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J. Biol. Chem., Vol. 276, Issue 40, 36869-36872, October 5, 2001
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,From the Laboratory of Reproductive and Developmental Toxicology, National Institute of Environmental Health Sciences, Research Triangle Park, North Carolina 27709
The steroid hormone 17 With the cloning of the first ER cDNA 15 years ago has come an
immense appreciation of the complex molecular mechanisms underlying the
diverse physiological actions of E2 and the multitude of
synthetic ER ligands. This minireview will discuss the recent progress
toward our understanding of the molecular mechanisms of estrogen
signaling, focusing on the following four pathways: 1) classical
ligand-dependent; 2) ligand-independent; 3) DNA
binding-independent; and 4) cell-surface (nongenomic) signaling (Fig.
1). Insights into these
cellular/molecular mechanisms and the role of each ER subtype as
revealed by ER-null animal models will be incorporated. A discussion of
the mechanisms of action of several relevant selective ER modulator
(SERM) ligands and their activities through the different ER signaling
pathways will follow.
The ligand-dependent mechanism of ER action is the
defining element of the Class I members of the nuclear steroid/thyroid receptor superfamily (8), of which the ER The ligand-dependent transcriptional activity of ER The ERKO mice have proven useful in confirming the
ligand-dependent ERE-mediated mechanisms of ER signaling
that were postulated from previous target gene promoter analyses and
in vitro studies. Perhaps the best illustrative examples of
classical E2-ER-ERE-mediated gene induction are those
exhibited by the genes encoding the progesterone receptor (PR), another
Class I member of the steroid receptor superfamily, and lactoferrin, a
secretory protein. The proximal promoter of the PR gene of multiple
species possesses a functional ERE-like sequence able to bind ER and
confer estrogen responsiveness when complexed to various reporter
constructs (18). Similarly, the promoter of the mouse lactoferrin gene
possesses a single palindromic ERE sequence located slightly less than
350 base pairs upstream of the transcription initiation site and has
also been shown to confer estrogen responsiveness when complexed to
various reporter constructs (19). Prior to these studies, there were numerous reports of increased PR and lactoferrin expression in the
uterus following E2 exposure (20, 21). The obligatory role
of ER Given the high degree of homology in the DNA-binding domains of the
ERs, it was not initially clear whether ER In addition to hormone-mediated activation, it is now well
accepted that ER function can be modulated by extracellular signals in
the absence of E2 (Fig. 1). These findings focus primarily on the ability of polypeptide growth factors such as epidermal growth
factor (EGF) and insulin-like growth factor-1 (IGF-1) as well as the
intracellular effector analog 8-bromo-cyclic adenosine monophosphate to
activate ER and increase the expression of ER target genes (27). Many
of these findings have been corroborated with in vivo
studies, such as the ability of EGF to mimic the effect of
E2 on the female reproductive tract (28). Although the
molecular mechanisms involved in ligand-independent activation of ER
are somewhat characterized, the biological role of these processes is
not yet clear. It is possible that hormone-independent pathways allow
ER activation in the presence of low E2 levels, as found in
males. Alternatively, this phenomenon may serve as a mechanism to
amplify growth factor pathways and thereby enhance mitogenesis within
ER-positive tissues.
