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Originally published In Press as doi:10.1074/jbc.M304604200 on May 15, 2003

J. Biol. Chem., Vol. 278, Issue 32, 29701-29709, August 8, 2003
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Thermoirreversible and Thermoreversible Promoter Opening by Two Escherichia coli RNA Polymerase Holoenzymes*

Masood Kamali-Moghaddam {ddagger} and E. Peter Geiduschek §

From the Division of Biological Sciences and Center for Molecular Genetics, University of California, San Diego, La Jolla, California 92093-0634

Received for publication, May 2, 2003


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Promoter opening, in which the complementary DNA strands separate around the transcriptional start site, is generally thermoreversible. An exceptional case of thermoirreversible opening of the T4 late promoter has been analyzed by KMnO4 footprinting and transcription. T4 late promoters, which consist of an 8-base pair (bp) TATA box "–10" element, are recognized by the small, phage-encoded, highly diverged {sigma}-family initiation subunit gp55. The T4 late promoter only opens above 15–20 °C, but once it has been formed remains open and transcriptionally active for days at –0.5 °C. The low temperature-trapped open complex and its isothermally formed state are shown to be structurally distinctive. Two "extended –10" {sigma}70 promoters, which, like the T4 late promoter, lack "–35" sites, have been subjected to a comparative analysis: the T4 middle promoter PrIIB2 opens and closes thermoreversibly under conditions of basal and MotA- and AsiA-activated transcription. The open galP1 promoter complex, whose transcription bubble is very AT-rich, also closes reversibly upon shift to –0.5 °C, but more slowly than does the rIIB2 promoter. Formation of a trapped-open low temperature state of the promoter complex appears to be a singular property of gp55-RNA polymerase holoenzyme.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Initiation of transcription by RNA polymerase follows a reaction sequence that generates distinguishable intermediates. 1) RNA polymerase first locates the promoter as double-stranded DNA, forming a closed (transcriptionally incompetent) complex. 2) The closed promoter complex isomerizes to a second, still closed state. 3) This second complex in turn isomerizes to open ~15 bp of DNA extending from bp –11 beyond the transcriptional start site; the transcribed and non-transcribed DNA strands become widely separated upon promoter opening (13). In general, promoter complexes open with increasing temperature and close when the temperature is lowered; in hyperthermophilic bacteria, for example, promoter opening requires elevated temperatures. 4) In the presence of nucleotides (nt),1 formation of initial transcripts comprising the first few internucleotide linkages generally follows rapidly. Initial steps of RNA synthesis are not processive; short aborted transcripts are produced at all promoters and can be overwhelmingly predominant at some. 5) RNA polymerase clears the promoter by means of processive RNA chain elongation.

The production of transcripts at different promoters can be controlled at any of these steps: Activity can be limited at the first step if RNA polymerase affinity for the promoter as duplex DNA is low. The equilibrium at step 2 can be unfavorable, and this step can also be kinetically limiting. Step 3 is generally rapid, but the equilibrium can be unfavorable. The transition to the final step of processive transcript elongation and promoter clearance is limiting at certain promoters at which initial transcripts are repetitively but abortively produced. Individual equilibrium and rate constants associated with these steps are, of course, dependent on environmental variables. Depending on temperature, different steps can present the principal barrier to transcriptional activity at a single promoter (422). Activators of bacterial transcription can exert their effects by intervening at any one, or at more than one, step. Some activators (such as CRP, the cAMP receptor protein) activate transcription at different promoters by affecting different steps (e.g. Refs. 10 and 23).

The reaction sequence that generates the open, initiation-ready promoter complex is adequately described by three linked equilibria shown in Reaction 1,

(Eq. 1)
where E{sigma} is the RNA polymerase holoenzyme; P is the promoter; C1 is the initially forming closed promoter complex; C2 is an isomerized but still closed intermediate; Co is the strand-separated open complex, with associated equilibrium constants K1, K2, and K3, and forward and reverse rate constants k1, k1 etc. (see Refs. 9 and 18 for relatively recent reviews). The following complications are encountered in inferring structures of the C1 and C2 intermediate complexes:

  1. RNA polymerase holoenzyme may contact both the –35 and –10 promoter elements or only the –35 site in the initial closed C1 complex at different promoters. Such differences of structure must reflect differences of relative affinity for these two sites and of DNA flexibility in the intervening spacer (8, 24).
  2. Analyzing intermediate complexes by equilibrium or steady state methods requires that they adequately accumulate. They may do so fortuitously at some promoters under particular conditions (e.g. at a particular temperature; Ref. 7), but this is not necessarily the case. For example, Escherichia coli {sigma}70-RNA polymerase holoenzyme complexes with the phage {lambda}PR and lacUV5 promoters do not accumulate the C2 complex as the predominant equilibrium or isothermal steady state component (5, 20, 24). Access to analysis of intermediates is also provided by rapid-kinetic pre-steady state methods (25) or by temperature downshift to transiently accumulate an intermediate component ahead of a (kinetically) slow step (46, 8).
  3. An analysis of the lacUV5 promoter that combines rapid kinetic and temperature shift approaches brings an interesting complication to light. Lowering the temperature of the lacUV5 open promoter complex from 37 to 14 °C closes the promoter and generates a C2 complex whose inferred structure distinguishes it from the C2 complex that forms transiently during continuous incubation at 22 °C (6). Finding that a C2 complex can be (transiently) trapped in apparently different states at temperatures that differ by only 8 °C implies that a kinetically defined C2 promoter complex does not have to be structurally homogeneous and that the multiple molecular species comprising it may be only slowly interconvertible.

