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Originally published In Press as doi:10.1074/jbc.M206325200 on July 29, 2002

J. Biol. Chem., Vol. 277, Issue 40, 37131-37138, October 4, 2002
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Upstream Open Reading Frames Regulate the Translation of the Multiple mRNA Variants of the Estrogen Receptor alpha *

Martin Kos, Stefanie Denger, George Reid, and Frank GannonDagger

From the European Molecular Biology Laboratory, Meyerhofstrasse 1, D-69117 Heidelberg, Germany

Received for publication, June 25, 2002

    ABSTRACT
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

It is by now well established that the estrogen receptor alpha  (ERalpha ) is transcribed from multiple promoters. One direct consequence of multiple promoters is the generation of mRNA variants with different 5'-untranslated regions (5'-UTRs). However, the potential roles of these individual mRNA variants are not known. All 5'-UTRs of ERalpha contain between one and six upstream open reading frames. In this study the effect of the 5'-UTRs of major human and mouse ERalpha mRNA variants on translation was evaluated. Some of the 5'-UTRs were found to strongly inhibit translation of the downstream open reading frame. Mutation of the upstream AUG codons partially or completely restored translation efficiency. A toeprinting analysis and assessment of the contribution of each AUG codon to the inhibitory effect on translation showed that leaky scanning and reinitiation occurs with these mRNAs. In conclusion, the upstream open reading frames in the 5'-UTRs of ERalpha mRNAs have the potential to regulate estrogen receptor alpha  expression.

    INTRODUCTION
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

Although estrogens are primarily recognized as female sex hormones that control the female secondary sexual characteristics, reproductive cycle, and pregnancy they are also involved in the development and maintenance of male reproductive organs (1) and in other physiological processes such as liver, fat, and bone metabolism and in cardiovascular and neuronal activity (2-4). The role of estrogens is also well established in several pathological processes such as osteoporosis (5), breast and endometrial cancers (6), and arteriosclerosis and Alzheimer's disease (4). The effects of estrogens are mediated by their intracellular receptors. To date, two estrogen receptors (members of the nuclear hormone receptors superfamily) have been described: estrogen receptor alpha  (NR3A1) (7) and estrogen receptor beta  (NR3A2, Nuclear Receptors Nomenclature Committee, 1999; Refs. 8 and 9).

The estrogen receptor alpha  (ERalpha )1 gene is transcribed from multiple promoters that give rise to mRNA variants with distinct 5'-untranslated regions (Ref. 10 and references therein). In total, seven (A, B, C, D, E, F, and T) and six (A, B, C, E, F, and H) promoters are known for human and mouse ERalpha gene, respectively, and presumably these lists are not exhaustive. These promoters are utilized in a tissue-specific manner resulting in different levels of expression of mRNA variants in individual tissues (11-16). The different expression of human A, B, and C variants in normal and in cancerous breast tissue and tumor-derived cell lines has also been observed (11, 17).

The alternative utilization of multiple promoters might serve to fine tune ERalpha levels within the cell. This could occur at the level of transcript production, transcript stability, or, as each variant has a different 5'-UTR, efficiency of translation of the transcript. It is known that in general the secondary structure and/or the presence of AUGs and associated open reading frames (ORFs) in the 5'-UTRs can regulate the translation of the main ORF (for review, see Refs. 18-20). There are two examples of such regulation in the nuclear hormone receptor family. Several short upstream ORFs (uORFs) in the mouse retinoic acid receptor beta 2 mRNA act to regulate the tissue-specific expression of the receptor at the translational level (21, 22). Recently the importance of a uORF for expression of the glucocorticoid receptor has also been reported (23). The ERalpha genomic unit might be a good candidate for such regulation as it has a plethora of mRNAs with different 5'-UTRs that contain between one and six uORFs.

