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Originally published In Press as doi:10.1074/jbc.M107466200 on September 25, 2001
J. Biol. Chem., Vol. 276, Issue 48, 44633-44640, November 30, 2001
TFIIH Inhibits CDK9 Phosphorylation during Human Immunodeficiency
Virus Type 1 Transcription*
Meisheng
Zhou §,
Sergei
Nekhai§,
Diana C.
Bharucha§,
Ajit
Kumar§,
Hui
Ge ,
David H.
Price**,
Jean-Marc
Egly , and
John N.
Brady §§
From the Virus Tumor Biology Section, Basic Research
Laboratory, Division of Basic Sciences, NCI, National Institutes of
Health, Bethesda, Maryland 20892, the § Department of
Biochemistry and Molecular Biology, George Washington University
Medical Center, Washington, D. C. 20037, the Laboratory of
Molecular Embryology, NICHD, Bethesda, Maryland 20892, the
** Department of Biochemistry, University of Iowa,
Iowa City, Iowa 52242, and the  Institut
de Genetique et de Biologie Moleculaire et Cellulaire, CNRS/INSERM/ULP,
B. P. 163, 67404 Illkirch Cedex, C. U. de
Strasbourg, France
Received for publication, August 3, 2001, and in revised form, September 21, 2001
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ABSTRACT |
Tat stimulates human immunodeficiency virus, type
1 (HIV-1), transcription elongation by recruitment of the human
transcription elongation factor P-TEFb, consisting of CDK9 and cyclin
T1, to the TAR RNA structure. It has been demonstrated further that
CDK9 phosphorylation is required for high affinity binding of
Tat/P-TEFb to the TAR RNA structure and that the state of P-TEFb
phosphorylation may regulate Tat transactivation. We now demonstrate
that CDK9 phosphorylation is uniquely regulated in the HIV-1
preinitiation and elongation complexes. The presence of TFIIH in the
HIV-1 preinitiation complex inhibits CDK9 phosphorylation. As TFIIH is
released from the elongation complex between +14 and +36, CDK9
phosphorylation is observed. In contrast to the activity in the
"soluble" complex, phosphorylation of CDK9 is increased by the
presence of Tat in the transcription complexes. Consistent with these
observations, we have demonstrated that purified TFIIH directly
inhibits CDK9 autophosphorylation. By using recombinant TFIIH
subcomplexes, our results suggest that the XPB subunit of TFIIH is
responsible for this inhibition of CDK9 phosphorylation. Interestingly,
our results further suggest that the phosphorylated form of CDK9 is the
active kinase for RNA polymerase II carboxyl-terminal domain phosphorylation.
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INTRODUCTION |
Human immunodeficiency virus type 1 (HIV-1)1 encodes a
transactivator protein, Tat, that stimulates transcription elongation through interaction with the transactivation response (TAR) RNA structure located at the 5' end of nascent transcripts (1-4). In view
of the fact that hyperphosphorylation of the carboxyl-terminal domain
(CTD) of the large subunit of RNA polymerase II (RNAP II) correlates
with the formation of processive elongation complexes (5) and that Tat
transactivation requires the CTD of RNAP II (6-9), it has been
proposed that a critical step in Tat transactivation is mediated
through a cellular kinase(s) (3, 10). Two CDK-cyclin pairs, present in
two distinct transcription factor complexes, have been implicated as
Tat cofactors that could phosphorylate the RNAP II CTD (3, 11).
Positive transcription elongation factor (P-TEFb) (12, 13) or
Tat-associated kinase (14-16), composed of CDK9 and cyclin T1 (CycT1)
(14, 17-22), regulates Tat transactivation at an early step in
transcription elongation. CDK9 is a Cdc2-related kinase termed PITALRE
(22-25) that phosphorylates the RNAP II CTD and promotes
transcriptional elongation from many promoters in vitro (5,
17, 22). Several lines of evidence suggest that P-TEFb is important for
Tat transactivation. First, depletion of P-TEFb from HeLa nuclear
extracts renders the extract unable to carry out Tat transactivation
(17, 19, 21). Second, dominant-negative mutants of CDK9 or kinase
inhibitors that preferentially block CDK9 inhibit Tat transactivation
and HIV-1 replication in vivo (14, 17, 22, 26). Third, CycT1
is responsible for the species-specific restrictions to HIV-1 Tat
transactivation in vivo. Tat transactivation is abolished in
mouse cells because HIV-1 Tat is unable to bind cooperatively with
murine CycT1 to TAR RNA structure (27-32). Tat transactivation could
be restored by expression of human CycT1 in mouse cells or a murine
CycT1 protein containing a point mutation (Y261C) in the Tat-TAR
recognition motif (28, 31). Species-specific differences in the cyclin partners for CDK9 also underlie the failure of the equine infectious anemia virus Tat to recognize HIV-1 TAR RNA structure in human cells
(33, 34). Although multiple cyclin partners for CDK9 have been
identified (18, 35), Tat acts only with CycT1-CDK9 (36-38).
The function of the Tat·P-TEFb complex is mediated through the
high affinity, loop-specific binding of the Tat·P-TEFb complex to the
TAR RNA structure. The formation of the tripartite complex between Tat,
CycT1, and TAR depends on the 5' bulge and central loop in TAR (3, 11,
19, 28, 30-32, 39). Biochemical studies indicate that Tat binds to
CycT1 and forms a zinc-dependent complex with residues in
the Tat-TAR recognition motif of CycT1 (28, 31, 36, 37, 39). Recent
studies have reported that autophosphorylation of CDK9 regulates this
high affinity binding of the Tat·P-TEFb complex to TAR RNA structure
(40, 41). Genetic studies have shown that TAR can be functionally
replaced by heterologous RNA structures. The subsequent recruitment of
Tat to these RNA targets by fusion of Tat to an RNA binding domain can
clearly fully activate HIV-1 LTR-dependent transcription
(42, 43). Furthermore, chimeric CycT1 or CDK9 proteins can also
activate transcription if tethered directly to nascent RNA (14, 33, 37). The results suggest that the primary role of Tat is to recruit
P-TEFb to the TAR RNA structure.