The mechanisms by which the ER and growth factor pathways converge are
not entirely clear. However, studies do indicate that each pathway may
be dependent on the other for full manifestation of the respective
ligand-mediated response. In the mouse uterus, cotreatment with
anti-EGF antibodies was able to attenuate the uterine response to
E2; in turn, administration of the ER antagonist ICI
164,384 reduced the uterine response to EGF (29). These studies
together with similar observations made in the mammary gland (30) led
to the proposed model that the mitogenic action of E2 in
these tissues is at least partially mediated by EGF; conversely, the
mitogenic effects of EGF require the presence of ER Specific receptor domains of the ER are critical to
E2-independent activation. Specifically, the effects of
elevated intracellular cAMP are mediated through AF-2, whereas growth
factor activation of ER requires the N-terminal AF-1 domain of the
receptor (31). The majority of evidence indicates that modification of
the phosphorylation state of the ER by cellular kinases may serve as an
important mechanism of ligand-independent activation. The serine 118 residue of the human ER The ER signaling mechanisms discussed thus far provide an
explanation for the regulation of genes in which a functional ERE-like sequence can be documented within the promoter. However, concurrent studies reporting E2-ER induction of genes in which no
ERE-like sequence was apparent led to the discovery that agonist-bound ER can indeed lead to gene regulation in the absence of direct DNA
binding (Fig. 1). Notably, ER The observed rapid biological effects of E2 in the
bone, breast, vasculature, and nervous system suggest that estrogens
may also elicit nongenomic effects, possibly through cell-surface ER
forms that are linked to intracellular signal transduction proteins
(Fig. 1). It is now clear that ER and membrane-coupled tyrosine kinase
pathways are integrally linked, as E2 has recently been
shown to activate the MAPK signaling pathway in a variety of cell
types. Importantly, there is increasing evidence that some of the
vascular protective effects of E2 through ER It is still controversial whether the putative membrane ER is similar
to one or both of the intracellular forms. The extensive data gathered
on the structures of the two known nuclear ER forms clearly indicate
that neither is a transmembrane protein. However, Razandi et
al. (39) reported the detection of membrane ER Although it has become increasing clear that the activated ER At least three distinct classes of antiestrogens are currently
recognized, based both on structural data and biological activity (46).
Type I antiestrogens, represented by ICI 182,780, function as pure ER
antagonists and oppose estrogen activity in all contexts both in
vitro and in vivo. Type II and type III antiestrogens, represented by the benzothiophene-derived raloxifene and
triphenylethylene tamoxifen, respectively, are recognized as SERMs
(47). These agents differ from pure antiestrogens in that they mimic
the biological effects of estrogen in selected tissues but oppose
estrogen action in others (Table I). Many
of these agents are currently in clinical use; raloxifene has recently
received FDA approval for the prevention and treatment of osteoporosis
(47). Furthermore, the notable antagonist effects of tamoxifen in the
breast make it a first line therapy for the treatment of pre- and
postmenopausal women with ER-positive advanced (Stage IV) breast
cancer. Unfortunately, the estrogenic activity of tamoxifen provides
for its undesirable uterotrophic effect and may also contribute to the
phenomenon by which certain breast cancers alter their biology and
recognize the compound as an agonist for growth (46). However, recent observations that tamoxifen-resistant breast xenographs are not cross-resistant to GW5638 (a tamoxifen-derived compound) indicate the
still unexploited potential to develop tissue-targeted SERMs that
maintain the beneficial effects of estrogen in some tissues while
functioning as antagonists in the breast and uterus (48).
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INTRODUCTION
-estradiol
(E2) is a key regulator of growth, differentiation, and
function in a wide array of target tissues, including the male and
female reproductive tracts, mammary gland, and skeletal and
cardiovascular systems. The predominant biological effects of
E2 are mediated through two distinct intracellular receptors, ER
1 and ER
,
each encoded by unique genes (1) but possessing the hallmark modular
structure of functional domains characteristic of the steroid/thyroid
hormone superfamily of nuclear receptors (introduced in the Minireview
Prologue (54)). Certain functional domains of the ER
and ER
exhibit a high degree of homology, namely the DNA- and ligand-binding
domains, at 97 and 60%, respectively, whereas considerable divergence
is apparent in the N terminus (18% homology). Hence, ER
and ER
interact with identical DNA response elements and exhibit a similar
binding affinity profile for an array of endogenous, synthetic, and
naturally occurring estrogens when assayed in vitro (2).
In vitro studies also suggest the two receptors may play
redundant roles in estrogen signaling; however, tissue localization
studies have revealed distinct expression patterns for each receptor
that suggest otherwise. Whereas ER
is the predominant subtype
expressed in the breast, uterus, cervix, vagina, and several additional
target organs, ER
exhibits a more limited expression pattern and is
primarily detected in the ovary, prostate, testis, spleen, lung,
hypothalamus, and thymus (3). Regional expression differences of the
two receptors have been identified in the brain (4). Further evidence of distinct biological functions for the ERs is revealed by the contrasting phenotypes observed in the individual lines of ER knockout
mice, the
ERKO and
ERKO, which exhibit phenotypes that generally
mirror the respective ER expression patterns (5). The most striking
phenotypes in the female
ERKO mice include estrogen insensitivity
(leading to hypoplasia) in the reproductive tract, hypergonadotropic
hypergonadism, lack of pubertal mammary gland development, and excess
adipose tissue, whereas in the male, testicular degeneration and
epididymal dysfunction are major factors (5). These phenotypes combined
with severe deficits in sexual behavior result in complete infertility
in both sexes of the
ERKO. In contrast,
ERKO males are fertile
and to date show no obvious phenotypes; however,
ERKO females
exhibit inefficient ovarian function and subfertility. Interestingly,
compound knockout mice (
ERKO) exhibit phenotypes that most
heavily resemble those of the
ERKO, with the exception of the
ovarian phenotype, characterized by progressive germ cell loss
accompanied by redifferentiation of the surrounding somatic cells,
suggesting a requisite role for both ER forms in this tissue (6,
7).

