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Originally published In Press as doi:10.1074/jbc.M101273200 on June 28, 2001
J. Biol. Chem., Vol. 276, Issue 34, 31786-31792, August 24, 2001
The Drosophila U1 and U6 Gene Proximal Sequence
Elements Act as Important Determinants of the RNA Polymerase
Specificity of Small Nuclear RNA Gene Promoters in Vitro
and in Vivo*
Kathleen J.
McNamara-Schroeder,
Roger F.
Hennessey,
Gale A.
Harding,
Richard C.
Jensen , and
William E.
Stumph§
From the Department of Chemistry and Molecular Biology Institute,
San Diego State University, San Diego, California 92182-1030
Received for publication, February 9, 2001, and in revised form, June 4, 2001
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ABSTRACT |
Transcription of genes coding for metazoan
spliceosomal snRNAs by RNA polymerase II (U1, U2, U4, U5) or RNA
polymerase III (U6) is dependent upon a unique, positionally conserved
regulatory element referred to as the proximal sequence element (PSE).
Previous studies in the organism Drosophila melanogaster
indicated that as few as three nucleotide differences in the sequences
of the U1 and U6 PSEs can play a decisive role in recruiting the
different RNA polymerases to transcribe the U1 and U6 snRNA genes
in vitro. Those studies utilized constructs that contained
only the minimal promoter elements of the U1 and U6 genes in an
artificial context. To overcome the limitations of those earlier
studies, we have now performed experiments that demonstrate that the
Drosophila U1 and U6 PSEs have functionally distinct
properties even in the environment of the natural U1 and U6 gene
5'-flanking DNAs. Moreover, assays in cells and in transgenic flies
indicate that expression of genes from promoters that contain the
"incorrect" PSE is suppressed in vivo. The
Drosophila U6 PSE is incapable of recruiting RNA polymerase
II to initiate transcription from the U1 promoter region, and the U1
PSE is unable to recruit RNA polymerase III to transcribe the U6 gene.
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INTRODUCTION |
Genes coding for most of the small nuclear RNAs
(snRNAs)1 are transcribed by
RNA polymerase II, but U6 genes are transcribed by RNA polymerase III.
In all cases, however, the promoters of these genes have features that
are very similar to each other yet distinct from "classical" RNA
polymerase II and RNA polymerase III promoters. In most organisms
studied, transcription of U1, U2, U4, and U5 genes by RNA polymerase II
or U6 genes by RNA polymerase III requires a unique proximal sequence
element (PSE) that is located upstream of position 40 relative to the
transcription start site (Fig.
1A) (1-12). In vertebrates,
the PSEs of U1 and U2 genes are functionally interchangeable with the
PSEs of U6 genes (13, 14). That is, if the PSE of the U6 promoter is replaced with the U1 or U2 PSE, there is no effect on the RNA polymerase III specificity of the U6 promoter. Likewise, the U6 PSE can
functionally substitute for the U1 or U2 PSE in the vertebrate U1 and
U2 promoters for transcription by RNA polymerase II. In echinoderms and
plants, the U1, U2, and U6 PSEs (called USEs in plants) are similarly
functionally interchangeable with each other (15-17).

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Fig. 1.
Organization of snRNA gene basal promoter
elements of Drosophila and other organisms.
A, the approximate locations of the cis-acting elements
conserved in the basal promoters of the snRNA genes of vertebrates,
plants, and fruit flies are diagrammed. Similarities and differences
between the snRNA genes transcribed by RNA polymerase II and by RNA
polymerase III are indicated. See the text for further details and
explanation. B, sequence comparisons between the two PSEAs
and between the PSEB and the TATA sequence from a Drosophila
U1 gene (U1-95.1) and a U6 gene (U6-2). The asterisks
indicate dissimilar nucleotides.
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The RNA polymerase III specificity of vertebrate U6 snRNA genes is
determined by the presence of a TATA box at a fixed distance downstream
of the PSE (2, 13, 18). Paradoxically, the promoters of the vertebrate
snRNA genes transcribed by RNA polymerase II lack TATA boxes (Fig.
1A). In plants, on the other hand, snRNA genes transcribed
by both RNA polymerases have essential TATA boxes in their promoters.
In this case, the choice of RNA polymerase is determined by a 10-base
pair difference in the spacing between the USE and the respective TATA
box (Fig. 1A) (16, 17, 19).