The second CTD kinase that has been implicated in Tat transactivation
is TFIIH, a general transcription factor that contains nine
polypeptides (ERCC3/XPB, ERCC2/XPD, p62, p52, p44, CDK7 (MO15), cyclin
H, MAT1, and p34) (44, 45), and possesses CTD kinase activity (46, 47).
The kinase activity of TFIIH resides in the
cyclin-dependent kinase 7 (CDK7) subunit (48-51). In
association with cyclin H and MAT1, CDK7 forms the CDK-activating
kinase (CAK) complex that phosphorylates CDKs involved in the
regulation of the cell cycle (52-56). The association of CAK with core
TFIIH switches its substrate specificity from CDKs to the CTD of RNAP II (57, 58). Interestingly, the yeast homologue of CDK7, Kin28, is
found only in a complex with TFIIH and is devoid of CAK activity (59).
Although it has been reported that Tat enhances CDK7 kinase activity
(8, 60, 61), the role of TFIIH in Tat transactivation is controversial
(62).
Several lines of evidence indicate that CDK7 (TFIIH) and CDK9 (P-TEFb)
associate with the HIV-1 preinitiation complex (63-66). Furthermore,
our previous published results (63) also demonstrated that CDK7
phosphorylates RNAP II CTD at serine 5 and CDK9 phosphorylates CTD at
serine 2 during HIV-1 transcription. Thus, it is important to
understand the relationship between CDK7 (TFIIH) and CDK9 (P-TEFb) during Tat transactivation. The recent reports (40, 41) have demonstrated that CDK9 autophosphorylation is important for binding to
TAR RNA structure. The results presented in this study indicate that
TFIIH plays a significant role in regulating CDK9 phosphorylation and
thus Tat·P-TEFb binding to the TAR RNA structure. TFIIH apparently inhibits CDK9 phosphorylation until it is released from the
transcription complex between +14 and +36. Once TFIIH is released, CDK9
phosphorylation occurs, allowing the Tat·P-TEFb complex to bind to
the newly synthesized TAR RNA structure and facilitate transcription
elongation. The orchestrated release of TFIIH and induction of
Tat·P-TEFb binding to the TAR RNA structure almost certainly
contributes to the normal efficiency of HIV-1 transcription in infected cells.
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EXPERIMENTAL PROCEDURES |
Antibodies--
Anti-TBP and anti-TFIIB monoclonal antibodies
were bought from Promega. Anti-TFIIE , anti-RAP74, anti-p62 (a
subunit of TFIIH), anti-CDK7, and anti-Sp1 antibodies are products of
Santa Cruz Biotechnology. Anti-CDK9 antibody was purchased from
Biodesign Co. Anti-CTD of RNAP II monoclonal antibodies 8WG16, H5
(phosphoserine 2) and H14 (phosphoserine 5), and anti-Tat monoclonal
antibody are products of Babco.
Biotinylation of Template DNAs--
HIV-1 LTR templates
(nucleotides 110 to +168) were amplified by PCR with the forward
primer 5'-biotinylated TAT GGA TTT ACA AGG GAC TTT C-3' and the reverse
primer 5'-GAT CCG ATT ACT AAA AGG G-3'. The primers were synthesized
and biotinylated by Lofstrand Laboratories.
Purification of Transcription Factors--
The production of
recombinant P-TEFb proteins was carried out as described by Peng
et al. (18). TFIIH and TFIID were purified from HeLa
extracts (67, 68). The production of recombinant subcomplexes of TFIIH
was carried out as described by Tirode et al. (69).
Immunodepletion of CDK7 from HeLa Nuclear Extract--
HeLa
nuclear extract (100 µl) in 0.8 M KCl buffer D (20 mM HEPES (pH 7.9), 15% glycerol, 800 mM KCl,
10 mM MgCl2, 0.2 mM EDTA (pH 8.0),
0.1% Nonidet P-40, and 1 mM DTT) was incubated with 20 µl of protein A-Sepharose beads to which anti-CDK7 had been pre-bound
(10 µg of IgG). Antigen-antibody complexes were removed by
centrifugation. After repeating the procedure twice, depleted nuclear
extracts were dialyzed against 0.1 M KCl buffer D and assayed by Western blot analysis.
Purification of Preinitiation Complexes (PICs)--
Association
reaction mixtures (30 µl) contained 15 µl of HeLa nuclear extract,
1.0 µg of biotinylated templates, and 1.0 µg of poly(dI-dC) in the
absence or presence of Tat. The in vitro transcription (IVT)
buffer contained 50 mM KCl, 6.25 mM
MgCl2, 20 mM HEPES (pH 7.9), 2 mM
DTT, 0.5 mM EDTA (pH 8.0), 10 µM
ZnSO4, 10 mM creatine phosphate, 100 µg/ml
creatine kinase, and 8.5% glycerol (1× IVT buffer). After a 30-min
incubation at 30 °C, streptavidin-coated magnetic beads (Dynabeads,
Dynal) pre-equilibrated in binding buffer (20 mM HEPES (pH
7.9), 80 mM KCl, 10 mM MgCl2, 2 mM DTT, 10 µM ZnSO4, 100 µg/ml
bovine serum albumin, 0.05% Nonidet P-40, and 10% glycerol) were then
added to the reactions, and the mixtures were further incubated for 30 min at 30 °C. The immobilized templates were then harvested using a
magnetic stand, and the PICs were washed extensively with 1× IVT
buffer. In vitro transcription and Western blot analysis
could be performed using the purified PICs assembled on the immobilized templates.
