Mechanisms of p75-mediated Death of Hippocampal Neurons
ROLE OF CASPASES*
Carol M.
Troy
,
Jonathan E.
Friedman§, and
Wilma J.
Friedman
¶
From the
Department of Pathology, Taub Institute for
the Study of Alzheimer's Disease and the Aging Brain, and the Center
for Neurobiology and Behavior, Columbia University College of
Physicians and Surgeons, New York, New York 10032 and
§ D-Pharm Ltd., Kiryat Weizmann Science Park Building 16, Rehovot 76123, Israel
Received for publication, May 24, 2002, and in revised form, July 2, 2002
 |
ABSTRACT |
Neurotrophins support neuronal survival and
differentiation via Trk receptors, yet can also induce cell death via
the p75 receptor. In these studies, we investigated signaling
mechanisms governing p75-mediated death of hippocampal neurons,
specifically the role of caspases. Although p75 is structurally a
member of the Fas/TNFR1 receptor family, caspase-8 was not required for p75-mediated death, unlike other members of this receptor family. In
contrast, p75-mediated neuronal death was associated with mitochondrial loss of cytochrome c and required Apaf-1 and caspase-9, -6, and -3. In particular, caspase-6 plays a central role in mediating neurotrophin-induced death, illuminating a novel role for this caspase. Inhibition of DIABLO/Smac, which blocks inhibitor of apoptosis proteins, protected cells from death, whereas
simultaneous inhibition of both DIABLO/Smac and MIAP3 allowed
trophin-induced death to proceed. In vivo,
pilocarpine-induced seizures, previously shown to up-regulate p75
expression and increase neurotrophin production, caused activation of
caspase-6 and -3 and cleavage of poly(ADP-ribose) polymerase
in p75-expressing hippocampal neurons. In p75
/
mice, no
activated caspase-3 was detected, and there was a marked reduction in
the number of dying neurons after pilocarpine treatment compared with
wild type mice. Neurotrophin-induced p75-mediated death is likely to
play an important role in mediating neuronal loss consequent to brain injury.
 |
INTRODUCTION |
The signaling pathways regulating neuronal death in development
and after brain injury have been widely studied but are not fully
elucidated. The neurotrophins nerve growth factor
(NGF),1 brain-derived
neurotrophin factor (BDNF), neurotrophin-3, and neurotrophin-4 clearly
play a role in determining developmental survival of neurons but also
can cause neuronal death, depending on the receptors that are
activated. Neurotrophin effects on survival and differentiation are
mediated by activation of Trk receptors (1, 2), whereas effects on cell
death are mediated by activation of the p75 receptor in the absence of
Trk signaling (3-5). The pathways by which neurotrophins signal cell
survival have been studied extensively, whereas little is known
concerning the mechanisms by which neurotrophins signal neuronal death.
It is increasingly apparent that neurotrophins play important roles in
signaling neuronal death during development and after brain injury.
We have previously demonstrated that all neurotrophins can elicit death
of hippocampal neurons that express p75 in the absence of the cognate
Trk receptor (6). In this study, we have analyzed the mechanisms
governing p75-mediated death of hippocampal neurons, specifically the
role of caspases, a family of cysteine-dependent aspartate-specific proteases that are critical mediators of apoptosis. Caspases are synthesized as zymogens and can be activated by cleavage, by oligomerization, or by interacting with an adapter molecule to form
an apoptosome (7, 8). Two different pathways of caspase activation
leading to cell death have been identified, an intrinsic and an
extrinsic pathway (9). The intrinsic death pathway involves
mitochondrial release of cytochrome c, which interacts with
Apaf-1, an adapter protein, to form an apoptosome that activates
caspase-9 (10). Activated caspase-9 can then cleave and activate
downstream effector caspases. This apoptotic pathway can be regulated
at a variety of checkpoints. Activation of caspase-9 by cytochrome
c/Apaf-1 can be prevented by cytosolic inhibitor of
apoptosis proteins (IAPs). IAPs can themselves be inhibited by a
recently identified protein released from the mitochondria, Smac (11),
also called DIABLO (12). Thus, IAPs have antiapoptotic activity,
whereas Smac/DIABLO facilitates apoptosis by inhibiting the IAPs.
The extrinsic pathway involves activation of death receptors, such as
Fas, and recruitment of caspase-8 via interaction of adapter proteins
with the receptor's death domain (9). Caspase-8 then activates
effector caspases, such as caspase-3, -6, and -7. Caspase-8 can also
activate the intrinsic pathway by cleavage of BID, which induces
mitochondrial release of cytochrome c (13). Due to
characteristic structural features, including the presence of a
cytoplasmic death domain, p75 has been classified as a member of the
Fas receptor family (14).