In contrast to the organisms described above, in vitro
experiments carried out in the Drosophila melanogaster
system indicated that the sequence of the PSE itself plays a major role
in determining the RNA polymerase specificity of snRNA gene promoters
in insects (20). The basal promoter elements of Drosophila
snRNA genes are shown in the last two lines of Fig. 1A. The
Drosophila proximal sequence element A (PSEA) is a 21-base
pair conserved sequence that is analogous to the vertebrate PSE in that
it is required for a basal level of transcription and is involved in
specifying the transcription start site (7). The U6 genes of
Drosophila, like those of other organisms, contain canonical
TATA boxes. The proximal sequence element B (PSEB), which is found in
Drosophila RNA polymerase II-transcribed snRNA genes, has no
obvious counterpart in other organisms. Finally, the spacing of the
PSEA from the PSEB (8 base pairs) or from the TATA box (12 base pairs)
differs between the two classes of Drosophila genes. Fig.
1B shows typical sequences of the various
Drosophila U1 and U6 promoter elements.
In a previous study, the cis-acting determinants of RNA polymerase
specificity in the Drosophila system were studied by
transcribing artificial templates that contained all possible
combinations of U1 or U6 PSEA, PSEB, or TATA box and 8 or 12 base pair
inter-element spacing (20). The results of those in vitro
transcription experiments indicated that the PSEB and TATA sequences
were essentially interchangeable in terms of their effects on RNA
polymerase specificity (20). Similarly, the difference in the spacing
between the elements affected primarily the efficiency of transcription
rather than RNA polymerase specificity. The major determinant of RNA
polymerase specificity lay within the sequence of the PSEA itself (20), even though the U1 and U6 PSEAs differed by only a few nucleotides (Fig. 1B).
To thoroughly investigate the role of the PSEA as a determinant of RNA
polymerase specificity, we felt that it was important to interchange
the U1 and U6 PSEAs within their natural promoter contexts and to
examine the effects of such an exchange on promoter activity in living
cells. These experiments validate the notion that the U1 and U6 PSEAs
are functionally distinct in terms of their abilities to selectively
promote transcription by either RNA polymerase II or RNA polymerase
III, respectively. Unlike the in vitro situation, however,
the accumulation of transcripts from promoters that contain the
"wrong" PSEA is suppressed in vivo.
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EXPERIMENTAL PROCEDURES |
In Vitro Transcription of U1 and U6 Gene Promoter
Templates--
The templates that contained the wild type U1 and U6
promoter sequences have been described previously (7, 21). The U1 plasmid template contained sequences from the Drosophila
U1-95.1 gene from position 391 to position +32. The U6 in
vitro transcription template contained sequences of the
Drosophila U6-2 gene from position 409 to position +59. To
change each PSEA sequence to that of the other gene, each template was
cut at natural restriction enzyme sites that flanked the respective
PSEA, and the intervening sequence was replaced with synthetic
double-stranded oligonucleotides that contained the PSEA sequence of
the other gene (constituting 5 base changes in the 21-base pair PSE).
In vitro transcription reactions and analysis by primer
extension were performed as described previously (7, 22).
Expression of U6 Maxigene Constructs by Transfection of
Drosophila Tissue Culture Cells--
The plasmid pU6-maxi was a gift
from Deborah Johnson (Departments of Molecular Pharmacology and
Biochemistry, University of Southern California). This plasmid
contained an insertion of 25 base pairs at position 66 in the U6 RNA
coding region. To replace the U6 PSEA in this construct with the U1 or
mutant PSEA, the plasmid was digested with AflII and
BclI, which cut on opposite sides of the PSEA; the
intervening DNA was then replaced with synthetic oligonucleotides that
contained either the U1 PSEA sequence or a mutant sequence that was
altered at 20 nucleotide positions relative to the U6 PSEA. These
plasmids were then modified by deleting 15 base pairs of the original
maxigene insertion sequence; this resulted in a shorter insertion
(GCGCGGATCG) between nucleotides 66 and 67 of the U6 coding region. The
modified maxigene derivatives were used to transfect
Drosophila S2 cells maintained in Schneider's medium
supplemented with 10% fetal bovine serum (Life Technologies, Inc.).
Cells were grown to 40-60% confluence in Falcon 25-cm2
tissue culture flasks and transfected using Promega's Profection
System. Each flask was cotransfected with 6 µg of one of the U6
maxigene plasmids, 2 µg of an internal control plasmid that contained
the firefly luciferase gene driven by a Drosophila heat
shock promoter, and 12 µg of pBluescriptSK(+) vector (Stratagene).
Cells were harvested 40 h after transfection. A 0.25 aliquot of each flask of cells was separated out and used for
luciferase assays (see below) to normalize for relative transfection
efficiency. RNA was isolated from the remainder of the cells using
Promega's RNAgents Total RNA Isolation System, and samples were
assayed for maxigene expression using Promega's Primer Extension
System. The first 13 nucleotides of the maxigene-specific primer
(5'-GTGTCATCCTTGCCGATCC-3') were complementary to the wild type U6
snRNA sequence, and the last 6 were complementary to the maxigene
insertion sequence. Products of the primer extension reactions were
resolved on 8% denaturing polyacrylamide gels, and band intensities
were quantified by phosphorimager analysis.