Western Blot Analysis of the Purified PICs--
The purified
PICs assembled on the immobilized templates were heated for 10 min at
100 °C in SDS loading buffer. The released proteins were
fractionated by electrophoresis on 4-20% SDS-polyacrylamide gels and
then transblotted onto polyvinylidene fluoride membranes (Millipore).
The protein components of PICs were analyzed with specific antibodies
as indicated above.
In Vitro Transcription with the Purified PICs--
In
vitro transcription reactions (100 µl) were set up by
resuspending the purified PICs in 100 µl of 1× IVT buffer, 50 µM ATP, 50 µM CTP, 50 µM GTP,
20 µCi of [ -32P]UTP, and 10 units of RNasin
(Promega). The transcription reactions were allowed to take place for
60 min at 30 °C. The radiolabeled transcripts were fractionated by
electrophoresis on 6% denaturing polyacrylamide gels and detected by PhosphorImager.
Kinase Reactions in the Purified PICs and Immunoprecipitation of
the Phosphorylated Proteins--
Kinase reactions were performed by
mixing the purified PICs with 20 µCi of [ -32P]ATP in
100 µl of 1× IVT buffer. After an incubation of 10 min at 30 °C,
the PICs were separated from supernatants and washed extensively. 500 µl of RIPA buffer (50 mM Tris-HCl (pH 7.5), 150 mM NaCl, 1% Nonidet P-40, 0.5% sodium deoxycholate, 0.1%
SDS) was then added into the tubes containing PICs immobilized by
streptavidin-coated beads, and the mixtures were incubated for 120 min
at 4 °C with rocking. The supernatants were saved, and
phosphorylated proteins were immunoprecipitated by specific antibodies.
Preparation of Transcription Elongation Complexes--
The
purified PICs were incubated with ATP for 10 min and then washed
extensively with 1× IVT buffer. The PICs were walked to position U-14
by incubation with 50 µM dATP, CTP, GTP, and UTP for 10 min at 30 °C and then washed extensively with 1× IVT buffer. The
transcriptional elongation complexes (TECs) stalled at U-14 were walked
stepwise along the DNA by repeated incubation with different sets of
three NTPs, and then washed extensively with 1× IVT buffer to remove
the unincorporated NTPs. To detect phosphorylation of proteins during
moves, phosphorylated proteins were labeled with
[ -32P]ATP during stepwise moves. To analyze the
proteins components of TECs stalled, the TECs were walked with cold
NTPs, and TECs stalled at different positions were then analyzed by
Western blots.
CDK9 Autophosphorylation Assay--
CDK9 autophosphorylation
assays were performed by mixing 50 ng of P-TEFb, 10 µM
ATP, and 20 µCi of [ -32P]ATP in the absence or
presence of Tat and incubating for 60 min at 23 °C. The total
reaction volume was 20 µl, and the final conditions were 50 mM Tris-HCl (pH 7.5), 5 mM DTT, 5 mM MnCl2, 4 mM MgCl2,
and 10 µM ZnSO4. Phosphorylated CDK9 was then
immunoprecipitated with anti-CDK9 antibody and fractionated by
electrophoresis on 4-20% SDS-polyacrylamide gels.
CTD Kinase Assay--
CTD kinase assays were performed by mixing
100 ng of GST-CTD, 50 ng of P-TEFb, 200 µM ATP and
incubating for 60 min at 23 °C. The total reaction volume was 20 µl, and the final conditions were 50 mM Tris-HCl (pH
7.5), 5 mM DTT, 5 mM MnCl2, 4 mM MgCl2, and 10 µM
ZnSO4. Others proteins were added as indicated in the figure legends.
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RESULTS |
CDK7 and CDK9 Associate with HIV-1 PICs--
We recently developed
an immobilized template assay to analyze Tat transactivation (63, 70).
Briefly, HIV-1 LTR promoter templates were 5' end-labeled with biotin
at position 110 and incubated with HeLa nuclear extracts. PICs were
subsequently purified with streptavidin-coated magnetic beads and
analyzed by Western blots (Fig.
1A). Nonspecific DNA
(poly[dI-dC]) was included during the incubation of templates with
HeLa nuclear extract to minimize nonspecific binding of protein to the
DNA template. Parallel binding reactions were also carried out with a
biotinylated TATA box mutant template of the HIV-1 LTR as a negative
control for nonspecific binding of protein to templates. Finally, the
magnetic beads used to purify the templates were extensively blocked
with bovine serum albumin to minimize background binding of proteins to
the beads, thus interfering with Western blot analysis.

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Fig. 1.
Western blot analyses of HIV-1 PICs and
in vitro transcription with the purified PICs.
A, Western blot analyses of the HIV-1 PICs. PICs were
assembled by incubating biotinylated wild-type (WT) HIV-1
LTR templates (lanes 3 and 4) or biotinylated
TATA box mutant (Mut) HIV-1 LTR templates (lanes
1 and 2) with HeLa nuclear extract in the absence or
presence of Tat. The protein components of PICs were analyzed with
Western blots. Antibodies used in the Western blot analyses are
indicated on the left, and the corresponding proteins are
shown on the right. Input is indicated as In.
B, in vitro transcription with the purified HIV-1
PICs. PICs were assembled by incubating biotinylated HIV-1 LTR
templates with HeLa nuclear extract in the absence or presence of Tat,
and the amount of Tat was added into the reactions as indicated.
In vitro transcription reactions were then performed by
incubating the purified PICs with nucleotides, and transcripts were
labeled with [ -32P]UTP. The labeled RNA products were
separated on a 6% denaturing polyacrylamide gel and detected by
autoradiography.
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The results shown in Fig. 1A demonstrate several important
points. First, consistent with previous reports (63, 65), Tat is a
component of the HIV-1 PICs (9th panel). Second, RNAP II and
general transcription factors including TFIID, TFIIB, TFIIE, TFIIF, and
TFIIH associate with HIV-1 PICs (lanes 3 and 4).