In these studies, we have investigated the role of specific caspases in
p75-mediated death of hippocampal neurons in vitro and
in vivo. By defining the caspase cascade activated in
p75-mediated death, we will gain more insight into the mechanism of p75
signaling and how it compares with other tumor necrosis factor (TNF)
receptor family members and gain a broader understanding of
neurotrophin actions in the brain.
 |
MATERIALS AND METHODS |
Neuronal Cultures--
Neuronal cultures were prepared as
described previously (6, 15). Hippocampi were dissected from embryonic
day 18 rat fetuses, dissociated by trituration in serum-free medium,
plated on poly-D-lysine (0.1 mg/ml)-coated tissue culture
wells or plastic Lab-Tek slide wells, and maintained in a serum-free
environment. Medium consisted of a 1:1 mixture of Eagle's minimal
essential medium and Ham's F-12 (Invitrogen) supplemented with
glucose (6 mg/ml), putrescine (60 µM), progesterone (20 nM), transferrin (100 µg/ml), selenium (30 nM), penicillin (0.5 units/ml), and streptomycin (0.5 µg/ml) (Sigma). In all experiments, neurons were cultured for 4-5
days before treatment. Cultures contained <2% glial cells, confirmed
by staining for glial markers. The absence of glia is critical, since
astrocytes in culture produce high levels of NGF.
Neuronal Survival Assay--
Survival of cultured hippocampal
neurons was assayed by a method we adapted (6, 15, 16), which has been
used routinely to assess PC12 cell viability (17). After removal of the
medium, cultured cells were lysed, and intact nuclei were counted using a hemacytometer. Nuclei of dead cells either disintegrate, or, if in
the process of dying, appear pyknotic and irregularly shaped. In
contrast, nuclei of healthy cells are phase-bright and have clearly
defined limiting membranes. Cell counts were performed in triplicate
wells. Statistical significance was determined by analysis of variance
with Bonferroni's post hoc analysis.
Penetratin-linked Antisense Oligonucleotides--
Antisense
oligonucleotides were synthesized with a thiol linker at the 5'
terminus and purified by high pressure liquid chromatography. Oligonucleotides were resuspended in deionized water, treated with an
equimolar mixture of tris(2-carboxyethyl)-phosphine hydrochloride buffer. An equimolar ratio of penetratin 1 (Oncor) was added, and the
mixture was incubated at 37 °C for 1 h. The yield of the reaction was estimated by SDS-PAGE followed by Coomassie staining for
the penetratin peptide.
Western Blot Analysis--
For antisense down-regulation
studies, hippocampal cultures were treated with various antisense
constructs for 5 h and harvested in sample buffer. Equal amounts
of protein were separated by 15% PAGE, transferred to nitrocellulose,
and immunostained as described (18). To ensure that there was no
cross-reactivity of each antisense with other nontargeted caspase
family members, the effect of each antisense construct (240 nM) on the other caspase family members was determined.
Anti-caspase-1 was used at 1:1000 (Upstate Biotechnology, Inc., Lake
Placid, NY), anti-caspase-2 (19) at 1:330, anti-caspase-3 (Upstate
Biotechnology) at 1:500, anti-caspase-6 (BD PharMingen) at 1:1000,
anti-caspase-7 (R & D Systems) at 1:1000, anti-caspase-8 (Oncogene)
at 1:500, and anti-caspase-9 (Medical and Biological Laboratories, Co.,
Ltd.) at 1:1000.
For analysis of caspase activation, cells were lysed in a buffer
consisting of Tris-buffered saline with 1% Nonidet P-40, 1 mM phenylmethylsulfonyl fluoride, 10 µg/ml aprotinin, 1 µg/ml leupeptin, and 0.5 mM sodium vanadate. Total
protein was quantified by the Bradford assay (Bio-Rad). Equal amounts
of protein were run on a 15% polyacrylamide gel and transferred
electrophoretically to nitrocellulose membrane. The membranes were
stained with Ponceau S to control for equal loading and transfer of
samples. The filters were then probed with anti-caspase-6 (BD
PharMingen) or anti-cleaved caspase-3 (Cell Signaling Technology) used
at 1:1000 and visualized by enhanced chemiluminescence (Pierce). Films
were scanned into Adobe Photoshop.
Pilocarpine-induced Seizures--
Male Wistar rats (250-275 g)
were pretreated for 0.5 h with methyl-scopolamine (1 mg/kg,
subcutaneously; Sigma) and then treated with pilocarpine hydrochloride
(380 mg/kg, intraperitoneally; Sigma). After 1 h of status
epilepticus, rats were treated with diazepam (10 mg/kg; Teva) and
phenytoin (50 mg/kg; Sigma) to stop seizure activity. Additional
diazepam was administered as necessary to prevent further seizures.
Adult mice (24-30 g) were also pretreated for 0.5 h with
methyl-scopolomine and in addition were pretreated with phenytoin (50 mg/kg; Sigma) to prevent mortality associated with tonic seizure, and
then injected with 320 mg/kg pilocarpine and scored for generalized
clonus with loss of righting reflex. The p75
/
mice are
available on two different genetic backgrounds, the original
129/Balb/c mixed strain and those that have been backcrossed onto the C57Bl/6 background. Certain genetic mouse strains are more
resistant to neuronal loss induced by seizure activity than others,
with the C57BL/6 strain being among the most resistant (20, 21).