Luciferase Gene Expression Driven by the U1 Promoter in Transient
Transfection Assays--
U1-95.1 gene sequences between positions
381 and +32 were cloned into the promoter-less luciferase vector
pGL2-Basic (Promega). Nucleotide substitutions corresponding to those
found in the U6 PSEA were introduced into the U1 PSEA at positions 7, 14, 16, 19, and 20 (either as individual substitutions or in groups,
see Figs. 1 and 4) by digesting the U1 promoter region with restriction enzymes MluI and BlpI that cut on either side of
the U1 PSEA. Then double-stranded synthetic DNA oligonucleotides that
contained the desired sequences were inserted to generate seven
different chimeric U1-luciferase variants (with U1 or U6 or hybrid
U1/U6 PSEAs in the U1 promoter) as indicated in Fig. 4.
For assays to measure luciferase activities, S2 cells were transfected
in triplicate with 3 µg of one of the chimeric U1/pGL2 constructs, 3 µg of copia-lacZ plasmid (obtained from D. Johnson) as an internal
control for transfection efficiency, and 14 µg of pBluescriptSK(+)
plasmid to bring the total amount of DNA to 20 µg. Approximately
48 h after transfection, cells were harvested using Promega's
Reporter Lysis Buffer. Luciferase activities were determined using BD
PharMingen's Enhanced Luciferase Assay kit.
For primer extension assays, S2 cells were transfected in triplicate
with 3 µg of one of the chimeric U1/pGL2 constructs, 0.9 µg of a
cytomegalovirus-Renilla luciferase construct as an internal control (obtained from R. Tjian, Department of Molecular and
Cell Biology, University of California, Berkeley, CA), and 16 µg of
pBluescriptSK(+). Primer extension reactions were carried out as
described above using a primer (5'-CGTCTTCCATTTTACCAACAGTACC-3') complementary to DNA sequences near the 5' end of the luciferase gene.
An extension product 84 nucleotides in length was expected for
transcripts initiated at position +1 of the U1 gene. Relative expression levels from the various constructs were determined by
phosphorimager analysis of the primer extension products.
NeoR Gene Expression Driven by the U1 Promoter in Transient
Expression Assays--
The neoR gene was obtained from the
pP{hsneo} P-element vector (23) (also known as pUChsneo (24)) by
polymerase chain reaction with primers that flanked the neoR
gene and contributed an upstream BclI site and a downstream
BamHI site. This fragment was cloned into the
BamHI site of pBluescriptSK(+) such that the SpeI
site of the vector was upstream of the neoR gene, producing the construct pSK/neo. A fragment containing wild type U1 promoter sequences extending from positions 381 to +32 was recovered from the
U1(wild type)/pGL2 construct described in the preceding section by
digestion with NheI and XbaI. This fragment was
cloned in both the forward and reverse orientations into the
SpeI site of the pSK/neo construct to generate the
constructs pSK/U1(wild type)/neo and pSK/U1(reverse)/neo. The construct
pSK/U1(U6PSEA)/neo, in which the U6 PSEA replaced the U1 PSEA in the U1
promoter region, was prepared in a similar manner.
Transfection of S2 cells was carried out in triplicate using 3 µg of
pSK/U1(wild type)/neo, pSK/U1(reverse)/neo, pSK/U1(U6PSEA)/neo, or
pP{hsneo}. The pBluescriptSK(+) vector was added to bring the total
amount of DNA to 20 µg. Thirty hours following transfection, cells
were transferred to and subsequently maintained in medium containing 0.3 mg/ml G418 (Geneticin, Life Technologies, Inc.). The
survival and growth of the cells were monitored by light microscopy over a period of 5 weeks, at which point the experiment was terminated.
P-element-mediated Transformation with U1-Neo Constructs and
Determination of G418 Resistance of Transgenic Flies--
Chimeric
P-element constructs for transformation of flies with the
neoR gene driven by the U1 promoter were prepared as
follows. The constructs pSK/U1(wild type)/neo and pSK/U1(U6PSEA)/neo
described above were each digested with SalI and
NotI. This released fragments that had the neoR
gene downstream of the U1 promoter, which contained either the U1 or U6
PSEA. These two fragments were then cloned separately between the
NotI and XhoI sites of the P-element vector pP{CaSpeR-4} (GenBankTM accession number X81645) that
carries a functional allele of the white gene (23).
Transformation of flies (25) was carried out by microinjection of
yw embryos at the pre-blastoderm stage with one of the two
P-element constructs. Eye color in the F1 generation flies was used to
identify transformants. Appropriate crosses then generated lines
homozygous for the transgene insertion.