In this study the effect of upstream AUGs (uAUGs) on the translation of major ERalpha mRNA variants in human and mouse was analyzed in transient transfection assays and by in vitro toeprinting. The 5'-UTRs of the human ERalpha C, E, and F mRNAs showed a moderate negative effect on the translation of a reporter gene. However, human ERalpha T and mouse ERalpha C and F 5'-UTRs significantly suppressed the translation of a reporter gene. Mutation of the uAUGs partially or completely restored the translation efficiency of these mRNAs. The extent to which different uAUGs influence the translation of the downstream ORF with regard to their homology to a consensus Kozak sequence (24) and the location of the associated uORFs relative to the main ORF translation start site was analyzed for the human T and mouse F variants. Toeprinting analysis revealed that leaky scanning occurs with mRNAs bearing these 5'-UTRs and excluded the internal ribosomal entry site-mediated translation as a major mechanism for translation of these mRNAs. This study shows that 5'-UTRs might play an important role in the regulation of ERalpha expression in some target tissues.

    MATERIALS AND METHODS
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

Sequences Used in This Study-- GenBankTM accession numbers of sequences used in this study are listed below. Note that the mouse F 5'-UTRs result from splicing of the exon F1 to the exon F2, respectively (10). The human sequences used were: cDNA, NM_000125; A, NM_000125; C, X62462; E, X86816/AJ002561; F, U68068/AJ002562; T, AJ421639. The mouse sequences used were: cDNA, M38651; C, M38651; F1, AJ272164; F2, AJ272165.

Plasmid Construction and Site-directed Mutagenesis-- The coding sequence of firefly luciferase was amplified from pGL3 basic plasmid (Promega) using the following primers: sense, 5'-GCGGGATCCATGACCATGGAAGACGCCAAAAACATAAAGAAAGGC-3'; antisense 5'-ATAGGGCCCTTACAATTTGGACTTTCCGCCCTTCTTGGCC-3'. The sense primer introduced a BamHI site and initiator ATG sequence of ERalpha (underlined) that when joined to luciferase forms a BstXI restriction site. The antisense primer contained an ApaI site at its 5'-end. The amplified product was directionally cloned into the BamHI and ApaI sites downstream of the CMV promoter in pcDNA3.1-Hygro(+) vector (Invitrogen). The obtained construct, pcDNA3.1-Luc, was used as a parental vector for subcloning various 5'-UTRs of ERalpha . The 5'-UTRs of human and mouse ERalpha were amplified by reverse transcription-PCR from human endometrium, liver, or testis and mouse liver RNA using a common antisense primer for human (5'-GGCGTCTTCCATGGTCATGGTAAGTGGCAGCCGGCG-3') and mouse (5'-GGCGTCTTCCATGGTCATGGTAAGTGGCAGCCGGCG-3') that introduced the beginning of the luciferase coding sequence behind the initiator ATG of ERalpha and formed the BstXI as described above. The 5'-UTRs of transcribed mRNAs contained 59 bp of vector sequence at their 5'-end followed by ERalpha 5'-UTRs fused to luciferase coding sequence. The sense primers, containing an NheI site at their 5'-end, were as follows: human A, 5'-CGCGCTAGCAGGAGCTGGCGGAGGGCG-3'; human C, 5'-CGCGCTAGCTTCACACACTGAGCCACTCGC-3'; human E, 5'-CGCGCTAGCAGTCAGAGAAATAATCGCAGAGCCTC-3'; human F, 5'-CGCGCTAGCACCAAAACTGAAAATGCAGGCTCCATGC-3'; human T, 5'-CGCGCTAGCCTCTTGCCTGCCGCCATGTAAGAAGC-3'; mouse C, 5'-CGCGCTAGCATCACACACCGCGCCACTCGATCATTCG-3'; and mouse F, 5'-CGCGCTAGCGAAAACACAAGGCTCCATGCTCAGC-3'. The resulting PCR products were cloned into the NheI and BstXI sites of pcDNA3.1-Luc.