Therefore, p75
/
mice on the 129/Balb/c background were
used and compared with wild type 129 and Balb/c mice as controls. Five
mice of each genetic background (129, Balb/c, p75
/
)
were injected with pilocarpine. Since mice are more resistant to
neuronal loss after seizures than rats, status epilepticus was allowed
to proceed for 2 h prior to treatment with diazepam (10 mg/kg;
Teva). Additional diazepam was administered as necessary to prevent
further seizures. Control animals received all the same treatments
except they were injected with saline instead of pilocarpine. During
recovery, the animals were treated with Hartman's solution (130 mM NaCl, 4 mM KCl, 3 mM CaCl, 28 mM lactate; 1 ml/100 g) injected subcutaneously twice daily
until capable of eating and drinking freely. All animal studies were
conducted using the National Institutes of Health guidelines for the
ethical treatment of animals.
Immunocytochemistry--
Animals were anesthetized with
ketamine/xylazine and perfused transcardially with saline followed by
4% paraformaldehyde. The brains were removed and postfixed in 4%
paraformaldehyde for 2 h and cryoprotected in 30% sucrose
overnight. Sections (12 µm) were cut on a cryostat (Leica) and
mounted onto coated slides. Sections were blocked in PBS plus 5% goat
serum and permeabilized with PBS plus 0.3% Triton X-100 and then
exposed to anti-p75 (192 IgG; Chemicon; 1:500) and anti-cleaved
caspase-3, anti-cleaved caspase-6, or anti-cleaved PARP (Cell Signaling
Technology; 1:500) overnight at 4 °C in PBS plus 0.3% Triton.
Slides were then washed three times in PBS, exposed for 1 h at
room temp to secondary antibodies coupled to the Alexa 488 or 594 fluorophores (Molecular Probes, Inc., Eugene, OR), and washed again in
PBS in the presence of Hoechst 33342 (1 µg/ml; Sigma) to identify
apoptotic neurons. No immunostaining was seen in controls with omission
of the primary antibodies. Sections were coverslipped with anti-fading
medium (Biomeda) and analyzed by fluorescence microscopy (Zeiss). At least 15 sections were analyzed per animal. Cultured cells were fixed
with 4% paraformaldehyde, exposed to primary antibodies overnight at
4 °C or at room temperature for 1.5 h, washed with PBS, exposed
to the appropriate fluorescent secondary antibodies for 1 h at
room temperature, and analyzed with a Perkin-Elmer Spinning Disc
confocal imaging system mounted on a Nikon inverted microscope.
Epifluorescent (Zeiss) or confocal (Nikon) images were
captured digitally and assembled in Adobe Photoshop.
Fluoro-Jade B Labeling--
The number of dying neurons in wild
type and p75
/
mice after pilocarpine-induced seizures
was assessed by labeling with Fluoro-Jade B (22, 23) according to the
published protocol (23). Labeled neurons were counted in three fields
from each of three different sections in both the hippocampus and
cortex. Epifluorescent (Nikon) images were captured digitally and
assembled in Adobe Photoshop.
 |
RESULTS |
We have previously demonstrated that neurotrophins elicit death of
~30% of cultured hippocampal neurons, which corresponds to the
population expressing p75 without a Trk receptor (6). Since this death
pathway may play a critical role in neuronal death during development
and after injury, we investigated the mechanisms governing p75-mediated
death of hippocampal neurons. To determine whether caspases were
necessary for p75-mediated death, we examined whether inhibitors of
caspase activity could protect the neurons from neurotrophin-induced
death. Pseudosubstrate inhibitors have been widely used to block
caspase activity. Although these inhibitors have different affinities
for distinct caspases, they are not completely specific. However, at
low concentrations they provide an indication of which class of
caspases may be involved in the death pathway. The concentrations used
for each inhibitor are those that have been found to distinguish among
different families of caspases. These experiments demonstrated that
DEVD-FMK at 10 µM, a concentration that blocks
caspase-3-like caspases, partially protected the hippocampal neurons
from neurotrophin-induced death, providing about 50% protection,
whereas VEID-FMK (25 µM) and IETD-FMK (25 µM), inhibitors that block both caspase-6 and caspase-8,
among other caspases (24-26), substantially prevented neuronal death,
providing more than 80% protection (Fig.
1). In contrast, YVAD-FMK (25 µM), which blocks caspase-1-like family members, did not
protect the neurons from NGF-induced death (not shown). Since VEID-FMK
and IETD-FMK can block the activity of both caspase-6 and -8, these
inhibitors do not permit discrimination between activation of these
caspases.

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Fig. 1.
Caspases are required for
neurotrophin-induced neuronal death. Caspase inhibitors prevent
neurotrophin-induced death. Hippocampal neurons were cultured for 5 days and treated overnight with vehicle, NGF (100 ng/ml), or BDNF (100 ng/ml) in the presence or absence of pseudosubstrate inhibitors.