To test the resistance of the transformed fly lines to G418, eight
males and 15 females of the same line were placed in bottles and
allowed to lay eggs on food that contained 0.4 mg/ml G418. Adult flies
were then removed, and the number of first generation offspring
surviving to adulthood were counted and totaled.
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RESULTS |
Exchanging the U1 and U6 PSEAs Indicates That They Are Not
Functionally Equivalent in Vitro--
Previous transcription studies
that examined the role of cis-acting elements in determining RNA
polymerase specificity utilized synthetic DNA templates that contained
only the essential Drosophila U1 or U6 promoter elements and
lacked most of the remaining sequences present in the wild type U1 or
U6 gene 5'-flanking DNA (20). Those studies indicated that the U1 and
U6 PSEAs could act as the major determinants of RNA polymerase
specificity in vitro. However, we also wished to determine
whether this would hold true in the context of the natural U1 and U6
gene 5'-flanking DNAs. To examine the effect of substituting the U6
PSEA into the context of the wild type U1 promoter, or conversely
substituting the U1 PSEA into the context of the U6 promoter, the
constructs illustrated at the top of Fig.
2 were prepared. These were transcribed
in vitro as described previously using a soluble nuclear
protein fraction competent for both RNA polymerase II and RNA
polymerase III transcription (22). The transcripts were detected by
primer extension analysis.

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Fig. 2.
The U1 and U6 PSEAs cannot functionally
substitute for each other for transcription in
vitro. In vitro transcription reactions were
performed in a soluble nuclear protein extract using DNA templates that
contained either the wild type U1 or U6 gene promoter or the same
promoters with the PSEAs switched. Relevant portions of the templates
are shown schematically at the top of the figure.
Autoradiograms of primer extension assays of the in vitro
transcription products are shown in the lower part of the
figure. The primer extension products are located near the
top of the portion of the gel shown, and bands near the
bottom of the gel represent a 54-mer oligonucleotide that
was added as a recovery standard. The RNA polymerase II inhibitor
-amanitin (2 µg/ml) or the RNA polymerase III inhibitor
tagetitoxin (1000 units/ml) was included in specified reactions as
indicated above the individual lanes.
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As noted previously (7, 22), the wild type U1 gene was transcribed
in vitro by RNA polymerase II as indicated by the sensitivity of the transcription signal to the RNA polymerase II
inhibitor -amanitin but its resistance to the RNA polymerase III
inhibitor tagetitoxin (Fig. 2, lanes 1-4). When the U1 PSEA was converted to a U6 PSEA via a 5-base pair substitution, the transcription signal decreased, but, more importantly, the promoter specificity was changed to RNA polymerase III (Fig. 2, lanes
5-8). This was indicated by the sensitivity of the transcription
product to tagetitoxin but its resistance to -amanitin. Thus, a
5-base pair substitution that altered the U1 PSEA to a U6 PSEA was
sufficient to switch the promoter specificity from RNA polymerase II to
RNA polymerase III, even though the remainder of the promoter and the
transcription start site was derived entirely from the U1 gene.
The results of the converse experiment are shown in Fig. 2, lanes
9-16. As observed previously (22), the wild type U6 gene was
transcribed exclusively by RNA polymerase III (lanes 9-12). When the U6 PSEA was converted to a U1 PSEA, transcription by RNA
polymerase II was activated (compare lanes 11 and
15). However, transcription of this construct by RNA
polymerase III was also still observed (lane 14). This is
not surprising since the same result was obtained previously from an
analogous artificial promoter construct (20). The reason for the RNA
polymerase III activity of this template is 2-fold. First, the TATA
sequence TTTATATA by itself promotes substantial transcription by RNA
polymerase III (as well as by RNA polymerase II) that is independent of
the PSEA (21). Second, the U1 PSEA functions very ineffectively at a
12-base pair spacing from either the downstream PSEB or TATA box (20).
Thus, when a TATA-containing construct is expressed in the
Drosophila in vitro transcription system, there
often exists a high background of TATA-mediated transcription by both
RNA polymerases II and III that is independent of the PSEA. This
obscures potential effects of the U1 PSEA when substituted into the U6 promoter.
To overcome this limitation of the in vitro transcription
assay, we turned to an in vivo assay. Although a TATA box
alone can be sufficient for transcription by RNA polymerases II or III in nuclear extracts, the formation of a stable, active transcription complex in vivo normally requires the presence of additional
promoter or activator elements besides the TATA box. Therefore, in the experiments described below we investigated the functional
interchangeability of the U1 and U6 PSEAs under the more stringent
conditions of transcription in vivo.
The U1 and U6 PSEAs Are Not Functionally Interchangeable for RNA
Polymerases II and III Promoter Activity in Transfected Tissue Culture
Cells--
We next examined whether the Drosophila U1 PSEA
could functionally substitute for the U6 PSEA to promote transcription
of the U6 gene in Drosophila S2 cells. For this purpose, the
three constructs illustrated at the top of Fig.