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Fig. 1.
The multifaceted mechanisms of estradiol and
estrogen receptor signaling. The biological effects of estradiol
(E2) are mediated through at least four ER pathways.
1, classical ligand-dependent,
E2-ER complexes bind to EREs in target promoters leading to
an up- or down-regulation of gene transcription and subsequent tissue
responses. 2, ligand-independent. Growth factors
(GF) or cyclic adenosine monophosphate (not shown) activate
intracellular kinase pathways, leading to phosphorylation
(P) and activation of ER at ERE-containing promoters in a
ligand-independent manner. 3,
ERE-independent, E2-ER complexes alter
transcription of genes containing alternative response elements such as
AP-1 through association with other DNA-bound transcription factors
(Fos/Jun), which tether the activated ER to DNA, resulting in an
up-regulation of gene expression. 4, Cell-surface
(nongenomic) signaling, E2 activates a putative
membrane-associated binding site, possibly a form of ER linked to
intracellular signal transduction pathways that generate rapid tissue
responses. The roles of coactivators and corepressors in ER signaling
(not shown above) are discussed in the first minireview of this series
(55).
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Classical Mechanism of Estrogen Action:
Ligand-dependent
TOP
INTRODUCTION
Classical Mechanism of Estrogen...
Ligand-independent Activation...
ERE-independent Genomic Actions...
Nongenomic Effects of Estrogens
Tissue-specific Activation of...
Summary
REFERENCES
and -
are members (Fig.
1). This model states that in the absence of hormone, the receptor is
sequestered in a multiprotein inhibitory complex within the nuclei of
target cells. The binding of ligand induces an activating conformational change within the ER and promotes homodimerization and
high affinity binding to specific DNA response elements (EREs), which
are cis-acting enhancers located within the regulatory regions of
target genes. The DNA-bound receptors contact the general transcription apparatus either directly or indirectly via cofactor proteins (9), of
which several have been identified, including SRC-1, GRIP1, AIB1,
CBP/p300, TRAP220, PGC-1, p68 RNA helicase, and SRA (discussed in the
first Minireview of this series (55)). It is generally accepted that
the ER-coactivator interactions stabilize the formation of a
transcription preinitiation complex and facilitate the necessary
disruption of chromatin at the ERE. Depending on the cell and promoter
context, the DNA-bound receptor exerts either a positive or negative
effect on expression of the downstream target gene.
is
mediated by two separate nonacidic activation domains, a constitutive activation function-1 (AF-1) located within the N terminus (A/B domain)
and a hormone-dependent AF-2, located in the ligand-binding domain (10). The AF-2 functional domain includes a highly
conserved amphipathic
-helix (H12) that is essential for
ligand-dependent transcriptional activity and interaction
with members of the SRC family of coactivators (9, 11). AF-1 activity
is also dependent on recruitment of coactivators, both similar and
unique from those utilized by AF-2 (9, 12). The AFs function in a
synergistic manner in most ligand-activated mechanisms but may also
function independently in certain cell and promoter contexts (13).