Neuronal death is reported as a percentage of untreated controls and
presented as the mean ± S.E. The peptides IETD-FMK (25 µM) and VEID-FMK (25 µM) completely
prevented neuronal loss, whereas DEVD-FMK (10 µM) gave
partial protection. Each data point represents triplicate samples from
four independent experiments (n = 12). *, significantly
different from control, p < 0.001.
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|
Distinct caspases are activated by different death-inducing stimuli
(27, 28). To identify the specific caspases necessary for p75-mediated
death, antisense oligonucleotides to individual caspases were used to
determine whether down-regulation of specific caspases could prevent
neurotrophin-induced neuronal death. The oligonucleotides were linked
to penetratin-1 as a vector to facilitate entry into cells. We have
previously demonstrated the specificity and efficacy of these
constructs (16, 18, 19). Each oligonucleotide down-regulates the
targeted caspase by 70-90%, shown for V-ACasp6 in Fig.
2b and does not down-regulate
the nontargeted caspases (Fig. 2c). The p75 receptor is
related to several known death receptors such as Fas and TNFR1. These
receptors, when bound to ligand, directly initiate a cascade of caspase
cleavages via interaction with adapter proteins. Caspase-8 is the
initiator caspase activated by Fas (29). To assess whether this pathway
mediates p75-induced death, cells were treated with antisense
oligonucleotides to caspase-8 together with overnight exposure to NGF
or BDNF. Down-regulation of caspase-8 did not prevent
neurotrophin-induced death (Fig. 2a). However,
down-regulation of caspase-6 (Fig. 2b) provided about 90%
inhibition of p75-mediated death (Fig. 2a). In addition, down-regulation of caspase-3 partially protected the neurons from NGF
and BDNF-induced death, providing about 50% protection, suggesting a
role for caspase-3 as well as caspase-6 in this death pathway. In
contrast, down-regulation of caspase-7, which protects caspase-2 null
sympathetic neurons from trophic factor deprivation-induced death (18),
had no protective effect in this paradigm. Antisense oligonucleotides
provided to the cultures in the absence of neurotrophins had no effect
on neuronal survival.

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Fig. 2.
Down-regulation of caspase-6 and -3 protects
hippocampal neurons from p75-mediated death. A,
hippocampal neurons were cultured for 5 days and then treated overnight
with NGF or BDNF and penetratin (vector)-linked antisense
oligonucleotides (240 nM) directed against specific
caspases. Down-regulation of caspase-6 (V-AC6) completely
protected, whereas down-regulation of caspase-3 (V-AC3)
partially protected, against p75-mediated neuronal death. Neuronal
death is reported as a percentage of untreated controls and presented
as the mean ± S.E. Each data point represents triplicate samples
from nine independent experiments (n = 27). *,
significantly different from control, p < 0.001. #,
significantly different from neurotrophin alone, p < 0.01. **, significantly different from neurotrophin alone,
p < 0.001. B, Western blot demonstrating
down-regulation of caspase-6 protein by the antisense oligonucleotide
(V-AC6). C, Western blots demonstrating that
antisense oligonucleotides to caspase-6 do not down-regulate other
caspases in hippocampal neurons. For B and C,
hippocampal cultures were treated for 5 h with V-ACasp6 and
harvested in sample buffer. Cell lysates containing equal amounts of
protein were subjected to Western blotting using the indicated
antisera. Actin staining confirmed equal loading (not shown).
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The use of peptide inhibitors and antisense oligonucleotides suggested
that caspase-6 and -3 were involved in mediating neurotrophin-induced death of hippocampal neurons. Both of these effector caspases require
cleavage for activation. To determine whether these caspases were
cleaved and activated in the hippocampal neurons, neurotrophin-treated or control cells were lysed and subjected to Western blot analysis for
caspase cleavage. NGF and BDNF elicited an increase in the cleaved
forms of caspase-6 and caspase-3 in the cultured hippocampal neurons
(Fig. 3). There is also an increase in
the caspase-6 zymogen after trophin treatment, suggesting increased
caspase-6 synthesis in response to the death stimulus.

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Fig. 3.
Western blots showing neurotrophin-induced
cleavage of caspase-6 and -3 in hippocampal neurons treated with NGF or
BDNF for 4 h. A, lysates were probed with an
antibody recognizing the caspase-6 zymogen and cleavage products. The
arrowheads indicate cleaved fragments seen after
neurotrophin treatment. The nonspecific band above the
middle cleaved fragment is seen in all lanes and indicates equal
loading of samples. B, lysates were probed with an antibody
that recognizes only the cleaved fragment of caspase-3.
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|
Down-regulation of caspase-8 with antisense oligonucleotides did not
prevent neurotrophin-induced death of hippocampal neurons, suggesting
involvement of a pathway distinct from that of Fas-mediated death. An
alternative signaling pathway leading to activation of caspase-3 and -6 involves the mitochondrial release of cytochrome c, which
interacts with Apaf-1 to activate caspase-9. Caspase-9 then activates
downstream effector caspases including caspase-3 and -6 (30, 31). To
determine whether this pathway mediated p75-activated neuronal death,
cultured hippocampal neurons were treated overnight with NGF or BDNF in
the presence of antisense oligonucleotides to Apaf-1 or caspase-9.