A distinctive example of irreversibility in promoter interactions has also been noted recently in an analysis of the mechanism of activation of the late genes of bacteriophage T4 (26). The promoters of these genes consist of a simple TATA box (consensus: TATAAATA) serving as an extended –10 site; there is no –35 site or required specific sequence upstream of the T4 late TATA box (27, 28). Recognition of T4 late promoters is conferred on the host RNA polymerase core by gp55, the initiation subunit encoded by T4 gene 55. The small (185 amino acids) gp55 has been proposed as a distantly related member of the {sigma}70 family of transcription factors that lacks the protein domain that would interact with a –35 site (29, 30). The gp55 segment thought to be related to {sigma}70 homology segment 2 does interact with E. coli RNA polymerase core (31) and mutagenesis identifies a gp55 segment related to {sigma}70 homology segment 2.2 as an RNA polymerase core binding site (32).

Activation of T4 late transcription by the T4-encoded sliding clamp replication-processivity factor requires the co-activator gp33 and depends on direct interactions of gp33 and gp55 with the sliding clamp (Refs. 33 and 34; reviewed in Ref. 35). T4 late promoter opening by the gp55-RNA polymerase holoenzyme is thermoirreversible: the late promoter does not open at 0 °C, but once opened at 30 °C remains open after shift to the lower temperature (26). At a hybrid promoter for gp55- and {sigma}70 holoenzymes, only gp55 confers thermoirreversibility of promoter opening.

The experiments that are described below pursue the further analysis of this apparently locked-in open promoter. The low temperature-open promoter complex is shown to be transcriptionally competent and extremely long-lived over a range of temperatures. Probing its stability with the competitively binding polyanion heparin and probing its transcription bubble with KMnO4 indicates that the trapped, low temperature-open complex and the open complex formed isothermally at 30 °C are structurally distinctive. These properties of the gp55 holoenzyme promoter complex have been placed in the context of the more studied {sigma}70 holoenzyme by a parallel analysis of open complexes at two "extended –10" {sigma}70 promoters. (These are promoters that also lack a significant –35 promoter element.) The properties of these two {sigma}70 holoenzyme open promoter complexes are shown to differ from those of the open T4 late promoter complex. 1) The T4 middle promoter PrIIB2 opens and closes thermoreversibly. 2) The galP1-35 promoter (36) also closes at 0 °C once it has been opened at 30 °C, but this extremely AT-rich and readily melting promoter (36, 37, 38, 39) does so more slowly. The analysis suggests that the gp55-RNA polymerase holoenzyme differs from {sigma}70-RNA polymerase holoenzyme in allowing the generation of a trapped-open state of its cognate promoters.


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Proteins and DNA—The overproduction and purification of proteins is described elsewhere (40, 26); {sigma}-(1–565) was a generous gift from K. Severinov. The 568 bp PCR fragment used for KMnO4 footprinting of bacteriophage T4 late promoter (P23) complexes was generated from placO-SK110-rrnB(T1+T2) (26). A 653-bp PCR fragment from pRT510-C+18 (41), which contains a hybrid gp55- or {sigma}70-dependent promoter, was used for analysis of transcription. In the presence of ATP, GTP, UTP, and UpG dinucleotide, this construct allows formation of an initial 18-nt transcript; a 427-nt transcript is made in the presence of all four NTPs. The 214-bp PCR fragment used for footprinting and transcription analysis of the bacteriophage T4 middle promoter (PrIIB2) was generated from plasmid pSTS416 (42). This template allows formation of a 120-nt run-off transcript. The 127-bp DNA fragment used for footprinting and transcription analysis of the galP1 promoter and the 115-bp fragment from galP1-35 were generated from plasmids pAA121 and its derivative with other sequence substituted for the UP-element, respectively; these two plasmids were kindly provided by S. Minchin and S. Busby (38, 39). DNA sequences of these promoters are presented in Fig. 1.



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FIG. 1.
Promoters. Transcriptional start sites (+1) are in bold type; –10, extended –10, and –35 promoter elements are in bold type and underlined; an A/T-rich UP-like element is boxed. Two versions of the T4 gene 23 late promoter have been used: the wild type, and a derivative {sigma}70-gp55 hybrid promoter created by introducing a consensus {sigma}70-35 site (sequence of the hybrid promoter diverges from P23 upstream of bp –29) and changing sequence downstream of the transcriptional start site to eliminate C residues from the first 17 nt of the T4 late transcript. The galP1 promoter has a mutation at bp –19 that eliminates the activity of an overlapping promoter (P2; Ref. 39). An upstream T/A-rich element is eliminated in galP1-35 (36). Both forms of galP1 are notable for a very T/A-rich transcription bubble (9 AT base pairs out of 10 between bp –7 and +3).