The human ERalpha expression vector plasmid HEO (pSG5-ERalpha ) was kindly provided by P. Chambon (25). The mouse ERalpha -expressing vector was constructed by subcloning the ERalpha coding sequence from pMT2-MOR (kindly provided by M. G. Parker) into the EcoRI site of the pSG5 vector (25). The pSG5-Renilla vector was kindly provided by M. Hentze and contains the Renilla luciferase coding sequence cloned between the SmaI and BamHI sites of pSG5.

Site-directed mutagenesis was performed according to the procedure in the QuikChange site-directed mutagenesis kit (Stratagene). All the constructs were sequenced.

Cell Culture, Transfections, and Dual Luciferase Assays-- MDA-231, 293, MCF-7, HepG-2, HeLa, and NIH-3T3 cell lines were maintained in Dulbecco's modified Eagle's medium (Invitrogen) supplemented with 10% fetal bovine serum (Invitrogen), penicillin (100 units/ml, Invitrogen), streptomycin (100 µg/ml, Invitrogen), and glutamine (2 mM, Invitrogen) at 37 °C in a 5% CO2 incubator. The cells were split into 24-well plates (for luciferase assays) or 6-cm dishes (for RNA isolation) such that they were 50-80% confluent on the day of transfection. Transfections were performed using Lipofectamine2000 transfection reagent (Invitrogen) for NIH-3T3 cells or FuGENE 6 reagent (Roche Molecular Biochemicals) for other cell lines following the recommendations of the manufacturer. One hundred nanograms of pcDNA3.1-Luc vector containing various 5'-UTRs and 100 ng of pSG5-Renilla vector were used in each transfection. The reaction volumes were scaled up 5-fold for 6-cm dishes. In experiments evaluating the effect of ERalpha on translation efficiency 100 ng of pSG5-ERalpha vector was used.

Twenty hours after transfection cells were lysed for 1 h with Passive lysis buffer (Promega), and Dual-Luciferase assays (Promega) were performed following the recommendations of the manufacturer. Ten microliters of cell lysate were transferred into a 96-well plate, and the light emission was measured for 10 s with 2-s delay after the injection of 50 µl of luciferase assay reagent or Stop&Glow reagent on a EG&G Berthold Microplate Luminometer LB 96V. All experiments were performed at least three times in triplicate.

RNA Isolation and RNase Protection Assays-- RNA from cells transfected in the 6-cm dishes was isolated using the High Pure RNA Isolation kit (Roche Molecular Biochemicals) according to the manufacturer's procedure. After elution from the columns the RNA was precipitated and redissolved to 1 mg/ml. RNase protection assays were then performed as described previously (26). The RNase protection probes for firefly luciferase and Renilla luciferase were prepared as follows. A 133-bp fragment of firefly luciferase gene was amplified from pGL3 basic vector (Promega) using the following sense (5'-CGCGGATCCGGCGCCATTCTATCCTCTAG-3') and antisense (5'-GCCGAATTCCCGCGTACGTGATGTTCACC-3') primers, which introduced BamHI and EcoRI sites at the 5'- and 3'-end of the amplified product, respectively. The PCR fragment was subsequently subcloned into pBlueScript II (SK-) (Stratagene). Similarly, sense (5'-ACGGGATCCGGCCATGATTGGGGTGCTTG-3') and antisense (5'-ATGGAATTCGGCCATTCATCCCATGATTCAATC-3') primers were used to amplify a 120-bp fragment of Renilla luciferase from pRL-CMV plasmid (Promega) that was subcloned into BamHI and EcoRI sites of pBlueScript II (SK-). Both constructs were linearized by BamHI and transcribed with T7 RNA polymerase (Roche Molecular Biochemicals) according to the manufacturer's instructions in the presence of [alpha -32P]dUTP (10 mCi/ml, 400 Ci/mmol, Amersham Biosciences) using a ratio of hot to cold dUTP of 1:2.6. Dried gels were exposed to BAS-MS phosphorimaging plates (Fuji) and scanned on a Fuji FLA-2000 reader. The obtained signals were quantified using Aida version 2.0 quantification software.