3 were prepared. The upper construct
contained the wild type U6 promoter and complete U6 gene with a 10-base
pair insertion between nucleotides 66 and 67 of the U6 RNA coding
region. The insertion permitted the differentiation of the transfected
gene product from the endogenous U6 RNA. The second construct was
identical to the first except for five nucleotide substitutions that
converted the U6 PSEA to a U1 PSEA, and the third construct contained a
highly mutated PSEA with 20 of 21 base positions altered. These three
constructs were used to transfect S2 cells. Two days after
transfection, RNA was isolated from the cells and assayed by primer
extension for the presence of the U6 maxigene transcript.

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Fig. 3.
The U1 PSEA cannot substitute for the U6 PSEA
to promote U6 snRNA synthesis by RNA polymerase III. The
upper part of the figure shows schematic diagrams of three
U6 maxigene templates that were used to transfect Drosophila
S2 cells. The upper construct represents a wild type U6 gene
except for a 10-base pair insertion between positions 66 and 67 in the
coding region. The other two constructs were identical except for
substitutions within the PSEA that converted it either to a U1 PSEA or
to a highly mutant PSEA. The lower part of the figure shows
an autoradiogram of the results of primer extension assays using RNA
isolated from cells transfected with the indicated constructs (or from
a mock transfection). The relative expression levels of the three
constructs are shown in the column at the upper
right.
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RNA from cells transfected with the construct that contained the wild
type U6 promoter yielded a primer extension product of the size
expected (89 nucleotides) for initiation of transcription at position
+1 of the U6 gene (Fig. 3, lane 2). In contrast,
substitution of the U1 PSEA into the U6 promoter reduced transcription
activity to almost undetectable levels (Fig. 3, lane 3).
Upon prolonged exposure, a very weak band was visible in some
experiments, but phosphorimager analysis indicated that transcription
was reduced more than 65-fold relative to the wild type U6 promoter.
This level was barely above the background obtained either with a mock transfection or with a construct that contained the extensively mutated
PSEA (Fig. 3, lanes 1 and 4). From these results
it is clear that the U1 PSEA could not effectively substitute for the U6 PSEA as a component of the U6 promoter. The promoter activity of the
U1 PSEA was apparently suppressed in the context of the surrounding U6 DNA.
We next performed a reciprocal set of experiments to examine whether
the U6 PSEA could functionally substitute for the U1 PSEA in the U1
promoter. Since the U1 promoter normally recruits RNA polymerase II, we
used luciferase as a reporter gene for these experiments. The
simplicity and sensitivity of the luciferase assay allowed us to
examine a greater number of constructs that contained several
additional variants of the PSEA. Besides replacing the U1 PSEA with the
wild type U6 PSEA, constructs were also prepared using "hybrid"
PSEA sequences that contained a mixture of U1 and U6 nucleotides. A
generalized schematic illustration of this family of constructs is
shown at the top of Fig. 4. For the
hybrid PSEAs, we employ a nomenclature that indicates whether a U1 or
U6 nucleotide is present at positions 7, 14, 16, 19, or 20 within the
PSEA (Fig. 1B). For example, 11166 indicates that U1
nucleotides are present at positions 7, 14, and 16 but U6 nucleotides
at positions 19 and 20.

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Fig. 4.
The U6 PSEA cannot substitute for the U1 PSEA
to promote transcription of a reporter construct by RNA polymerase
II. A, a generalized structure of the chimeric
U1-luciferase constructs used in transient transfection assays is
shown. Constructs contained the U1 5'-flanking DNA with either the wild
type U1 PSEA, the wild type U6 PSEA, or hybrid U1/U6 PSEAs that were
various combinations of U1- and U6-specific nucleotides at positions 7, 14, 16, 19, and/or 20 of the PSEA. (See text for an explanation of the
nomenclature.) B, the bar graph indicates
relative luciferase activities measured following transient
transfection of S2 cells with the indicated constructs. The
column toward the right of Fig. 4B is
included to summarize earlier data on the in vitro RNA
polymerase specificity of promoter constructs that contained the same
hybrid PSEAs (20). C, the activities of several of the
chimeric U1-luciferase promoter constructs were assayed by primer
extension analysis following transient transfection. An autoradiogram
of the results is shown, and the column on the
right lists the relative activities of the constructs as
determined by phosphorimager analysis.
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Following transfection of S2 cells with the indicated constructs,
extracts were prepared and luciferase activities determined. The wild
type U1 promoter efficiently drove expression of the luciferase
reporter (Fig. 4B). However, 5 base changes to those of the
U6 PSEA (66666) resulted in the reduction of reporter gene expression
essentially to background levels. Thus, the U6 PSEA was unable to
functionally substitute for the U1 PSEA to recruit RNA polymerase II to
the U1 promoter. With the constructs containing hybrid PSEAs (11161, 11166, 61166, 16166, 11666), the RNA polymerase II activity of the
promoter decreased as the U6 character of the PSEA increased.