Whereas the activation domains of ER
are well characterized, it is
not yet clear how the homologous regions of ER
contribute to the transcriptional activity of the receptor. Sequence homology and in vitro studies do indicate that ER
also contains an
AF-2 domain within the C terminus (14-16); however, reports that this
region functions independently within ER
(15) imply the AF-2 domains of the two ER subtypes play different roles. The high degree of sequence divergence in the N terminus, including the lack of a functional AF-1 in the human ER
subtype, also suggests this region may function differently (14, 15). Furthermore, murine ER
contains
an AF-1 region very similar to that of ER
in both sequence and
function (17), indicating that extrapolations of findings between
species may be difficult.
in this mechanism is illustrated by the complete lack of
E2 induction of the PR and lactoferrin genes in the uteri
of
ERKO females (5). Because estrogen-stimulated increases in PR are
localized in the stroma and myometrium, whereas increases in
lactoferrin are isolated to the luminal and glandular epithelium (22),
it can be stated that ER
gene disruption results in estrogen insensitivity in multiple compartments of the uterus. However, the
maintenance of constitutive levels of PR and lactoferrin expression in
the
ERKO uteri suggests the existence of ER
-independent pathways and perhaps a role for ER
(5).
represented a level of
redundancy in estrogen signaling or in fact the receptor was necessary
to mediate unique biological activities. Both receptor subtypes are
positive regulators of ERE-complexed reporter constructs in mammalian
cell culture studies, although ER
usually exhibits higher activation
(14, 15). The preservation of ER
-mediated E2 actions in
the
ERKO mouse, such as the induction of PR expression in the medial
preoptic nucleus of the brain and certain male sexual behaviors,
indicates the ability of ER
to compensate for the loss of ER
in
some pathways (Ref. 5, and references therein). However, it has been
interesting to note that when coexpressed in vitro the two
receptors preferentially form heterodimers (23), indicating that there
may also be direct convergence between the ER
/ER
pathways.
Furthermore, ER
has been shown to interact in a constitutive,
i.e. ligand-independent, manner with the EREs of target
promoters and can attenuate the ligand-activated transcriptional activity of ER
(15). Thus, it has been proposed that in cells where
both receptors are expressed, overall estrogen responsiveness may be
determined by the ER
:ER
ratio (15). The recent discovery of
additional ER
isoforms, ER
cx and ER
2, that preferentially heterodimerize and inhibit ER
activity suggests a modulatory role of
ER
(24, 25). A recent report by Gustafsson and co-workers (26)
described an enhanced response to E2 in the uteri of
ERKO mice, further suggesting a modulatory role of ER
on
ER
-mediated transcriptional activity.
![]()
Ligand-independent Activation of ER: Cross-talk with Peptide
Growth Factors
. More definitive
evidence comes from studies of the uteri of
ERKO females, which
despite expressing wild-type levels of functional EGF and EGF receptor
and showing evidence of EGF signaling, remain unresponsive to the
mitogenic actions of EGF (28).
AF-1 is phosphorylated by the
mitogen-activated protein kinase (MAPK) pathways following treatment
with EGF or IGF, enabling the receptor to interact with the
ER
-specific coactivator p68 RNA helicase and activate target gene
transcription (32). Interestingly, the MAPK pathway also enhances the
activity of the murine ER
through stimulating the recruitment of
SRC-1 to the N terminus (17). Recent evidence has emerged that
coactivators may also serve as points of convergence between ER and
growth factor signaling pathways, as it was shown that SRC-1 and AIB1 are phosphorylated by MAPK, an event thought to enhance their transcriptional activities (33, 34).
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ERE-independent Genomic Actions of ER
TOP
INTRODUCTION
Classical Mechanism of Estrogen...
Ligand-independent Activation...
ERE-independent Genomic Actions...
Nongenomic Effects of Estrogens
Tissue-specific Activation of...
Summary
REFERENCES
activation of IGF-1 and collagenase expression is mediated through the interaction of receptor with Fos and
Jun at AP-1 binding sites, whereas several genes containing GC-rich
promoter sequences are activated via an ER
-Sp1 complex. The
molecular mechanism of ER action at these alternative sites is becoming
increasingly clear. Studies show that E2-ER
activation of AP-1-responsive elements requires both AF-1 and AF-2
domains of the receptor, which bind and enhance the activity of the
p160 components (e.g. SRC-1, GRIP1) of the coactivator
complex recruited to the site by Fos/Jun. Interestingly, human
ER
, which lacks a functional AF-1, is unable to activate
transcription of AP-1-regulated genes when bound with ER agonists,
indicating the possibility of distinct physiological actions of the two
ERs via the regulation of unique subsets of genes (Ref. 35, and
references therein). Although demonstration of interaction between ER
and AP-1 pathways in vivo has been more difficult, the ERKO
models should be valuable tools in which to investigate the
contribution of this pathway to estrogen signaling.