Toeprinting Analysis-- The toeprinting analysis was performed as described previously (27). Briefly, the constructs containing various human and mouse ERalpha 5'-UTRs upstream of the firefly luciferase coding sequence (pcDNA3.1-Luc constructs) were linearized by digestion with SfuI and transcribed using T7 RNA polymerase (Roche Molecular Biochemicals) according to the manufacturer's instructions using 0.5 µg of linearized template in the presence of 1 mM rATP, rCTP, and rUTP, 0.05 mM rGTP, and 1 mM CAP analog (New England Biolabs). After a 10-min incubation at 37 °C rGTP was added to a final concentration of 1 mM, and the reaction was incubated further for 1 h. Transcribed RNA was extracted once with phenol/chloroform, purified twice through Mini Quick Spin RNA columns (Roche Molecular Biochemicals), precipitated by ammonium acetate, and dissolved in water in a final concentration of 50 ng/µl. One hundred nanograms of RNA were annealed with 20 pmol of primer (5'-TTCACCTCGATATGTGCATCTGTAA-3') in 50 mM Tris, pH 7.5 by heating to 65 °C for 2 min followed by a 5-min incubation at 37 °C. The annealed RNA/primer was added to the in vitro translation reaction containing 33 µl of Flexi rabbit reticulocyte lysate (Promega), 1 mM amino acids, 2 mM dithiothreitol, 70 mM KCl, 40 units of RNasin (Promega), and 3 mM cycloheximide or ethanol as vehicle. No MgCl2 was added, and the internal concentration of Mg2+ in the lysate was between 1.8 and 1.9 mM. The reactions were incubated at 25 °C for 15 min and then placed on ice. A 4-µl aliquot was analyzed by primer extension in a 20-µl reaction volume containing 50 mM Tris, pH 7.5, 40 mM KCl, 6 mM MgCl2, 10 mM dithiothreitol, 0.625 mM dNTPs, 20 units of RNasin, 2.5 mM cycloheximide, and 100 units of Superscript (Invitrogen). The reactions were incubated for 45 min at 30 °C, the reaction was stopped by extraction with 20 µl of phenol/chloroform, and 5 µl of the upper phase were separated on a 6% denaturing polyacrylamide gel (7 M urea). For sequencing reactions, the plasmids were annealed with the same primer and sequenced using the T7 Sequenase kit (Amersham Biosciences) according to the manufacturer's instructions.

    RESULTS
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

Multiple Upstream ORFs in the Human and Mouse Estrogen Receptor alpha  5'-UTRs-- In the following text, ERalpha mRNA variants are designated by their capital letter, and the uAUGs and uORFs are designated by their distal position from the 5'-end of the mRNA. The 5'-UTRs of major human and mouse ERalpha mRNA variants used in this study are illustrated in Fig. 1. The lengths of the 5'-UTR variants are between 189 (human C) and 327 nucleotides (human F). Sequence analysis revealed the presence of AUGs and associated ORFs upstream of the main ORF translation start site in all variants. The numbers of uAUGs are: one in human A and E and mouse C, two in human C, four in human F, five in mouse F, and six in human T. The mouse F uAUG-4 has the most favorable Kozak context for translation initiation ((A/G)CCAUGG, Ref. 24) having an A at position -3 and G at position +4. The other uAUGs are in a similar or a less favorable translation initiation context compared with the two initiation AUGs of the main ORF. The length of the associated uORFs varies from a single codon (human E, F4, and T1) to 111 codons (human T4). The human C2, T4, T5, and T6 uORFs extend beyond the initiation AUG into the ERalpha ORF.


