore the +10 mutant DNA probe
provides a useful measure of non-cooperative complex formation for
comparison. Fig. 7, B and C, show that all of the
POU proteins promoted cooperative ternary complex assembly with Sox2 on
the wild type enhancer DNA probe, while no cooperative binding was
observed using the +10 mutant enhancer. This result indicates that the
inability of the POU-1 or POU-D containing chimeras to activate
transcription in the presence of Sox2 (Fig. 7A) is not due
to a defect in their ability to promote cooperative assembly of the
ternary complex. Thus it is possible that the Oct-3 POU domain may
allow the formation of a particular conformation required for optimal
interaction with the DNA target sequence and/or Sox2. These results
further suggest that the key to differential activation by Oct-3
actually may also lie, unexpectedly, in the POU domain rather than only in the unique portions of the protein.
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DISCUSSION |
The major impetus for undertaking the current study was to define
the general features of the interaction between Oct-3 and Sox2 that
result in a transcriptionally active complex and thereby gain further
insight into the functional distinction between Oct-3 and Oct-1. Our
results show that a major component of Oct-3/Sox2 synergy is the
interaction between the DNA-binding domains of the two proteins.
However, additional Oct-3 and Sox2 domains are necessary for
transcriptional activation. These observations are consistent with a
model in which the DNA-binding domains of these factors not only
contribute to synergism by promoting cooperative DNA binding, but also
coordinate complex-specific activities that are dependent on the
interaction between these DNA-binding domains (Fig.
8).

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Fig. 8.
A model for synergistic activation of the
FGF-4 enhancer by Sox2 and Oct-3. 1, Sox2 or Oct-3 proteins bound individually to the enhancer DNA are
relatively inactive. A low level of activation may be mediated by the
Sox2 R1 domain or the Oct-3 AD1 but Sox2 R3 and Oct-3 AD2 are silent.
Bending of the DNA by the Sox2 HMG domain is indicated. Intermediate
complex (2) formed by the binding of both Sox2 and Oct-3 to
the enhancer DNA undergoes a series of (conformational) changes
(tandem arrows) resulting from protein-protein and
protein-DNA interactions mediated by the HMG and POU domains to give
rise to the active Oct-3* complex depicted in 3. In the
active Oct-3* complex, R3 and AD2 are unmasked while the R1 and AD1
functions are enhanced. The conformational changes proposed, as well as
the relative placement of the domains shown in the model, are
speculative.
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Oct-3 Activation Domains--
We have identified two broadly
defined activation domains within Oct-3, named AD1 and AD2, that can
function in the Sox2·Oct-3 complex. In addition to its role in
Oct-3*, AD1 can also mediate transcriptional activation of Oct-3 in the
absence of Sox2 or when fused to the LexA DNA-binding domain. A similar
functional domain has been reported using reporter genes containing
octamer elements or when fused to heterologous DNA-binding domains
(21). An Oct-3 N-terminal activation domain was also required for
Oct-3-mediated activation of the EC cell-specific Rex-1 gene
in P19 cells in conjunction with a second, as of yet uncharacterized,
factor called Rox-1 (28). Thus usage of AD1 by Oct-3 seems to be fairly
general and does not depend rigorously on the nature of the target
promoter or a specific factor partner.
AD2 function, which in our case is dependent on interaction with Sox2,
has been shown to be highly variable in other contexts and depends on
the distance of the octamer element from the TATA box, the DNA-binding
domain to which it is tethered, and cellular environment (21, 26, 29,
30). Interestingly, AD2 function is also dependent on the nature of the
factor partner cooperating with Oct-3 since AD2 is dispensable for
activation of the Rex-1 promoter in conjunction with Rox-1
(28). Thus, what we have described as the "complex-specific"
function AD2 can be regulated in a number of different ways. Our
results suggest that interaction with Sox2 serves to "unmask" AD2 activity.
Sox2 Activation Domains--
Our results show that Sox2 also
contains multiple activation domains. Under conditions where Sox2 was
overexpressed, both R1 and R2 could potentiate independent
transcriptional activation of the 6×S/O reporter construct and R1
could also function when fused to the LexA DNA-binding domain. However,
deletion of R1 and R2 had no detectable effect on Oct-3* activity
unless the Sox2 proteins were assayed in conjunction with Oct-3 mutants
lacking AD1 or AD2. Thus Sox2 R1 and R3 are dispensable in complexes
containing wild type Oct-3. Interestingly, however, a less
characterized Oct-3-related protein, Oct-5, may represent an actual
biological counterpart of the Oct-3
N mutant. Evidence suggests that
Oct-5, which is present in ES and EC cells and unfertilized oocytes, may be an Oct-3 variant lacking a portion of the Oct-3 N terminus (10).