Tat does not affect the level of association of RNAP II and general transcription factors with PICs (lanes 3 and 4).
Third, both CDK7 and CDK9, the two kinases responsible for RNAP II CTD
phosphorylation during HIV-1 transcription, are present in the HIV-1
PICs (7th and 8th panels). Interestingly, the
amount of either kinase is equal in the absence or presence of Tat with
the wild-type HIV-1 LTR template (lanes 3 and 4).
The appearance of proteins bound to the templates is specific. Parallel
assays performed with a TATA box mutant HIV-1 LTR, which is
transcriptionally inactive, failed to precipitate RNAP II and general
transcription factors (lanes 1 and 2).
Importantly, the presence of the TATA box mutation did not affect Sp-1
binding to the template (Fig. 1A, 10th panel).
In vitro transcription was performed using the purified
HIV-1 PICs (Fig. 1B). In the absence of Tat, a low level of
basal HIV-1 transcription was observed (lane 1). The
addition of increasing amounts of Tat protein to the preincubation mix
significantly increased transcription from the HIV-1 promoter
(lanes 2-5). Optimum Tat transactivation was observed when
~100 ng of Tat was added to the reaction (Fig. 1B, lane
4). Several control experiments were performed to demonstrate the
specificity of Tat transactivation. First, we utilized a template that
contains a base substitution in the TAR RNA bulge. This mutation knocks
out the ability of Tat to bind TAR RNA, inhibiting Tat transactivation
in vitro and in vivo (71). The TAR RNA mutation
inhibited the ability of Tat to transactivate the template, although
the mutation did not significantly affect the level of basal
transcription (data not shown) (63, 70). To demonstrate further the
specificity of the Tat transactivation, we utilized Tat mutants with
single amino acid substitutions at lysine 41 or cysteine 22. Consistent
with previous results (70), the mutants failed to activate
transcription (data not shown).
TFIIH Inhibits Tat-induced CDK9 Phosphorylation in HIV-1
PICs--
It has been demonstrated recently (40, 41) that CDK9
autophosphorylation increases the interaction of P-TEFb with the HIV-1
TAR RNA structure. In an independent study, it was demonstrated that
Tat modifies the activity/substrate specificity of the CDK9 kinase on
the RNAP II CTD (63). To investigate whether Tat regulates CDK9
phosphorylation in the HIV-1 transcription complexes, mock-depleted or
CDK7 (TFIIH)-depleted extracts were prepared for in vitro
assays (Fig. 2A). The results
presented in Fig. 2A demonstrate that the immunodepletion
was specific. CDK7 was specifically not detected in the extract
immunodepleted with anti-CDK7 antibody (top panel). In
contrast, Western blot analysis with control anti-CDK9, anti-TBP, and
anti-CTD antibodies showed no difference in the level of these proteins
between the control and immunodepleted extracts (2nd to
4th panels). HIV-1 LTR templates were incubated with
immunodepleted extracts, and the PICs were then purified with
streptavidin-coated magnetic beads. Kinase reactions were performed
with the purified PICs, and the phosphorylated proteins were labeled
with [ -32P]ATP. Phosphorylated CDK9 was
immunoprecipitated with anti-CDK9 antibody and analyzed by SDS gel
electrophoresis. The results shown in Fig. 2B demonstrate
two significant points. First, the level of CDK9 phosphorylation in the
PICs is low in the presence of CDK7 (lanes 1 and
3). This kinase activity is not affected by Tat. Remarkably,
when the extract was depleted of CDK7 (TFIIH), an increase in CDK9
phosphorylation was observed in the presence of Tat (lanes 2 and 4). These results suggest that Tat facilitates CDK9
phosphorylation when TFIIH is not present in the PICs.

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Fig. 2.
TFIIH inhibits Tat-induced CDK9
phosphorylation in HIV-1 PICs. A, Western blot analyses
of immunodepleted extracts. Antibodies used in the Western blot
analyses were indicated on the left, and the corresponding
proteins were shown on the right. B, TFIIH
inhibited Tat-induced CDK9 phosphorylation in HIV-1 PICs. HIV-1 LTR
templates were incubated with mock-depleted extract (odd
lanes) or CDK7-depleted extract (even lanes), and PICs
were then purified with streptavidin-coated magnetic beads. Kinase
reactions were performed with the purified PICs, and phosphorylated
proteins were labeled with [ -32P]ATP. Phosphorylated
CDK9 was immunoprecipitated with anti-CDK9 antibody.
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Tat-induced CDK9 Phosphorylation during HIV-1 Transcription Takes
Place after TFIIH Is Released from Transcription Complexes--
The
above results suggest that CDK7 (TFIIH) inhibits Tat-induced CDK9
phosphorylation during HIV-1 transcription. To test this hypothesis
further, the purified PICs were preincubated with ATP for 10 min and
then walked to position U-14 by incubation with 50 µM
dATP, CTP, GTP, and UTP for 10 min at 30 °C. The elongation complexes (TECs) stalled at U-14 were walked stepwise along the DNA by
repeated incubation with different sets of three NTPs and then washed
extensively. Immunoblot analysis of the transcription complexes
indicates that CDK7 (TFIIH) associates with HIV-1 PICs and is released
from the transcription complex between +14 and +36 (Fig.
3A, top panel). CDK9, in
contrast, stays associated with the elongation complex through +36
(middle panel).

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Fig. 3.