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Fig. 1.   Schematic representation of the human and mouse estrogen receptor alpha  5'-UTRs used in this study. On the top the genomic organization of the 5'-region of the ERalpha gene is depicted as an upstream exon that is spliced to the common acceptor splice site located in the first coding exon of ERalpha (exon 1). The exon 1 of ERalpha contains the translational start site (ATG) and also encodes the untranslated region (dark gray). All mRNA variants share the untranslated region between the common acceptor splice site and the main ATG. Promoters are shown as broken arrows. Numbers below show the location of major features in human and mouse according to Refs. 7 and 41, respectively. The 5'-region of human and mouse ERalpha mRNA variants used in this study is shown below. The shared part of the untranslated region is depicted in dark gray (see above), and the part encoded by upstream exons is depicted in light gray. The sequence context of individual AUGs is shown above the schemes. Numbers below the schemes show the position of major features in each individual mRNA variant. Arrows represent the upstream ORFs with their terminator position at the arrowhead. cds, coding sequence of ERalpha .

The human A 5'-UTR (the most GC-rich 5'-UTR, 72% GC) has the most stable secondary structure, as predicted by Mfold version 3.12 (28), with a Gibbs free energy Delta G = -114.98 kcal/mol and the most stable individual hairpin with a Delta G of only -17.7 kcal/mol. The most stable hairpin was identified in the human F 5'-UTR with Delta G = -20.6 kcal/mol. Secondary structures with free energy higher than Delta G = -30 kcal/mol are not considered to impair translation (29-32). Therefore it is likely that none of the 5'-UTRs substantially inhibits translation of the downstream ORF due to their secondary structure.

Effect of the ERalpha 5'-UTRs on Translation of Downstream Open Reading Frame-- To evaluate the effect of various 5'-UTRs on translation of the main ORF, the constructs containing different 5'-UTRs placed upstream of a luciferase reporter gene were transiently co-transfected with a Renilla luciferase-expressing plasmid into ERalpha -negative human breast carcinoma cell line MDA-231MB (human 5'-UTRs) or mouse fibroblast cell line NIH-3T3 (mouse 5'-UTRs) (Fig. 2). The parental vector has a 90-bp 5'-UTR devoid of any uAUGs and thus served as a control for translation efficiency. The firefly luciferase values were corrected for transfection efficiency using the Renilla luciferase activity and also with mRNA expression in transfected cells (RNase protection assays). The human A 5'-UTR increased the translation of luciferase ~1.3-fold compared with the parental vector. The human C, E, and F 5'-UTRs had a rather moderate negative effect on translation efficiency. However, the human T and mouse C and F efficiently reduced the translation of the luciferase to 3, 40, or 20% of the wild type, respectively. Mutation of all upstream AUGs to UUGs restored or even enhanced the translation efficiency of all human 5'-UTRs but not those of mouse. The removal of all uAUGs had an especially pronounced effect on the human T where it increased the translation by more than 60-fold. Similar results were obtained using other cell lines such as HeLa, MCF-7, HepG2, and 293 (data not shown).


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Fig. 2.   The effect of the human and mouse ERalpha 5'-UTRs on translation. The relative luciferase activity of cells transfected with constructs containing different human and mouse ERalpha 5'-UTRs and their mutated versions. The activity of the parental vector was set to 100%. Error bars show the standard deviation of three independent experiments performed in triplicates. The RNase protection assays used to quantify the amounts of mRNAs expressed in transfected cells are shown below the graph. wt, wild type.

Co-transfection with an ERalpha -expressing vector or transfection into the ERalpha -positive cell line MCF-7 was performed to determine whether ERalpha itself has an effect on translation of different mRNA variants. However, no change in translation efficiency has been observed either in the presence or in the absence of estradiol (data not shown). These results show that upstream AUG triplets in 5'-UTRs of the multiple mRNA of ERalpha variants can regulate the expression on the level of translation.

Contribution of Individual uAUGs of Human T and Mouse F 5'-UTRs to the Suppression of Downstream ORF Translation-- The mouse F and human T 5'-UTRs, which reduced the translation from the downstream luciferase ORF most efficiently, contain six and five uAUGs, respectively. The contributions of individual uAUGs to the repression of translation were evaluated using constructs with single uAUGs or their combinations changed into UUG triplets (Fig. 3).