Thus Oct-5, like Oct-3
N, may well lack AD1, and the transcriptional
activity of any complexes formed between Oct-5 and Sox2 would be
expected to be more dependent on the Sox2 C-terminal domains than those
composed of Oct-3 and Sox2.
A novel Sox2 domain (R3) defined by deletion of amino acids 152-178
operates only in the Sox2·Oct-3 complex (Fig. 4). R3 function is not
observed in independent Sox2 activation of transcription, but it can be
detected when R3 is fused to the lexA DNA-binding domain. Thus like
AD2, R3 appears to behave as a complex-dependent activation domain.
Few other Sox2 target genes are known (19, 31, 32). Activation of the
-crystallin gene DC5 enhancer by Sox2 requires the cooperation of a
putative partner factor,
EF3, that is postulated to interact with an
adjacent site within the enhancer (31). Although the identity of
EF3
is unknown, its binding site suggests that it is not a POU domain
protein. Interestingly, deletion of the R3 domain in Sox2 has no effect
on the regulation of transcription of the
-crystallin gene and the
only Sox2 domain utilized seems to be R1 (33). Thus, it appears that
the definition of specific activation domains in Sox2, as in the case
of Oct-3, strictly depends on the nature of its partner factor and
enhancer DNA context.
Modulation of Sox2 and Oct-3 Activities by Their DNA-binding
Domains--
Each activation domain described in the preceding
sections functions less effectively (AD1, R1, and R2) or not at all
(AD2 and R3) within the individual Oct-3 or Sox2 proteins compared with
their activity in the Oct-3* complex. Most of them, however, can
efficiently activate transcription when assayed as isolated entities
fused to the LexA- (AD1, R1, and R3, Fig. 6) or GAL4 (AD2, (21))
DNA-binding domain. Together these observations imply that some
silencing mechanism must keep these domains in a relatively inactive
state within the native proteins. The basis for this silencing is
presently unclear but may involve intramolecular masking of the
activation domain (34), the binding of corepressor molecules (35-37),
or the existence of the activation domains in a disordered,
transcriptionally inactive state in the absence of complex assembly
(38).
Whichever combination of these or other mechanisms hold true for Oct-3
and Sox2, our results show that these conditions must be relieved upon
assembly of the Oct-3* complex. The model depicted in Fig. 8 proposes
that this results from several processes occurring as a secondary
consequence of protein-protein and protein-DNA interactions mediated by
the HMG and POU domains. First, interactions between the HMG and POU
domains with each other and the enhancer DNA lead to cooperative
assembly of the Oct-3* complex (Fig. 8, step 1). This
potentiation of complex assembly may well result in a more stable
association of each factor (and their activation domains) with the DNA
and in this way contribute to the synergy of Oct-3* transcriptional
activation. Second, these interactions as well as dramatic distortions
of the DNA-binding sites caused by the bending activities of the HMG
domain (39-41), may lead to allosteric changes within the factors
DNA-binding domains that are then transmitted to more distant regions
of each protein. The consequences of these conformational changes could
include the release and replacement of a putative corepressor with a
coactivator and/or the induction of a novel structure to a previously
disordered region of the protein(s), thus leading to activation of
previously silent domains. We imagine these events to actually be
concerted processes rather than discrete "steps" as depicted in
Fig. 8.
Supporting evidence for this model can be derived from the results of
Figs. 2 and 7 that demonstrate that either the Sox2 HMG domain or POU
domain, in conjunction with full-length Oct-3 or Sox2, respectively,
can induce the assembly of transcriptionally active Oct* complexes that
display considerable synergy. Thus the DNA-binding domain of each
protein is capable of transforming its factor partner (i.e.
its activation domains) from a relatively inactive to a more active
state and importantly, this induction appears to be reciprocal.
While the observations summarized above could simply reflect more
stable tethering of factor activation domains with enhancer DNA,
analyses of the Oct-1/Oct-3 chimeras suggest that additional mechanisms
are needed to alleviate the relatively silent state of the activation
domains. Oct-1 can also form a ternary complex with Sox2 on
FGF4 enhancer DNA and yet this complex is not
transcriptionally functional (9). Furthermore, the POU domain of Oct-1
can, like POU-3, also directly interact with and form a ternary complex in a cooperative manner with the Sox2 HMG domain (8, 14; Fig. 7,
B and C). In fact, the results of Fig.
7A demonstrate that POU-1 can, in conjunction with Sox2,
activate essentially the same low level of transcription from our
reporter construct as is observed using POU-3. Thus, according to the
argument above, Sox2 appears able to "respond" to either POU-1 or
POU-3, presumably as a result of these cooperative interactions.