Tat-induced CDK9 phosphorylation during HIV-1
transcription takes place after TFIIH is released from transcription
complexes. The purified PICs were incubated with ATP for 10 min at
30 °C and then washed extensively with 1× IVT buffer. PICs were
walked to position U-14 by incubation with 50 µM dATP,
CTP, GTP, and UTP for 10 min at 30 °C and then washed extensively
with 1× IVT buffer. The TECs stalled at U-14 were walked stepwise
along the DNA by repeated incubation with different sets of three NTPs
and then washed extensively with 1× IVT buffer to remove the
unincorporated NTPs. A, kinetic analyses of TFIIH and P-TEFb
during the HIV-1 transcription. Western blot analyses of HIV-1
transcription complexes stalled at different positions were performed
with anti-CDK7, anti-CDK9, and anti-Tat antibodies. Antibodies used in
the Western blot analyses are indicated on the left, and the
corresponding proteins are shown on the right. Input is
indicated as In. B, Tat induced CDK9
phosphorylation during the HIV-1 transcription after TFIIH was released
from transcription complexes. Phosphorylated proteins were labeled with
[ -32P]ATP during stepwise moves, and phosphorylated
CDK9 was immunoprecipitated with anti-CDK9 antibody.
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In light of the results obtained above, we tested to see whether CDK9
phosphorylation activity was recovered when TFIIH is released from
HIV-1 transcription complexes. To detect CDK9 phosphorylation during
transcription, the complexes were incubated with
[ -32P]ATP during the stepwise elongation steps, and
phosphorylated CDK9 was immunoprecipitated with specific antibody. The
results are shown in Fig. 3B. CDK9 phosphorylation was
uniquely observed after the elongation complexes moved from nucleotide
+14 to +36 in the presence of Tat (lane 6). Thus, at the
same time that TFIIH was shown to exit from the transcription complex,
phosphorylation of CDK9 was observed. Western blot analysis of CDK9 in
the PIC and elongation complexes supports the above result. Tat-induced CDK9 phosphorylation resulted in a retarded migration of the CDK9 protein in the SDS gel (Fig. 3A, lane 6), consistent with
phosphorylation of CDK9. These results suggest that TFIIH inhibits CDK9
phosphorylation during HIV-1 transcription.
To distinguish whether the observed increase in CDK9 phosphorylation
(Fig. 3B, lane 6) was due to release of a phosphatase, the
phosphatase inhibitor okadaic acid was added during the stepwise moves
of transcription complexes. Similar to the results presented in Fig.
3B that CDK9 phosphorylation was observed at position +36 in
the presence of Tat (lane 6), the addition of okadaic acid did not affect the level of CDK9 phosphorylation (data not shown).
Purified TFIIH Inhibits CDK9 Autophosphorylation in in Vitro Kinase
Assay--
To determine whether TFIIH directly inhibits CDK9
autophosphorylation, in vitro kinase assays were performed
with purified TFIIH (68) and P-TEFb (18). The kinase reactions were
performed by incubating 50 ng of P-TEFb, 10 µM ATP, and
20 µCi of [ -32P]ATP in the absence or presence of
purified Tat and TFIIH. CDK9 was then immunoprecipitated with anti-CDK9
antibody and fractionated by electrophoresis on 4-20%
SDS-polyacrylamide gels. The results of the experiment demonstrated
that purified TFIIH inhibited CDK9 autophosphorylation (Fig.
4A, compare lanes 5 and 6 with 1 and 2). As a control,
P-TEFb was incubated with the purified multisubunit basal transcription
factor TFIID. In contrast to the results obtained with TFIIH, TFIID did
not inhibit P-TEFb phosphorylation (Fig. 4A, lanes 3 and
4).

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Fig. 4.
TFIIH inhibits CDK9 autophosphorylation in
in vitro kinase assay. A, purified
TFIIH inhibited CDK9 autophosphorylation. CDK9 autophosphorylation
assay was performed by mixing 50 ng of P-TEFb, 10 µM ATP,
and 20 µCi of [ -32P]ATP in the absence (odd
lanes) or presence (even lanes) of Tat and incubating
for 60 min at 23 °C. The total reaction volume was 20 µl, and the
final conditions were 50 mM Tris-HCl (pH 7.5), 5 mM DTT, 5 mM MnCl2, 4 mM MgCl2, and 10 µM
ZnSO4. TFIIH or TFIID was added as indicated. To eliminate
the possibility that the decrease in 32P-labeled CDK9
resulted from phosphatase contamination, TFIIH was added after kinase
assays were finished, and a further incubation was performed
(lanes 7 and 8, circled +). To
inhibit any further kinase activity during the further incubation, 5 mM EDTA was added to the reaction mixture. Phosphorylated
CDK9 was then immunoprecipitated with ant-CDK9 antibody and
fractionated by electrophoresis on 4-20% SDS-polyacrylamide gels.
B, a kinetic analysis of CDK9 autophosphorylation in the
absence or presence of Tat.
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To eliminate the possibility that the decrease in
32P-labeled CDK9 (Fig. 4A, lanes 1 and
2) resulted from phosphatase contamination, TFIIH was added
after the kinase assay was completed and a further incubation was
performed. To inhibit any further kinase activity during the further
incubation, 5 mM EDTA was added to the reaction mixture. No
decrease in the level of CDK9 phosphorylation was observed (Fig.
4A, lanes 7 and 8). These results suggest that the decrease in 32P-labeled CDK9 (lanes 1 and
2) was not the result of phosphatase activity, but rather
that TFIIH inhibits CDK9 autophosphorylation in the in vitro
kinase assays.