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Fig. 3.   The contribution of individual uAUGs of the mouse F and human T ERalpha 5'-UTRs to translation repression. The relative luciferase activity of cells transfected with constructs lacking a single or combination of uAUGs of the mouse F (left) and of the human T (right) 5'-UTRs. The activity of the parental vector was set to 100%. Error bars show standard deviation of three independent experiments performed in triplicates. The schemes of the constructs used are shown above the graphs. The RNase protection assays used to quantify the amounts of mRNAs expressed in transfected cells are shown below the graphs. mERalpha , mouse ERalpha ; hERalpha , human ERalpha ; wt, wild type; mut, mutated.

Interestingly, the mutation of the mouse F uAUG-1, -2, -3, or -5 did not have a significant effect on the translation. It was only the mutation of the uAUG-4 that was responsible for most of the 2.5-fold increase in translation efficiency of the construct lacking all uAUGs. Likewise, mutation of human T uAUG-1, -2, -3, -4, or -5 did not increase the translatability of the 5'-UTR significantly. However, the mutation of uAUG-6 improved the translation efficiency 6-fold. The combined mutation of uAUG-5 and -6 increased the translation ~30-fold and thus restored the efficiency of translation of this construct to the level of the parental vector control. The additional elimination of the uAUG-4, which is in the frame with the uAUG-5, did not further improve the efficiency of translation. Nevertheless, the construct lacking all uAUGs augmented the translation an additional 2-fold above the level of the control.

Messages with Human or Mouse ERalpha 5'-UTRs Are Translated by Leaky Scanning-- To determine the initiation AUG codons in mRNAs containing various 5'-UTRs of human and mouse ERalpha the ribosome toeprinting analysis was performed (Fig. 4). Multiple toeprints matching one to four uAUGs were observed in all cases indicating that these mRNAs are translated by leaky scanning. A fraction of ribosomes passed the first AUGs, presumably due to a weak Kozak context, and initiated on the subsequent AUG codons. In the case of human A and E weak toeprints corresponding to the main ORF AUGs were also observed. Several toeprints that were induced by addition of cycloheximide but that do not correspond to any AUG (or GUG) were also observed (indicated by white asterisks in Fig. 4). Their origin is unclear.


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Fig. 4.   Toeprinting analysis of initiating AUGs in human and mouse ERalpha mRNAs. Black asterisks indicate toeprints induced by addition of cycloheximide, and their corresponding AUG codons are listed on the right. White asterisks indicate toeprints that do not match any AUG codons. A molecular weight marker is shown on the left. CHX, cycloheximide.

The human T was further analyzed by stepwise mutation of the uAUG codons into UUG codons starting at the 5'-end of the 5'-UTR and adding the downstream uAUGs (Fig. 5). Such additive removal of initiating codons caused ribosomes to initiate at downstream uAUGs and resulted in a corresponding "shift" of the toeprints further from the 5'-end of the mRNA. It is worth noticing that the toeprints matching the main ORF AUGs were observed only after the removal of all uAUGs. The varying strength of the toeprints might represent the potential of the particular AUG to serve as an initiating codon. This mutational analysis also confirmed the specificity of the observed toeprints. A toeprint not corresponding to any AUG was observed in mutants in which more than the first three uAUGs were removed (open arrow in Fig. 5). This might be caused by a stabilization of the secondary structure that is normally disrupted by the presence of the ribosome stalled at the first three uAUGs.


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Fig. 5.   Toeprinting analysis of initiating AUGs in human T ERalpha mRNA. The hERalpha T 5'-UTR is depicted on the right with arrows representing short upstream open reading frames. The position of a primer used for extension is shown. The upstream AUGs are listed on the right with large black arrows pointing to the corresponding toeprints. Open arrows represent toeprints of unknown origin. On top, numbers of the AUG codons mutated to UUG are shown. wt, wild type; ctrl, control; CHX, cycloheximide; cds, coding sequence of the firefly luciferase.