The right-hand column in Fig. 4B recapitulates
results from previous work that determined the in vitro RNA
polymerase specificity of synthetic constructs that contained the same
set of hybrid PSEAs (20). Significantly, the decrease in transcription
seen in the transfection assays paralleled the switch from RNA
polymerase II to RNA polymerase III specificity observed previously in
the in vitro determinations.
Primer extension analyses of several of the U1/pGL2 constructs that
spanned the range of transcriptional activities were carried out to
confirm the luciferase reporter results at the level of the RNA
produced (Fig. 4C). Cells transfected with the construct that contained the wild type U1 promoter yielded a primer extension product of 84 nucleotides, the size expected for initiation of transcription at position +1 of the U1 gene (Fig. 4C,
lane 1). In contrast, substitution of the U6 PSEA into the
U1 promoter reduced the accumulation of transcripts to near background
levels (Fig. 4C, lanes 5 and 6).
Constructs that contained the hybrid 11161 and 11166 PSEAs produced
intermediate levels of transcription products (lanes 2 and
3); the 11666 construct (lane 4) was essentially no more active by primer extension analysis than the 66666 construct. For each construct, the relative level of expression was somewhat lower
when measured by primer extension (Fig. 4C) than when
measured by luciferase activity (Fig. 4B). This may reflect
the possibility that the luciferase enzyme assay is more sensitive than
the primer extension assay at the lower transcription levels.
Altogether, these results indicate that the U6 PSEA was unable to
functionally substitute for the U1 PSEA in the U1 promoter to
effectively recruit RNA polymerase II to transcribe the chimeric reporter gene. Furthermore, there was a gradual decrease in transcript accumulation in cells as the U6 character of the PSEA was increased. Thus, the primer extension data provide no evidence for activation of
RNA polymerase III transcription in vivo when the U6 PSEA is substituted into the U1 promoter; instead, transcription seems to be suppressed.
The U1 Promoter Efficiently Drives Expression of the Neomycin
Resistance Gene in Vivo, but Not upon Substitution of the U6
PSEA--
As an alternative method of examining the properties of the
U1 and U6 PSEAs in living cells, the neoR gene, which
confers resistance to the drug G418, was cloned downstream of the wild type U1 promoter. A similar construct was made in which the U1 PSEA was
replaced with the U6 PSEA (Fig. 5). Two
additional constructs were used as controls: the first (negative
control) contained the U1 promoter cloned in reverse orientation
relative to the neoR gene; the other (positive control)
utilized the heat shock promoter to drive neoR gene
expression (Fig. 5).

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Fig. 5.
The U1 promoter can drive expression of a
neomycin resistance gene, but not if the promoter contains a U6 PSEA
substitution. Schematic illustrations of four constructs used to
transfect S2 cells are shown. The first construct contained a wild type
U1 promoter in front of the neoR gene, and the second
contained a 5-base substitution that converted the U1 PSEA to a U6
PSEA. The third and fourth constructs were negative and positive
controls, respectively. Following transfection, cells were grown on
medium containing the drug G418. The column to the
right indicates whether G418-resistant cell lines were
obtained from flasks of cells that were transfected with the indicated
chimeric constructs. Transfections with each construct were carried out
in triplicate, and each repetition gave the same results.
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Drosophila S2 cells were transfected with these four
constructs, and 30 h later growth medium containing 0.3 mg/ml G418
was added to the cells. The fate of the cells was monitored visually by
light microscopy over a period of several weeks. On all plates, the
majority of the cells stopped dividing and began to die after a few
days. Within 2 weeks, viable colonies of cells were no longer visible
in the plates that were transfected with the constructs that contained
either the U6 PSEA substitution or the entire U1 promoter in reverse
orientation (Fig. 5, right column). In contrast, colonies of
cells continued to grow and divide on plates transfected with
constructs that contained the neoR gene under the control of
either the wild type U1 or heat shock promoters. When grown continuously on medium containing 0.3 mg/ml G418, these latter cells
continued to divide and remained robust and healthy until the
experiment was terminated 5 weeks after the initial transfection. From
these results we conclude that the wild type U1 promoter can
effectively drive expression of the neoR gene. However, the U6 PSEA was unable to substitute for the U1 PSEA for this purpose, presumably because it was unable to recruit the RNA polymerase II
required for production of a functional mRNA.