It is also obvious that there is a fundamental difference in the
ability of Tat to stimulate CDK9 phosphorylation in a "soluble" assay and in HIV-1 transcription complexes (compare Fig. 4A
with Figs. 2B and 3B). In a soluble assay
containing Tat and CDK9, Tat does not increase the level of CDK9
phosphorylation (Fig. 4A, lanes 5 and 6). This
result is true whether the CDK9 kinase assay was performed as an end
point assay (Fig. 4A) or as a kinetic analysis in which the
activity of CDK9 autophosphorylation was assayed at various times
during the reactions (Fig. 4B). These results are consistent
with the recent report of Garber et al. (40) who also found
no stimulation of CDK9 autophosphorylation by the HIV-1 Tat protein
using a soluble kinase assay with purified P-TEFb and Tat. In contrast,
Tat does appear to stimulate CDK9 phosphorylation when the two factors
are part of the transcription complexes (Figs. 2B and
3B). Although we cannot rule out the possibility that there
is not a distinct kinase responsible for CDK9 phosphorylation in the
transcription complexes, the fact that both the transcription complexes
and soluble complex are inhibited by TFIIH argues that this is not the
case. In addition, both kinase activities are sensitive to low
concentrations of
5,6-dichloro-1- -D-ribofuranosylbenzimidazole (data not shown). Given the ability of Tat to modify P-TEFb kinase activity on the CTD, it will be of interest to map the phosphorylation sites on CDK9 in the transcription complexes and compare this to the
phosphorylation sites mapped in soluble CDK9 kinase assays (40,
72).
XPB Is Responsible for the TFIIH Inhibition of CDK9
Phosphorylation--
To identify which subunit of TFIIH is responsible
for the inhibition of CDK9 phosphorylation, equal protein amounts of
several recombinant subcomplexes of TFIIH were added to the CDK9
autophosphorylation assays. The result shown in Fig.
5 demonstrated that rCAK (CDK7-cyclin H-MAT1), rIIH3 (p34, p44 and p62), and rIIH4 (p34, p44, p52, and p62)
did not inhibit CDK9 autophosphorylation (lanes
1-4). In contrast, rIIH5 (core TFIIH), rIIH6 (core TFIIH
plus XPD), rIIH9 (holo-TFIIH), and IIH (purified TFIIH) inhibited CDK9
autophosphorylation (lanes 5-8). Because rIIH5 contains XPB
(xeroderma pigmentosum complementation group B), but rIIH4 does not,
these results suggest that XPB is responsible for the TFIIH inhibition
of CDK9 phosphorylation. Consistent with this interpretation, XPB is
present in each complex that inhibits CDK9 autophosphorylation. It will
be of interest to map the domain of XPB that is responsible for
inhibiting P-TEFb kinase activity. These studies will require
incorporation of XPB mutants into the rIIH5 complex because the XPB
subunit is not stable alone.

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[in a new window]
|
Fig. 5.
XPB is responsible for the TFIIH inhibition
of CDK9 autophosphorylation. CDK9 autophosphorylation assays were
performed by mixing 50 ng of P-TEFb, 10 µM ATP, and 20 µCi of [ -32P]ATP and incubating for 60 min at
23 °C. The total reaction volume was 20 µl and the final
conditions were 50 mM Tris-HCl (pH 7.5), 5 mM
DTT, 5 mM MnCl2, 4 mM
MgCl2, and 10 µM ZnSO4. The
purified TFIIH (indicated as IIH) and the recombinant
subcomplexes of TFIIH were added into assays as indicated.
Phosphorylated CDK9 was then immunoprecipitated with anti-CDK9 antibody
and fractionated by electrophoresis on 4-20% SDS-polyacrylamide
gels.
|
|
Inhibition of CDK9 Autophosphorylation by TFIIH Decreases the Level
of CTD Phosphorylation at Serine 2--
Another substrate for the CDK9
kinase is the RNAP II CTD. It was of interest, therefore, to determine
whether TFIIH inhibits phosphorylation of this substrate. CTD kinase
assays were performed with purified TFIIH and P-TEFb. To detect the CTD
kinase activity of CDK9 specifically, the CTD phosphorylation was
analyzed by Western blot analysis with anti-CTD monoclonal antibodies
H5 (phosphoserine 2) and H14 (phosphoserine 5).
When the Western blot analysis was performed with anti-CTD antibody H5
(phosphoserine 2), a partial inhibition of CTD phosphorylation at
serine 2 was observed (Fig. 6A, top
panel, lanes 2 and 3). This result could indicate that
serine 2 phosphorylation catalyzed by CDK9 was more resistant to TFIIH
inhibition. Alternatively, the results might suggest that
CDK9-dependent phosphorylation of the CTD at serine 2 involves multiple steps, only some of which are sensitive to TFIIH
inhibition. Remarkably, when the P-TEFb was preincubated with ATP to
allow autophosphorylation of CDK9, TFIIH did not inhibit CTD
phosphorylation at serine 2 (Fig. 6A, top panel, lanes 5 and
6).

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|
Fig. 6.
Inhibition of CDK9 autophosphorylation by
TFIIH decreases CTD phosphorylation at serine 2. A,
Western blot analyses of CTD phosphorylation with anti-CTD monoclonal
antibodies H5 (phosphoserine 2) and H14 (phosphoserine 5). CTD kinase
assays were performed by mixing 100 ng of GST-CTD, 50 ng of P-TEFb, 200 µM ATP in the absence or presence of TFIIH and incubating
for 60 min at 23 °C. The total reaction volume was 20 µl, and the
final conditions were 50 mM Tris-HCl (pH 7.5), 5 mM DTT, 5 mM MnCl2, 4 mM MgCl2, and 10 µM
ZnSO4. To eliminate the possibility that the decrease in
CTD phosphorylation resulted from the direct inhibition of the CTD
kinase activity of CDK9 by TFIIH, TFIIH was added, and CTD kinase
assays were performed after a preincubation of P-TEFb with ATP was done
(see * lanes 4-6). Phosphorylated GST-CTD was separated on
8% SDS-polyacrylamide gels and then transblotted onto polyvinylidene
fluoride membranes (Millipore). Western blot analyses were performed
with anti-CTD monoclonal antibodies H5 (phosphoserine 2) and H14
(phosphoserine 5). Input is indicated as In. B, a
model for CDK9 autophosphorylation and its CTD kinase activity.
|
|
When the Western blot analysis was performed with anti-CTD antibody H14
(phosphoserine 5), two conclusions could be reached. First, TFIIH
specifically phosphorylates the CTD at serine 5 (Fig. 6A, bottom
panel, lanes 1 and 4). Second, P-TEFb does not
phosphorylate serine 5 of CTD (lanes 2 and 5);
furthermore, P-TEFb has no inhibitory effect on CTD kinase activity of
TFIIH (Fig. 6A, lanes 1, 3, 4, and 6).