Down-regulation of either Apaf-1 or caspase-9 prevented
neurotrophin-induced neuronal loss (Fig.
4), providing more than 80% protection
from death.

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Fig. 4.
Down-regulation of proteins with
vector-linked antisense oligonucleotides elucidates a pathway for
p75-mediated neuronal death. Down-regulation of caspase-9
(V-AC9), Apaf-1 (V-AAPAF), or Smac/DIABLO
(V-ADIABLO) protects neurons from NGF- or BDNF-induced
death. Down-regulation of MIAP-3 (V-AMIAP-3) together with Smac/DIABLO
restores neurotrophin-induced death. Neuronal death is reported as a
percentage of untreated controls and is presented as the mean ± S.E. Each data point represents triplicate samples from four
independent experiments (n = 12). *, significantly
different from control, p < 0.001.
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|
The activity of caspase-9 and -3 can be inhibited by IAPs, which
thereby suppress apoptosis. The inhibitory activity of IAPs is opposed
by a protein released from the mitochondria, Smac/DIABLO, which
therefore promotes apoptosis by disinhibiting caspases. Down-regulation
of Smac/DIABLO may thus permit the IAPs to block activity of caspase-9
and -3 and protect the neurons from neurotrophin-induced death. To test
this possibility, hippocampal neurons were treated with an antisense
oligonucleotide to Smac/DIABLO and exposed to NGF or BDNF overnight.
The antisense oligonucleotide to Smac/DIABLO prevented
neurotrophin-induced neuronal loss by more than 80% (Fig. 4).
Simultaneous down-regulation of Smac/DIABLO and MIAP-3, the rodent
homologue of XIAP that blocks caspase-9, -3, and -7, restored the
ability of NGF and BDNF to induce neuronal death (Fig. 4), whereas
down-regulation of MIAP-3 alone had no effect.
The hippocampal cultures contain a heterogenous group of neurons, of
which 30-40% express p75 in the absence of a Trk receptor (6). To
determine whether the neurons showing activation of caspase-3 in
response to neurotrophin treatment were those expressing p75, we used
the antibody to activated caspase-3 together with anti-p75 for double
label immunofluorescence. This caspase-3 antibody, used for Western
blot analysis in Fig. 3, recognizes only the cleaved p18 fragment and
not the p32 zymogen and can therefore be used for immunostaining to
detect activation of caspase-3 in situ. Cultured hippocampal
neurons were treated with NGF or BDNF for 5 h and then fixed and
double-labeled for p75 and activated caspase-3. Analysis by confocal
microscopy demonstrated an induction of activated caspase-3 in
p75+ neurons after NGF or BDNF treatment (Fig.
5). Nearly 40% of the neurons showed
activated caspase-3 after neurotrophin treatment, which corresponds to
the percentage of p75+ neurons that lack a Trk receptor and
die in response to neurotrophins, as we have previously shown (6). The
labeling for activated caspase-3 was prevented by treatment with
antisense oligonucleotides to caspase-6 but not by a control
(scrambled) oligonucleotide (Fig. 5f), indicating the
requirement for caspase-6 in the activation of caspase-3 in this
apoptotic pathway.

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Fig. 5.
NGF and BDNF induce immunostaining for
activated caspase-3 in cultured hippocampal neurons. Cells were
cultured for 5 days and then treated for 5 h with vehicle
(a), NGF (b), or BDNF (d). The
presence of the caspase-6 antisense oligonucleotide largely prevented
activation of caspase-3 by NGF (c) or BDNF (e).
Cells were fixed and labeled with antibodies to p75 (red)
and activated caspase-3 (green). Size
bar, 100 µm; magnification is the same for
a-e. f, quantitation of neurons with activated
caspase-3 immunostaining after treatment. 100 cells from six different
fields in two wells were counted from each treatment group, and
the numbers with activated caspase-3 are shown in the graph.
V-AC6, vector-linked-anti-caspase-6 oligonucleotide;
V-SC6, vector-linked scrambled caspase-6
oligonucleotide.
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The protective effects of the caspase-9 and Apaf-1 antisense
oligonucleotides demonstrated that the activation of the intrinsic caspase pathway mediated neurotrophin-induced death of hippocampal neurons. To confirm the role of the mitochondrial pathway, hippocampal neurons were treated with NGF for 5 h and double-labeled with antibodies to cytochrome c and activated caspase-3. In
untreated neurons, punctate labeling for cytochrome c was
detected throughout the cells, consistent with mitochondrial labeling,
and no immunostaining for activated caspase-3 was detected (Fig.