    DISCUSSION
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

The ERalpha mRNAs are transcribed from multiple promoters that are distributed over more than 150 kilobase pairs of genomic region (10). We have shown that the expression of the ERalpha in human and mouse is regulated by 5'-UTRs on the level of translation. Whereas the human A, C, E, and F 5'-UTRs do not substantially inhibit translation of downstream ORF, the mouse C and F and especially the human T 5'-UTRs exhibit inhibitory effects to various extents (13-16). This finding contributes to a more complete understanding of the mechanisms by which the desired levels of the ERalpha protein are achieved in target cells given the observed tissue-specific expression of ERalpha mRNA variants (11). For example, the major mRNA variants expressed in human mammary gland and endometrium (well known estrogen target tissues) are A and C (13). The results presented here show that human C 5'-UTR has very little inhibitory effect, while human A even augments the translation of the main ORF. Thus A and C ERalpha promoters might be specifically utilized in these tissues in order to provide relatively high levels of ERalpha protein. On the contrary, the human T 5'-UTR, which is specifically expressed at low levels in testis (33), suppresses translation very efficiently. It is known that estrogen receptors are important for proper testis development and for normal spermatogenesis as exposure to excessive levels of estrogens or phytoestrogens during fetal and neonatal development leads to male reproductive disturbances (see Ref. 34 and references therein). Tight regulation of low ERalpha expression in testis is likely to be necessary. The weak translational efficiency of the human T mRNA might ensure that low levels of ERalpha are expressed in the target cell.

Nevertheless, the possibility of cell-specific regulation of translation efficiency needs to be considered (e.g. a uORF in the retinoic acid receptor beta 2 mRNA represses its translation in heart and brain but not in other tissues; Refs. 21 and 22). The extent to which 5'-UTRs influence the translation might also vary during certain stages of development or may depend on external signals. The experiments performed here in a small range of different cell types might not be adequate to detect such variations. It has also been reported in the literature that peptides encoded by short uORFs can regulate expression of the retinoic acid receptor beta 2 (see above) or the glucocorticoid receptor (22, 23). However, none of the ERalpha uORFs is homologous to any of these peptides. Furthermore, although the number and position of most uORFs in different 5'-UTRs is relatively well conserved between mouse and human, most of these share no homology. Only human C2 and mouse C are partially homologous; however, mouse C is significantly shorter (36 and 18 amino acids, respectively). Therefore, it seems unlikely that peptides encoded by uORFs in various ERalpha 5'-UTRs would influence the expression of ERalpha .

The toeprinting analysis showed that ribosomes initiate on multiple upstream AUGs, and therefore the mRNAs containing various 5'-UTRs of human or mouse ERalpha are translated by a leaky scanning mechanism. Furthermore, the data obtained with mouse F and human T 5'-UTRs support the scanning and reinitiation model of translation (35) of these mRNAs (36). In this model the 40 S ribosomal subunits attaches to the cap and scans along the mRNA until it reaches the first AUG codon where it initializes translation. If the first AUG is not recognized (e.g. due to weak Kozak context or secondary structure) the ribosome may pass this AUG and initiate at another AUG downstream, resulting in leaky scanning (for review, see Refs. 20 and 37). After translating the ORF, the ribosome can reinitiate at another downstream AUG, detach from the mRNA, or stall at the termination codon of the ORF. The efficiency of reinitiation on a downstream AUG depends also on the distance between the end of upstream ORF and the AUG (38-40). When this distance is short (less than 79 nucleotides; Ref. 38) the ribosome is less likely to recruit the necessary initiation factors before it reaches the next AUG, and consequently it fails to initiate on the downstream AUG. This model accounts for the contribution of individual uAUGs of the human T 5'-UTR to inhibition of translation efficiency (Fig. 3). This 5'-UTR contains six uORFs (Fig. 1). The first three uORFs end far upstream of the main ORF, and the scanning/reinitiation model would predict that they have only a moderate effect on translation efficiency. This is confirmed by mutation of individual uAUG-1, -2, or -3, which did not dramatically improve the translation of luciferase (~1.5-fold). On the contrary, translation of uORF-4 or -5 (which are in-frame to each other) or uORF-6 would be predicted to strongly inhibit translation of the main ORF as they all terminate downstream of the main ORF initiator AUG. Moreover, the translation of the uORF-2 would affect initiation on uAUG-4 allowing the ribosome to pass and reach uAUG-5 or -6. The mutation of uAUG-4 or -5 would have a minimal effect in the presence of uAUG-6. The results confirm this prediction. The mutation of uAUG-6 improved translation of luciferase ~6-fold, and combined mutation of uAUG-5 and -6 improved translation more than 30-fold. The additional mutation of uAUG-4 did not have any effect. The additional mutation of the first three uAUGs (i.e. construct lacking all uAUGs) further increased the translation only 2-fold, reaching a 60-fold increase compared with the wild type sequence. Similar to the human T 5'-UTR, the mouse F 5'-UTR contains a large number of uORFs. The uORF-1 and uORF-2 terminate far upstream of the main ORF. The uORF-3 translation would be expected to be inhibited by the uORF-1 and uORF-2. The uAUG-4 has a favorable Kozak context. Consequently, the uORF-4 would affect the translation of the main ORF the most efficiently. The mutation analysis again confirmed this prediction (Fig. 3). Moreover, the toeprinting analysis showed that the translation initiation indeed occurs at the first several uAUGs in all 5'-UTRs tested. Therefore, the ribosomes reinitiate downstream at either another uAUG or the AUG of the main ORF.