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Nongenomic Effects of Estrogens
are mediated by a nongenomic mechanism involving a biphasic activation of
endothelial nitric oxide synthase by estrogen through the MAPK and
phosphatidylinositol 3-kinase/Akt pathways (36, 37). In osteoblasts and osteoclasts, MAPK is also rapidly activated by E2, which may be involved in the proliferative and
antiapoptotic effects of the hormone, perhaps providing one mechanism
by which estrogen is bone protective (38).
and ER
receptors in Chinese hamster ovary cells transfected with an expression
vector of the respective receptor cDNA, indicating that the
membrane and nuclear forms of each ER originate from the same
transcript and exhibit similar affinities for E2. These studies further demonstrated that the membrane-bound ERs were G
protein-linked and able to elicit a variety of signal transduction events, including the induction of cell proliferation. In contrast, the
preservation of rapid E2 actions on kainate-induced
neuronal currents in the hippocampus of the
ERKO mouse or wild-type
mice treated with ICI 182,780 suggests the existence of a functional membrane ER that is distinct from the intracellular nuclear forms (40).
This hypothesis is also supported by studies demonstrating MAPK
activation by the transcriptionally inactive stereoisomer 17
-estradiol in the cerebral cortex of the
ERKO, an activity that
was not blocked by ICI 182,780 (41). Furthermore, Benten et al. (42) have recently reported transcription-independent estrogen signaling in mouse macrophages that is mediated through a
novel G protein-coupled membrane ER. In light of these data, it will be
important to define the precise nature of the estrogen binding
protein(s) involved in these pathways so that pharmaceuticals can be
developed which target both the nongenomic and nuclear effects of
estrogen. The ERKO mutant mice provide an appropriate in
vivo model to not only study the role of the nuclear receptors but
also further the investigations of steroid hormone actions that may be
nuclear receptor independent.
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Tissue-specific Activation of ER: Selective Estrogen Receptor
Modulators
and ER
are involved in diverse cellular pathways, additional complexity in ER signaling became apparent with the identification of
synthetic compounds with mixed agonist/antagonist activities on the ER.
A major challenge to the pharmaceutical industry continues to be the
development of ER ligands that retain the beneficial effects of
estrogen in the targeted tissue, e.g. bone, brain, and
cardiovascular tissues, but lack the mitogenic and perhaps carcinogenic
actions in the breast and uterus. The classical receptor theory that
agonists function as molecular switches, converting ER from an inactive
to an active form whereas antiestrogens competitively inhibit agonist
binding and lock the receptor in a latent state, could not explain the
mechanism of such a SERM. However, as put forth above, the classic
model of ER action was oversimplified, as it does not account for the
molecular pharmacology of several known antiestrogens. The first
evidence that the activities of synthetic ER ligands were dependent on
the target tissue came from clinical studies in which patients
administered tamoxifen as adjuvant therapy for
estrogen-dependent breast tumors exhibited estrogen-like
positive effects in bone (43). Laboratory evidence that antiestrogens
play an active role in modifying ER structure was first provided by
protease digestion analysis of the human ER
, which demonstrated that
antagonists induce unique conformational changes within the ER that
were clearly distinct from that of the apo- and E2-occupied
receptors (44). Recent studies of the crystal structure of the ER
and ER
ligand-binding domain when complexed with different ligands
have confirmed that agonists and antagonists induce distinct
alterations in ER structure (Ref. 45, and references therein).
Collectively, these data indicate that antiestrogens differentially
modulate receptor structure and thereby confer distinct changes in
receptor function.