6a). When cytochrome c is released from the mitochondria, the protein is
diffusely distributed in the cell and undetectable by immunostaining
(32). After NGF treatment, all the neurons with activated caspase-3 immunostaining no longer showed the punctate cytochrome c
labeling, whereas neurons that still showed punctate cytochrome
c labeling did not have activated caspase-3 labeling (Fig.
6b), showing that loss of mitochondrial cytochrome
c was associated with activation of caspase-3.

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Fig. 6.
NGF elicits activated caspase-3 labeling in
cells with loss of mitochondrial cytochrome c.
Cells were cultured for 5 days and then treated for 5 h with
vehicle (a) or NGF (b). Cells were labeled with
antibodies to cytochrome c (red) and activated
caspase-3 (green). Size bar, 100 µm;
magnification is the same for all panels.
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To determine whether caspases are involved in p75-mediated death of
hippocampal neurons in vivo, rats were treated with
pilocarpine to induce seizures leading to neuronal degeneration (33). A previous study demonstrated expression of p75 on apoptotic neurons in
this paradigm (34). To assess whether caspases were activated in the
p75+ apoptotic neurons, rats were analyzed by double label
immunofluorescence for p75 and cleaved caspase-3 or cleaved caspase-6 1 day after pilocarpine-induced seizures. Sections through the
hippocampus demonstrated that both caspase-6 and caspase-3 were
activated in p75+ neurons (Fig.
7). No labeling for either p75 or
activated caspase-3 or -6 was detected in the hippocampal neurons of
control rats (shown for caspase-3). Additional sections demonstrated
staining for cleaved PARP, a substrate for caspase-3, in
p75+ hippocampal neurons (not shown), indicating that this
pathway of neuronal death is activated in p75+ neurons
in vivo as well as in culture. To confirm that expression of
p75 was necessary for pilocarpine to induce caspase-3 activation in
hippocampal neurons, p75
/
mice were compared with wild
type mice. Since the C57Bl/6 strain of mice are extremely resistant to
neuronal death induced by seizures (20), we used the original
p75
/
mice produced on a mixed 129/Balb/c background and
compared the knockout mice with both 129 and Balb/c wild type mice. All
animals displayed generalized clonus with loss of righting reflex in
response to pilocarpine. In mice, seizures were allowed to proceed for 2 h from the onset of clonus before diazepam was administered. In
wild type mice of both strains, p75 expression was detected on
scattered hippocampal neurons by 2 h after pilocarpine treatment; however, no activated caspase-3 was detected yet at this early time
point (not shown). By 1 day after seizure, as in the rats, pilocarpine
treatment induced caspase-3 activation and apoptosis in
p75+ hippocampal neurons in both wild type strains (shown
for the 129 mice; Fig. 8, a
and b); however, no labeling for activated caspase-3 was
detected in the p75
/
animals (Fig. 8c),
confirming the role for p75 in caspase-3 activation by seizure activity
in vivo. The cells double-labeled for p75 and activated
caspase-3 show a membranous rim of p75 staining surrounding the
cytoplasm (Fig. 8b). It is clear that in the cells positive
for p75 and activated caspase-3, there is condensation of the nuclear
chromatin as shown by the Hoechst staining (Fig. 8b),
confirming that these neurons are dying.

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Fig. 7.
Pilocarpine-induced seizures elicit
activation of caspase-6 and caspase-3 in p75+ hippocampal
neurons in vivo. Shown are sections through the
hippocampus of adult rats 1 day after treatment with saline
(a and b) or pilocarpine (c,
d, e, and f) double-labeled with
anti-p75 (a, c, and e), anti-activated
caspase-3 (b and d), or anti-activated caspase-6
(f). Size bar, 100 µm; magnification
is the same for all panels. The arrows
indicate double-labeled cells.
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Fig. 8.
p75 is required for activation of caspase-3
by pilocarpine-induced seizures. A, double label
immunostaining for p75 and cleaved caspase-3 of wild type 129 mice 1 day after pilocarpine treatment. B, high magnification of a
hippocampal pyramidal neuron expressing p75 and activated
caspase-3 and showing condensed chromatin indicative of an apoptotic
cell. C, the hippocampus of p75 / mice 1 day
after pilocarpine treatment shows no p75 labeling (as expected) and no
activation of caspase-3. Size bars in
a and c, 50 µm; size bar
in b, 25 µm. C3, activated caspase-3;
H, Hoechst nuclear stain.
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Wild type and p75
/
mice were also analyzed by
Fluoro-Jade B labeling to assess whether there was a decrease in the
number of dying neurons in the absence of p75 after pilocarpine
treatment. Fluoro-Jade B is an anionic dye that specifically labels
degenerating neurons (23, 35). Fluoro-Jade B labeling demonstrated a
reduction in the number of degenerating neurons in the
p75
/
mice to 20% in the hippocampus and 35% in the
cortex relative to wild type (Fig. 9).
Thus, neuronal loss induced by pilocarpine is clearly attenuated in the
absence of p75.

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|
Fig. 9.