If we use the same model as above, it might be expected that the human E and F 5'-UTRs should not inhibit the translation of luciferase significantly as their uAUGs are not in favorable Kozak context and all uORFs end more than 100 nucleotides upstream of the main ORF (Fig. 1). However, it was not anticipated that the human A 5'-UTR would not inhibit the translation to an extent similar to mouse C or F 5'-UTRs as the last uORFs of all three 5'-UTRs terminate in approximately the same distance from the main ORF (54, 56, and 56 nucleotides, respectively). A strong toeprint matching the A uAUG indicates that most ribosomes initiate on this codon. Whether the secondary structure in human A 5'-UTR (72% GC) augments the recognition of the main AUG or another mechanism such as internal ribosome entry is responsible for this effect is not clear.

Finally, mutation of all uAUGs in human 5'-UTRs restored or even augmented the translation of luciferase, whereas the mutants of mouse C or F 5'-UTRs lacking all uAUGs restored the translation efficiency to only 75 or 50% of the parental vector, respectively. It is possible that a negative element present in mouse in the common part of the 5'-UTRs between the common acceptor splice site and main ORF, which is only 70% identical between mouse and human, can negatively influence the translation initiation from the main AUG. However, further research is needed to clarify this issue.

In summary, we have shown in this study that multiple 5'-UTRs positively and negatively influence the expression of ERalpha in human and mouse. The findings that human A and C are translated with a high efficiency while human T strongly inhibits the translation of the downstream ORF are especially physiologically relevant. Most of the observed effects are caused by upstream ORFs. Furthermore, we have shown that mRNAs containing human or mouse ERalpha 5'-UTRs are translated by leaky scanning and reinitiation.

    FOOTNOTES

* This work was supported in part by European Community Grant QLK6-1999-02108.The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

Dagger To whom correspondence should be addressed: European Molecular Biology Organization, Meyerhofstrasse 1, D-69117 Heidelberg, Germany. Tel.: 49-6221-8891102; Fax: 49-6221-8891200; E-mail: Frank. Gannon{at}embo.org.

Published, JBC Papers in Press, July 29, 2002, DOI 10.1074/jbc.M206325200

2 Mfold server: bioinfo.math.rpi.edu.

    ABBREVIATIONS

The abbreviations used are: ERalpha , estrogen receptor alpha ; UTR, untranslated region; ORF, open reading frame; uORF, upstream ORF; uAUG, upstream AUG; CMV, cytomegalovirus.

    REFERENCES
TOP
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
REFERENCES

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Copyright © 2002 by The American Society for Biochemistry and Molecular Biology, Inc.


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