However, the Oct* complex resulting from the coexpression of Sox2 and
the 3.1.3 chimera has no greater transcriptional activity
(i.e. 15% of wild type 3.3.3 activity) than the complex
composed of Sox2 plus POU-3 or Sox2 plus POU-1. Thus, although stably
tethered to the enhancer DNA, 3.1.3 cannot respond to Sox2 and the
Oct-3 activation domains appear to be nonfunctional within the
3.1.3·Sox2 complex. These results thus point to a specific functional
role for the Oct-3 POU domain in mediating the activities of AD1 and
AD2 that cannot be fulfilled by the Oct-1 POU domain and are consistent
with the notion that other mechanisms in addition to simple tethering
of Oct-3 activation domains to enhancer DNA are required for their functioning. Simple replacement of the homeodomain segment of the
3.1.3 POU domain with that from POU-3 (protein 3.B.3) is sufficient to
restore most, if not all, ternary complex activity, suggesting that
this distinctive feature of POU-3 resides in its homeodomain.
Together these observations are consistent with the possibility that
POU-3 can act first as a sort of "receptor" for a signal originating from the interaction with the HMG domain on the enhancer DNA and, second, is able to transmit this signal to other regions of
the Oct-3 protein. It is thus possible that some feature of the
interaction of POU-1 with Sox2 renders the former unable to undergo
these alterations or to do so in an ineffective manner.
The Sox/Oct Paradigm--
Studies over the last several years have
provided numerous additional examples of cell type-restricted
co-regulation of gene transcription by specific Octamer and Sox factor
partner pairs (reviewed in Refs 44 and 45). Expression of the embryonic UTF-1 gene has also been shown to be activated by a ternary
complex composed of Sox2 and Oct-3 (19), whereas Oct-3-mediated
activation of the osteopontin gene is repressed by Sox2
binding (32). The organization of the Sox- and octamer-binding sites
within the osteopontin gene differ from that of
FGF-4 and UTF-1, however, in that they are
separated by 37 base pairs and no Sox2·Oct-3 ternary complex is
observed (32). Recent studies have also shown that specific
combinations of Sox- and octamer-binding proteins expressed in
oligodendrocytes can synergistically promote transcription of a
reporter gene regulated by the FGF-4 Oct and Sox DNA
elements (17).
It is interesting to note that coregulation by Sox and POU proteins
appears to be an evolutionarily conserved phenomenon. Genetic studies
have shown that activity of the Sox2-related Drosophila fish-hook/Dichaete protein in embryonic segmentation and
development of the midline glia of the central nervous system, requires
coexpression of a POU factor (42, 43). Moreover, flies harboring
mutations of both the fish and POU domain ventral
veinless genes exhibit a far more pronounced phenotype on
development of the neural cord than flies containing mutation of either
individual gene, consistent with the possibility that fish
and ventral veinless are transcriptional coregulators
(43).
Together these studies demonstrate that the coregulation of gene
expression by Sox and POU domain proteins is a common cellular mechanism and that specific Sox-Oct (POU) partnerships define a
transcriptional "code" that, along with instructions intrinsic to
the DNA target sequence, determine transcriptional activation. Given
the conservation and generality of the usage of Sox and POU protein
complexes in gene transcription, we deem it likely that at least some
of the features that we have defined as fundamental to activation by
the Oct-3* complex on the FGF-4 enhancer, i.e. stereospecific complex assembly and mediation of activation domains by
the DNA-binding domains, will also be applicable to understanding the
general mechanisms underlying gene activation by other combinations of
Sox and POU proteins.
 |
ACKNOWLEDGEMENTS |
We thank Dr. A. Brehm for participation in
the earlier part of these studies, Drs. Y. Luo and N. Tanese for the
gift of plasmid DNA constructs, and Dr. A. Wilson for critical reading
of this manuscript.
 |
FOOTNOTES |
*
This work was supported by United States Public Health
Service Grants CA42568 and CA78925 from the National Cancer Institute.The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement" in
accordance with 18 U.S.C. Section
1734 solely to indicate this fact.
§
Present address: Universita degli Studi di Bologna, Dipartimento di
Biologia, Evoluzionistica Sperimentale, 53100 Bologna, Italy.
To whom correspondence may be addressed. Tel.: 212-263-0525;
Fax: 212-263-8714; E-mail: dailel01@med.nyu.edu.
**
To whom correspondence may be addressed. Tel.: 212-263-5341; Fax:
212-263-8714; E-mail: basilc01@med.nyu.edu.
Published, JBC Papers in Press, May 4, 2000, DOI 10.1074/jbc.M000932200
2
L. Dailey and C. Basilico, unpublished observations.
 |
ABBREVIATIONS |
The abbreviations used are:
FGF, fibroblast
growth factor;
EC, embryonal carcinoma;
HMG, high mobility group;
PCR, polymerase chain reaction;
CAT, chloramphenicol acetyltransrerase;
EMSA, electrophoretic mobility shift assay;
POUs, POU-specific;
POUHD, POU homeodomain;
bp, base pair(s).
 |
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