Neuronal death is attenuated in the absence
of p75. Sections through the hippocampus (a and
b) and cortex (c and d) from wild type
(a and c) or p75 / (b
and d) mice were stained with fluoro-jade B to label dying
neurons after pilocarpine treatment. In the p75 / mice,
there was a marked reduction in the number of dying neurons to 20% in
the hippocampus and 35% in the cortex compared with wild type.
Size bar in a, 100 µm; magnification
is the same for all panels.
|
|
 |
DISCUSSION |
Activation of the p75 receptor in the absence of Trk signaling
leads to neuronal death (4-6, 36), whereas activation of Trk receptors
leads to regulation of a variety of neuronal functions, including
survival, differentiation, and synaptic efficacy (1, 2). Thus, the
consequence of neurotrophin actions in the brain depends upon the
receptor and signaling pathway activated. The p75 receptor is more
widely expressed during development than in the adult (37, 38) and is
also highly expressed after damage in many neuronal populations
(39-41), specifically on apoptotic neurons (34), suggesting that
neurotrophins induce death via a p75-mediated mechanism in these
situations. In vivo studies have demonstrated induction of
neuronal death via p75 in developing retinal neurons (5) and lesioned
facial motoneurons (42), supporting the findings that activation of
this receptor can lead to apoptosis. This contrasts with the role of
neurotrophins acting via Trk receptors to prevent inappropriate
developmental death (43) and to act as neuroprotective agents after
injury (44). Thus, neurotrophins have opposing actions on neuronal
viability depending on the receptor phenotype. We have previously
demonstrated that hippocampal neurons expressing p75 but lacking a Trk
receptor die after treatment with neurotrophins (6). In this study, we
have identified specific caspase and caspase-regulatory molecules required for neurotrophin-induced cell death. In contrast to a recent
study showing p75 up-regulation on nonapoptotic neurons after injury in
the striatum (45), we show that in an in vivo model of
injury in the hippocampus, p75 is induced in apoptotic neurons with
activation of the same death pathway defined in vitro.
Overexpression of caspases induces apoptosis (28). In contrast, mice
that have a null mutation of caspase-3 (46) or caspase-9 (47, 48) show
profound developmental abnormalities of the nervous system. These mice
have enlarged brains with an overabundance of neurons resulting from a
lack of developmental cell death, demonstrating a major role for
caspase-3 and -9 in mediating developmental neuronal death (49). Mice
with a null mutation of Apaf-1 have a similar phenotype (50). In
contrast, mice with null mutations of caspase-1 (51), caspase-2 (52),
caspase-6 (53), caspase-11 (54), and caspase-12 (55) develop normally,
although there may be roles for these caspases in different types of
evoked cell death (16, 55).
In these studies, we demonstrated that pseudosubstrate inhibitors that
block the actions of caspase-3-like and caspase-6-like caspases
partially or completely prevented NGF and BDNF-induced neuronal death.
However, these inhibitors are not sufficiently specific to implicate
individual caspases. In particular, VEID-FMK and IETD-FMK can prevent
the actions of caspase-8 as well as caspase-6-like caspases (24-26).
To gain greater specificity, we used penetratin-linked antisense
oligonucleotides to down-regulate individual caspases, to determine
which caspases were necessary for death. This technique has been widely
and successfully used for such purposes (55-58). These experiments
demonstrated that down-regulation of caspase-6 completely prevented
neurotrophin-induced death, and depletion of caspase-3 gave partial
protection. We further demonstrated by Western blotting that caspase-6
and caspase-3 were cleaved by neurotrophin treatment in cultured
hippocampal neurons. We also see an increase in the caspase-6 zymogen
after trophin treatment. Many different studies have demonstrated that
caspase zymogens can increase, decrease, or not change in various death
paradigms. Cleavages of caspase-6 and -3 were detected in
p75+ neurons after pilocarpine-induced seizures in
vivo. Cleaved PARP, a substrate of caspase-3, was also detected in
p75+ hippocampal neurons after pilocarpine-induced
seizures, indicating that the cleaved caspase-3 was actively promoting
a death signal. In mice lacking the p75 receptor, there was an overall
reduction in the number of dying neurons in the hippocampus and cortex, and no cleaved caspase-3 was detected in hippocampal neurons after pilocarpine treatment, confirming the requirement for p75 activation to
stimulate this death pathway. Caspase-3 has been implicated in many
paradigms of neuronal cell death; however, the role of caspase-6 in
neuronal death has not been well characterized, although it has been
implicated in the processing of amyloid precursor protein to the
neurotoxic
-amyloid (59). In agreement with our data, a recent study
has also implicated caspase-6, and not caspase-8, in p75-mediated death
of a cell line derived from striatal neurons (60). Although caspase-3
has been shown to cleave caspase-6 in cell-free lysates (61), caspase-6
has been shown to cleave and activate caspase-3 in dying cells
(62-64). In our studies, down-regulation of caspase-6 completely
prevented neurotrophin-induced death and also largely prevented
activation of caspase-3, suggesting that caspase-6 contributes to
activation of caspase-3 and is a critical mediator of death in this pathway.