To confirm these results in a truly in vivo situation,
similar neoR gene constructs were introduced into the germ
line of yw flies by P-element transformation. Homozygous
transgenic fly lines were then isolated that contained the
neoR gene either under the control of the wild type U1
promoter or under the control of a U1 promoter in which the PSEA had
been converted to a U6 PSEA. Several of these transgenic fly lines were
then tested for in vivo expression of the neoR
gene by allowing flies to lay eggs on food that contained 0.4 mg/ml
G418. Significant numbers of G418-resistant offspring were produced
from parental flies that contained genomic copies of the
neoR gene downstream of the wild type U1 promoter (Table
I). In contrast, the flies that contained the substitution of the U6 PSEA in the U1 promoter produced no viable
offspring when subjected to the same G418 selection (Table I). These
results indicate that the U1 promoter can efficiently drive expression
of the neoR gene, but substitution of the U6 PSEA
effectively inactivated the RNA polymerase II activity of the U1
promoter in vivo.
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Table I
G418 resistance of transgenic fly lines that contain the neoR gene
driven by the U1 gene promoter
Transgenic fly lines were tested for their ability to produce offspring
surviving to adulthood when the larvae were raised on food containing
0.4 mg/ml G418. Two bottles were prepared for each fly line; each
bottle was seeded with 8 males and 15 females. Lines designated U1-Neo
contained transgenes with the wild type U1 promoter; lines designated
U1(U6 PSEA)-Neo contained transgenes with a substitution of the U6 PSEA
for the U1 PSEA in the U1 promoter.
|
|
 |
DISCUSSION |
Previous in vitro studies suggested that the RNA
polymerase specificity of Drosophila snRNA genes was
determined primarily by a few nucleotide differences within the 21-base
pair PSEA sequence. That conclusion was based upon transcription of
synthetic promoter constructs that contained various mix-and-match
features of the U1 and U6 gene promoters. However, it was important to
validate those findings both in cells and in the context of the natural promoter environment of the U1 and U6 genes. The data reported here
reveal that the Drosophila U1 and U6 PSEAs are functionally distinct in vivo as well as in vitro: the U1 PSEA
is compatible with transcription only by RNA polymerase II, and the U6
PSEA supports transcription only by RNA polymerase III. However, there are some differences as discussed below.
Interchanging the U1 and U6 PSEAs Results in RNA Polymerase
Switching in Vitro but Suppression of Transcription in
Vivo--
Earlier published data (20), as well as those presented here
(Fig. 2), indicated that the PSEA can act as a dominant element in vitro to determine the RNA polymerase specificity of
Drosophila snRNA gene promoters. That is, exchanging the U1
and U6 PSEAs resulted in switching the RNA polymerase specificity. In
transfection experiments, however, transcription from promoters that
contained the wrong PSEA was suppressed rather than switched
(Figs. 3 and 4). Several factors could play a role in this apparent
difference between the in vivo and in vitro observations.
First, the requirements for transcription are undoubtedly more
stringent in vivo than in vitro. The more
permissive in vitro reactions contained only a single type
of promoter template that was present in a large number of copies
(~1011) per reaction tube. A detectable signal can be
produced in vitro even though only a small percentage of the
template molecules are actively transcribed (26). In vivo,
on the other hand, the transfected copies of the gene must compete
against thousands of other genes within the cell. If the stability of
the transcription pre-initiation complex is even partially compromised
by the switch of the PSEAs, the introduced genes may not compete
effectively with endogenous genes for available transcription factors.
Chromatin structure may also play a role in the suppression of
transcription in vivo from constructs that contain the wrong PSEA. Positioned nucleosomes have been implicated in both the activation and repression of transcription from snRNA gene promoters (27-30). It is possible that the chromatin environment required for
optimal RNA polymerase III transcription is different from that
required for optimal RNA polymerase II transcription. The modification
of chromatin structure is one of several effects that can be attributed
to the binding of transcriptional activator proteins and coactivators
to upstream sequence elements. In vertebrates, at least two upstream
activator proteins (Oct-1 and SBF/Staf) involved in transcription of
snRNA genes by RNA polymerase II are also utilized for transcription of
U6 genes by RNA polymerase III (31-35). At the present time, however,
there is no information available about comparable upstream activators
for Drosophila snRNA genes. It is possible that the
Drosophila system could utilize different sets of upstream
activator proteins that differentially modify the chromatin environment
of the U1 and U6 genes. This could restrict polymerase usage in cells.
Alternatively, different activator proteins may function effectively to
recruit only a given RNA polymerase or polymerase-specific general
transcription factor. In this regard, it is interesting that
transcription of U6 genes in Drosophila utilizes the
TBP-related factor TRF1 instead of the classical TATA-binding protein
TBP (36).