Our results are consistent with a model in which the CTD kinase
activity of CDK9 is dependent upon "activation" of CDK9 through an
autophosphorylation step (Fig. 6B). We interpret these
results to indicate that TFIIH inhibits the CDK9 autophosphorylation
but does not directly inhibit CTD phosphorylation catalyzed by
activated CDK9. Given that CDK9 kinase activity appears to be
differentially regulated in soluble complexes compared with
transcription complexes, this model will require verification with RNAP
II contained in a functional elongation complex. Although we have shown
previously (63) that the CTD substrate specificities of CDK7 and CDK9
are identical in soluble and transcription complexes, the requirement for CDK9 autophosphorylation to activate CTD kinase activity in the
transcription complex awaits further investigation.
 |
DISCUSSION |
Several lines of investigation support the conclusion that P-TEFb
plays a key role in Tat transactivation. First, depletion of P-TEFb
from nuclear extracts blocks Tat transactivation (17, 19, 21). Second,
dominant-negative mutants of CDK9 or CDK9 kinase inhibitors inhibit Tat
transactivation (14, 17, 22, 26). Finally, the species-specific
restriction of HIV-1 Tat transactivation has been closely linked to the
CycT1 subunit of P-TEFb (27-32). More recent studies (40, 41) have
demonstrated that autophosphorylation of the CDK9 subunit of P-TEFb
increases the binding of Tat·P-TEFb to the TAR RNA structure, a step
that is critical for Tat transactivation. The results presented in this
study indicate that TFIIH regulates CDK9 phosphorylation. TFIIH
apparently inhibits CDK9 phosphorylation until it is released from the
transcription complex between +14 and +36. Once TFIIH is released, CDK9
phosphorylation occurs, allowing the P-TEFb and Tat to bind to the
newly synthesized TAR RNA structure and facilitate transcription
elongation. The orchestrated release of TFIIH and induction of
Tat·P-TEFb binding to the TAR RNA structure almost certainly
contributes to the efficiency of HIV-1 transcription in infected cells.
Several reports (64, 73-75) have suggested that CDK9 is present, but
inactive, in HIV-1 preinitiation complexes. Our data provide evidence
that the inactive state of CDK9 in the HIV-1 PICs may be due to the
presence of TFIIH.
In a very elegant analysis of the fate of transcription factors during
the transition from initiation to elongation, Zawel et al.
(76) have demonstrated that TFIID remains promoter-bound, whereas
TFIIB, TFIIE, TFIIF, and TFIIH are released rapidly. TFIIH release
occurs after the complex reaches +30 to +50. Interestingly, Hahn and
co-workers (77) have recently reported that TFIIH is not released from
transcription complexes in the presence of the mediator complex.
Consistent with the report from Ping and Rana (64), our analyses of
HIV-1 transcription complexes indicate that TFIIH is associated with
HIV-1 preinitiation complex but is released from elongation complexes
during HIV-1 transcription. The release of TFIIH would be accompanied
by CDK9 autophosphorylation, allowing TAR RNA binding (40, 41), posing
the complex for the transition from nonprocessive to processive
transcription elongation.
It is interesting to speculate that the functional interaction between
TFIIH and P-TEFb plays an important role in an efficient transition
from initiation and promoter clearance to elongation. TFIIH is a
multifunctional transcription factor that plays a critical role not
only in transcription initiation, where it catalyzes an
ATP-dependent formation of the open complex, but also in
promoter escape, where it suppresses arrest of early RNA elongation
intermediates (78, 79). The results presented here suggest the CDK9
phosphorylation is required for the RNAP II CTD phosphorylation. By
inhibiting CDK9 phosphorylation, TFIIH may ensure that the transition
from initiation to elongation proceeds in an efficient and programmed manner. Once TFIIH is released from the transcription complex, CDK9
phosphorylation enables P-TEFb to increase transcription elongation
through phosphorylation of the RNAP II CTD.
Our previous results (63) demonstrate that the RNAP II containing an
unphosphorylated CTD is recruited into the HIV-1 PIC and phosphorylated
by P-TEFb and TFIIH during HIV-1 transcription. Moreover, Tat modifies
the CTD kinase activity of CDK9 during HIV-1 transcription. The results
presented in this study indicate that TFIIH regulates CDK9
phosphorylation. By inhibiting CDK9 phosphorylation, TFIIH may ensure
that the transition from initiation to elongation proceeds in an
efficient programmed manner. It is interesting that Dahmus and
co-workers (80, 81) have recently reported that Tat regulates CTD
phosphatase activity. In view of the fact that each cycle of
transcription appears to be associated with the reversible
phosphorylation of RNAP II CTD (5, 82), the dephosphorylation of RNAP
II by CTD phosphatase (80, 81, 83-90) may play an important role in
Tat transactivation.
The potential involvement of protein phosphatases in changes in P-TEFb
phosphorylation has been addressed by two experiments. First, the
phosphatase inhibitor okadaic acid was shown not to affect the level of
CDK9 phosphorylation. Because some protein phosphatases are resistant
to okadaic acid, this result does not rule out the possibility that
specific classes of phosphatases are involved in the regulation of
CDK-9 phosphorylation. Second, the experiment to look at release of
32P from labeled CDK9 was carried out in the presence of 5 mM EDTA. EDTA was included to inhibit subsequent kinase
activity, but it would also inhibit the activity of divalent metal ion
requiring kinases. Although it is unlikely that CTD phosphatase FCP1
would remove phosphate from CDK9, it is known to be present in early elongation complexes and is an example of a phosphatase resistant to
okadaic acid and dependent upon divalent cations.