The p75 receptor has been characterized as a member of the Fas/TNFR1
family due to characteristic structural features including the presence
of cysteine repeats in the ligand binding domain (65) and a cytoplasmic
death domain (14). Fas and TNFR1 activate the extrinsic caspase
pathway, recruiting caspase-8 via interaction of adapter proteins with
the death domain of these receptors. However, investigation of the
different domains of the p75 receptor contributing to death signaling
indicated that the juxtamembrane domain, rather than the death domain,
of p75 was critical for induction of cell death (66), suggesting that
p75 may signal distinctly from other members of the Fas/TNFR family. In
our study, down-regulation of caspase-8 did not protect hippocampal
neurons from p75-mediated death, supporting the suggestion that p75
signaling is different from Fas. A previous study suggested that
caspase-8 might play a role in p75-mediated death of Schwann cells
transfected with CrmA (67). CrmA preferentially blocks caspase-8 and
-1; however, it can also block other caspases, including caspase-9, especially when overexpressed (26). Our data are consistent with a
previous study indicating that caspase-8 did not mediate NGF-induced
death of oligodendrocytes (68) and a recent study using an immortalized
cell line derived from striatal neurons demonstrating that caspase-6
and not caspase-8 mediated p75-activated cell death (60). Those
studies, together with the data reported here, indicate that the
p75-activated death pathway is not analogous to Fas signaling and does
not induce apoptosis by recruitment of caspase-8. In contrast,
activation of c-Jun N-terminal kinase plays a critical role in
p75-mediated cell death (6, 69), and c-Jun N-terminal kinase signaling
is necessary for mitochondrial release of cytochrome c
during UV-induced apoptosis (70). In this study, we demonstrated that
loss of mitochondrial cytochrome c labeling was associated
with activation of caspase-3 in response to NGF treatment. Moreover,
down-regulation of caspase-9 and Apaf-1 protected neurons from
neurotrophin-induced death. These data suggest a mechanism for
neurotrophin-induced death of hippocampal neurons, mediated by binding
to p75, involving mitochondrial release of cytochrome c and
Smac/DIABLO. Interaction of cytochrome c with Apaf-1 leads
to activation of caspase-9, which is facilitated by Smac/ DIABLO
inhibition of IAPs (Fig. 10). Caspase-9
activation leads to cleavage of caspase-6 and -3 and subsequent
cleavage of cellular substrates, such as PARP, leading to
apoptosis.

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|
Fig. 10.
Schematic diagram illustrating the caspase
pathway critical for p75-mediated death of hippocampal
neurons.
|
|
Many types of injury, including pilocarpine-induced seizures (71),
elicit increases in NGF and BDNF expression in hippocampal and cortical
neurons. Moreover, inflammatory cytokines, which are highly expressed
in the brain during damage and disease, increase NGF production in
glial cells in culture (72, 73) and in vivo (74). Thus,
neurotrophins are abundantly produced as a consequence of brain injury.
The up-regulation of p75 on neurons after central nervous system
injury, together with the elevated levels of neurotrophins, suggest
that activation of this death pathway may serve to eliminate neurons
that are compromised by damage. The complete lack of caspase-3 activation in the hippocampus of p75-null animals after pilocarpine demonstrates an absolute requirement for p75 in the activation of this
death pathway in this model. Thus, neurotrophin actions in the brain
influence neuronal survival or death, according to which receptor and
signaling pathways are activated, with important consequences for the
potential use of these factors as therapeutic agents in
neurodegenerative disease.
 |
ACKNOWLEDGEMENTS |
NGF was generously provided by Genentech.
BDNF was a gift from C. F. Ibáñez. We thank Kelly
Milton and Seonia Hutchinson for excellent technical assistance and
L. A. Greene and C. F. Ibáñez for critical
reading of the manuscript.
 |
FOOTNOTES |
*
This work was supported by grants from the National Science
Foundation (to W. J. F.), NINDS, National Institutes of Health (to
W. J. F. and C. M. T.), and Muscular Dystrophy Association (to C. M. T.).The costs of publication of this
article were defrayed in part by the
payment of page charges. The article
must therefore be hereby marked
"advertisement" in
accordance with 18 U.S.C. Section
1734 solely to indicate this fact.
¶
To whom correspondence should be addressed: Dept. of
Biological Sciences, Rutgers University, 101 Warren St., Newark, New Jersey 07102. Tel.: 973-353-1160; Fax: 973-353-1007; E-mail:
wilmaf@andromeda.rutgers.edu.
Published, JBC Papers in Press, July 3, 2002, DOI 10.1074/jbc.M205167200
 |
ABBREVIATIONS |
The abbreviations used are:
NGF, nerve growth
factor;
BDNF, brain-derived neurotrophic factor;
IAP, inhibitor of
apoptosis protein;
PARP, poly(ADP-ribose) polymerase;
TNF, tumor
necrosis factor;
TNFR, tumor necrosis factor receptor;
FMK, fluoromethylketone.
 |
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