Biological activities of ER ligands in selected target tissues
The demonstration of SERMs prompted a reexamination of the pharmacology
of ER ligands and more specifically the role of the AF domains in ER
function through the classical ERE-mediated pathway. As discussed, pure
agonists such as E2 are active in all cell and promoter
contexts regardless of which AF function is dominant (13). In contrast,
the pure antiestrogen ICI 182,780 completely inhibits the activity of
both AF-1 and AF-2 and thereby blocks the classical activation pathways
of ER
and ER
. By definition, the mixed agonist/antagonist
activity of SERMs is dictated by the cell and promoter context,
possibly reflecting the type and availability of certain cellular
factors. This may be illustrated by tamoxifen, which inhibits AF-2
activity and consequently functions as an antagonist in all
environments where AF-2 is required. However, in contexts where AF-1 of
ER
is the dominant activator, tamoxifen displays partial agonist
activity (13). Therefore, the agonist activities of E2 and
tamoxifen appear to be mediated through distinct mechanisms, likely
reflecting differential AF-1 cofactor recruitment by the E2
and tamoxifen-liganded ER
(49). Interestingly, coexpression of
coactivator or corepressor with ER
alters tamoxifen
agonist/antagonist activities (50). Thus, one could envision that
tamoxifen resistance in ER-positive tumors could occur as a result of
alterations in the levels of cellular cofactors, a hypothesis that is
currently under investigation by several laboratories.
The discovery that raloxifene and GW5638 act as estrogen agonists in
bone and cardiovascular tissue but do not appear to function as either
AF-1 or AF-2 agonists on ERE-containing promoters (47) suggests that
not all of the biological activities of SERMs are mediated through
classical ER
pathways. The recognition that ER
is expressed
throughout the cardiovascular and skeletal systems therefore also
provided a potential explanation for the tissue-selective agonist
activities of SERMs. Although initial studies showed that many of the
known antiestrogens function as antagonists of ER
transcriptional
activity on ERE-containing promoters (2), in vitro evidence
has emerged that SERMs function as potent ER
agonists through
nonclassical pathways at AP-1-responsive elements (51). One current
hypothesis is that this activity involves titration of repressor
proteins by the ER
DNA-binding domain from the Fos/Jun complex (35). However, it remains to be determined whether the tissue-specific agonist activities of SERMs observed in vivo
involve ER
action through ERE-independent pathways.
Recent evidence has emerged indicating the biological activities of
SERMs may be influenced by communication between ER
and tyrosine
kinase pathways. For example, the observation that the agonist activity
of tamoxifen is enhanced when coadministered with cAMP or growth
factors suggests that cross-talk between ER and external signals may
augment the agonist activity of SERMs and possibly contribute to the
onset of hormone resistance in breast tumors (27). Importantly, this
latter hypothesis is supported by the finding that treatment of breast
cancer cells with growth factors results in activation of ER
through
the phosphatidylinositol 3-kinase/Akt pathway and a subsequent
inhibition of tamoxifen-induced apoptosis (52). Evidence that
tamoxifen, like estrogen, elicits rapid effects through activation of
membrane-signaling pathways (53) may suggest that some of the
tissue-specific agonist activities of SERMs are also mediated through
nongenomic pathways. Thus, in view of the discovery that E2
has rapid antiapoptotic effects in breast cancer cells, it may be
useful to develop membrane ER-specific SERMs that are targeted to
cancer cells, enabling women on hormone replacement or antiestrogen
therapies to retain beneficial effects in bone and the cardiovascular system.
| |
Summary |
|---|
In recent years it has become apparent through the use of ER
agonists and antagonists that the biological actions of estrogens are
multifaceted. Estrogens and antiestrogens mediate their effects through
diverse molecular mechanisms. Thus, SERMs can be viewed as a class of
compounds that exhibit an expanse of estrogen actions and specificity
that capitalize on the preexistence of multiple cellular pathways of ER
action in different target tissues. It is anticipated that the
continued use of in vitro and animal models will
reveal additional mechanisms of ER signaling and tissue response and
provide a more clear understanding of the spectrum of estrogen action,
which will facilitate the development of novel pharmaceuticals for the treatment of estrogen-associated pathologies.
| |
FOOTNOTES |
|---|
* This minireview will be reprinted in the 2001 Minireview Compendium, which will be available in December, 2001. This is the second article of five in the "Nuclear Receptor Minireview Series."
To whom correspondence should be addressed. E-mail:
hall8@ niehs.nih.gov.
Published, JBC Papers in Press, July 17, 2001, DOI 10.1074/jbc.R100029200
| |
ABBREVIATIONS |
|---|
The abbreviations used are: ER, estrogen receptor; ERE, estrogen response element; AF, activation function; PR, progesterone receptor; EGF, epidermal growth factor; IGF, insulin-like growth factor; MAPK, mitogen-activated protein kinase; SERM, selective ER modulator.
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