It has been reported that the interplay between the
CDK7·cyclin H subunits of TFIIH and other
cyclin-dependent kinase complexes, specifically
CDK8·cyclin C and cdc2/cyclin B, CDK8·cyclin C, was reported to
repress both the ability of TFIIH to activate transcription and its CTD
kinase activity by phosphorylating cyclin H (91). The mitotic
cdc2·cyclin B was also shown to inhibit TFIIH transcriptional activity and TFIIH-associated CDK7 kinase activity by phosphorylating p62 and p36, two additional subunits of TFIIH (92). The results presented here indicate that TFIIH represses CDK9 kinase activity by
inhibiting CDK9 phosphorylation during HIV-1 transcription. Thus, it
will be of interest to investigate the interplay between cyclin-dependent kinase complexes in transcription regulation.
TFIIH is a multisubunit complex involved in two major DNA metabolism
pathways, transcription and nucleotide excision repair (93). TFIIH is
composed of the following 9 polypeptides: p34, p44, p52, p62, CDK7,
cyclin H, MAT1, ERCC2/XPD, and ERCC3/XPB (44, 45). CDK7 is the
catalytic subunit of the TFIIH kinase activity that phosphorylates the
RNAP II CTD (46-51, 57, 58). p44 and p34 contain zinc finger domains
and have been reported to possess DNA binding activity (94). The
functions of the p52 and p62 subunits of TFIIH remain to be established
(95, 96). XPB and XPD exhibit DNA-dependent ATPase
activities and are 3'-5' and 5'-3' DNA helicases, respectively
(97-102). The results presented in this study indicate that XPB is
responsible for the TFIIH inhibition of CDK9 autophosphorylation. It
seems unlikely that the inhibition is due to ATP binding or ATP
hydrolysis by XPB. First, the ATP concentration for the helicase
activity is much higher than that for the kinase activity. The
half-maximal activity of XPB needs 150-200 µM ATP (98),
but the ATP concentration in our assays is less than 15 µM. Second, the ATPase activity of XPB is
DNA-dependent (98). No DNA is added into our reactions.
Moreover, the addition of DNase has no effect on the inhibition of
kinase activity. Third, XPB does not repress the CTD kinase activity of
CDK7 associated with TFIIH (57).
It is interesting to note that CDK9 kinase activity appears to be
differentially regulated in a soluble complex compared with the
transcription complexes. Garber et al. (40) has reported that CDK9 is phosphorylated primarily at serine and threonine residues.
Phosphotryptic peptide mapping revealed three potential sites of
phosphorylation mapping to amino acids serine 347, serine 353, and
threonine 354, located within the carboxyl terminus of CDK9. The
results from Garber et al. (40) and our present data suggest
that Tat does not affect the level of CDK9 autophosphorylation in a
soluble assay. In contrast, Tat does appear to positively regulate CDK9
kinase activity in the HIV-1 transcription complexes. A significant
increase in CDK9 phosphorylation was observed in the transcription
complexes in the presence of Tat. Given the ability of Tat to modify
the substrate specificity of CDK9 on the RNAP II CTD, it will be of
interest to identify the Tat-induced CDK9 phosphorylation site(s).
Along these lines, it is of interest to note that Kim and Sharp (72)
have recently reported an autophosphorylation site on CDK9 at threonine
186 in the T-loop of the kinase.
Several substrates have now been identified for CDK9, including CDK9
itself (15, 40, 41), the RNAP II CTD (12, 15, 40, 63, 72, 75), and more
recently the SPT5 subunit of 5,6-dichloro-1- -D-ribofuranosylbenzimidazole
sensitivity-inducing factor (40, 72, 75). Phosphorylation of the RNAP
II CTD plays a critical role in transcription elongation. CDK9
phosphorylation appears to regulate two important functions of CDK9.
The recent reports (40, 41) have shown that CDK9 autophosphorylation increases TAR RNA binding. The results presented in this study suggest
that CDK9 autophosphorylation activates the CTD kinase function of
CDK9. Our previous result (63) and the results presented here
demonstrate that CDK9 phosphorylates the full-length CTD at serine 2. It has recently been reported that CDK9 phosphorylates serine 5 in a
CTD peptide (three repeats) kinase assay (103). Preliminary results
suggest that the apparent contradiction between these results may be
due to the difference of substrates. Considering the recent reports
(40, 72, 75), it will be of interest to determine whether TFIIH
inhibits P-TEFb phosphorylation of the SPT5 subunit of
5,6-dichloro-1- -D-ribofuranosylbenzimidazole sensitivity-inducing factor which inhibits promoter proximal elongation by RNAP II (104, 105). These analyses will provide important insight
into Tat transactivation and the programmed regulation of HIV-1 transcription.
 |
FOOTNOTES |
*
This work was supported in part by the Intramural AIDS
Targeted Antiviral Program from the Office of the Director, National Institutes of Health (to J. N. B.).The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement" in accordance with 18 U.S.C. Section
1734 solely to indicate this fact.
§§
To whom correspondence may be addressed. Tel.: 301-496-0986; Fax:
301-496-4951; E-mail: bradyj@exchange.nih.gov.
Published, JBC Papers in Press, September 25, 2001, DOI 10.1074/jbc.M107466200
 |
ABBREVIATIONS |
The abbreviations used are:
HIV-1, human
immunodeficiency virus, type 1;
TAR, transactivation response;
CTD, carboxyl-terminal domain;
RNAP, RNA polymerase;
P-TEFb, positive
transcription elongation factor b;
CycT1, cyclin T1;
CAK, CDK-activating kinase;
DTT, dithiothreitol;
PIC, preinitiation complex(es);
LTR, long terminal repeat;
IVT, in vitro
transcription;
GST, glutathione S-transferase;
CDK, cyclin-dependent kinase;
XPB, xeroderma pigmentosum
complementation group B;
TEC, transcriptional elongation complex.
 |
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