Finally, it is also important to consider the fact that the absence of
detectable transcripts from U1 or U6 promoters that contain a switched
PSEA may be due to post-initiation events as well as to effects on
transcription initiation. For example, if RNA polymerase II does
initiate transcription of the U6 maxigene that contains the U1 PSEA
substitution, these transcripts would very likely neither be terminated
nor processed correctly in cells. Such aberrant transcripts would
probably be subject to more rapid degradation than normal cellular
RNAs. Similarly, potential RNA polymerase III-initiated transcripts
that arise from U1 promoter constructs that contain the U6 PSEA may be
rapidly turned over in cells. As a result, our ability to detect
transcripts initiated in vivo by the "wrong" polymerase
is to some extent limited. On the other hand, there is probably very
little if any preferential degradation of abnormal transcripts
synthesized in vitro.
Despite the above discussed limitations on the interpretation of the
data, the main premise of the findings is clear: the Drosophila U1 and U6 PSEAs are functionally distinct and are
not interchangeable either in vivo or in vitro.
The U1 PSEA can effectively support only RNA polymerase II
transcription, and the U6 PSEA functions effectively only for RNA
polymerase III transcription.
Efficient Expression of Protein-coding Genes from the Drosophila U1
Promoter--
Our results with the luciferase and neoR
genes as reporters indicate that the U1 promoter can efficiently drive
expression of functional mRNAs in Drosophila cells. In
our hands, the Drosophila U1 promoter was more active than
the copia promoter in the production of luciferase activity
but less active than the heat shock
promoter.2 In vertebrate
systems, an early report indicated that the U1 promoter could not drive
the expression of a functional mRNA (37). Later, however, it was
demonstrated that sea urchin U1 promoters could be used to produce
fully functional histone mRNAs (38). More recent studies have
demonstrated that even vertebrate RNA polymerase II snRNA promoters can
indeed produce functional mRNAs if care is taken to avoid cryptic
3' end formation signals within the coding region of the gene (39, 40).
We have noticed that Drosophila U1, U2, and U4 genes have a
well conserved sequence (consensus CATTTATAAATAAATATNNA) in their
3'-flanking DNA that may act in 3' end formation of
Drosophila snRNAs. Sequences similar to these are not
present internal to the luciferase or neoR
genes.2 Thus, it is not surprising that the
Drosophila U1 promoter can be highly effective for the
production of functional mRNAs encoding either luciferase activity
or G418 resistance.
Previously published data from our laboratory indicated that the
D. melanogaster PSEA-binding protein (DmPBP)
interacts differently with the DNA in vitro depending upon
whether it is bound to a U1 or U6 PSEA sequence (41, 42). We therefore
hypothesize that DmPBP assumes different conformations upon
binding to a U1 or U6 PSEA and that these distinct conformations are
each compatible with the downstream recruitment of only RNA polymerase
II or RNA polymerase III, respectively. Our current results pave the
way toward the use of Drosophila transgenic and genetic
technologies to define the molecular interactions that contribute to
RNA polymerase specificity. As one example, it may be feasible to
obtain suppressor-like mutations in DmPBP that alter the RNA
polymerase specificity normally associated with the U1 or U6 PSEAs.
 |
ACKNOWLEDGEMENTS |
We thank Ramachandra Reddy for
Drosophila U6 gene clones, Deborah Johnson for providing U6
maxigene and copia-lacZ plasmids, and Robert Tjian for the
cytomegalovirus-Renilla luciferase plasmid. We are
very grateful to Sandy Bernstein, Massoud Nikkoy, and Jennifer Suggs
for advice and assistance with P-element transformation and
genetic manipulations, and we thank Sandy Bernstein for his comments on the manuscript.
 |
FOOTNOTES |
*
This work was supported by National Science Foundation Grant
MCB-9818000 and in part by the California Metabolic Research Foundation.The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement" in
accordance with 18 U.S.C. Section
1734 solely to indicate this fact.
Present address: Dept. of Immunology, The Scripps Research
Institute, 10550 North Torrey Pines Rd., La Jolla, CA 92037.
§
To whom correspondence should be addressed: Dept. of Chemistry, San
Diego State University, 5500 Campanile Dr., San Diego, CA 92182-1030. Tel.: 619-594-5575; Fax: 619-594-4634; E-mail: wstumph@sciences.sdsu.edu.
Published, JBC Papers in Press, June 28, 2001, DOI 10.1074/jbc.M101273200
2
K. J. McNamara-Schroeder, R. F. Hennessey, G. A. Harding, R. C. Jensen, and W. E. Stumph, unpublished observations.
 |
ABBREVIATIONS |
The abbreviations used are:
snRNA, small nuclear
RNA;
PSE, proximal sequence element;
PSEA, proximal sequence element A;
PSEB, proximal sequence element B;
DmPBP, Drosophila
melanogaster PSEA-binding protein.
 |
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Copyright © 2001 by The American Society for Biochemistry and Molecular Biology, Inc.

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