 

Formation and Analysis of Promoter Open Complexes—Standard procedures for assembly of promoter complexes have been described (26). Promoter DNA (30 and 100 fmol for footprinting and transcription, respectively) and proteins (1 pmol of RNA polymerase core, 6 pmol of gp55 or {sigma}70) were mixed in a 15-µl reaction buffer containing 200 mM potassium acetate, 33 mM Tris acetate (pH 7.8), 10 mM magnesium acetate, 150 µg/ml bovine serum albumin, 1 mM dithiothreitol, 0.05% (w/v) Brij58, and 5% (w/v) polyethylene glycol (PEG)3300. RNA polymerase core enzyme from uninfected or T4-infected E. coli was used as specified for the individual experiments described below. Promoter complexes were formed for 60 min at 30 °C, then shifted to low temperature for 30 min or for the time noted (Fig. 2) before further analysis. Maintaining temperatures not exceeding 0 °C was assured by performing low temperature manipulations in a 3.5 °C cold room, using a constant temperature bath set to –0.5 °C.



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FIG. 2.
The effect of temperature and heparin on open complexes formed by gp55-RNA polymerase holoenzyme at the T4 late promoter. A, promoter complexes with T4-modified (ADP-ribosylated) holoenzyme were formed at 30 °C for 60 min and shifted to –0.5 °C (noted here and elsewhere in the figures as 0 °C). For reactions containing heparin, the latter was added 2 min after temperature downshift. Times after temperature downshift from 30 to –0.5 °C are indicated above each lane. The –0.5 °C control sample was held at that temperature for 90 min. Locations of transcribed strand reactive T residues are indicated at the side (relative to the transcriptional start as +1). B, stability of promoter open complexes at –0.5 °C in the presence or absence of heparin: (•) KMnO4 reactivity at 30 °C; ({blacksquare}) KMnO4 reactivity at –0.5 °C in the absence of heparin; (•) KMnO4 reactivity at –0.5 °C in the presence of 100 µg/ml heparin.

 

KMnO4 Footprinting—Reaction mixtures containing promoter complexes in a 15-µl volume were mixed with 2 µl of KMnO4 (to 10 mM final concentration for analysis of T4 late promoter complexes and 6 mM for T4 middle and galP1 promoter complexes). Oxidation was stopped after 30 s by adding nine volumes of stop solution containing 200 mM {beta}-mercaptoethanol. Samples were extracted with phenol/chloroform/isoamyl alcohol, DNA was precipitated with ethanol, dried, reacted with 10% (v/v) piperidine/1 mM EDTA at 90 °C, re-extracted with phenol, and re-precipitated, as described (26). Equal quantities of radioactivity were loaded for resolution by denaturing PAGE, visualized by phosphorimaging and quantified, as described (26).

Transcription—All transcription experiments assayed single rounds of RNA synthesis. For formation of 19-mer transcripts initiating at the hybrid T4 late promoter (Figs. 1, 4C, and 6), open complexes in 15 µl were mixed with 5 µl of NTPs in reaction buffer, yielding final concentrations of 100 µM UpG, 5 µM each of ATP, GTP, and [{alpha}-32P]UTP, and 100 µM 3' O-methyl CTP (250 µM for the experiment shown in Fig. 4C). Reactions carried out at 30 °C contained 100 µg/ml heparin; heparin was omitted for transcription at –0.5 °C. RNA synthesis was terminated 10 min after addition of nucleotides. For long time course experiments (Fig. 6), samples were incubated for specified times at –0.5 °C, then transferred to 30 °C for 1 min prior to addition of NTPs and heparin for 10 min. Samples were processed, resolved on 23% polyacrylamide gel (37.5:1 acrylamide/bis), analyzed, and quantified by phosphor-imaging. For RNA chain elongation (Fig. 5), the 18-mer initial transcript was formed in the presence of 100 µM UpG, 5 µM each of ATP, GTP, and [{alpha}-32P]UTP for 10 min at 30 or –0.5 °C, all four unlabeled NTPs were added to final concentrations of 800 µM, and the reaction was sampled at various times thereafter. RNA was prepared and analyzed as specified above, except that 12% polyacrylamide gel was used to resolve transcripts. For the experiment shown in Fig. 6C, the reaction buffer did not contain polyethylene glycol.



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FIG. 4.
Escape from the T4 late promoter at –0.5 °C. A, KMnO4 footprinting. Open complexes were formed with ADP-ribosylated gp55 holoenzyme at 30 °C for 60 min and samples were shifted to the low temperature. 2 min later, NTPs (to final concentrations of 500 µM each of ATP, GTP, CTP, and UTP) (+NTPs), or buffer (–NTPs) were added, and samples were taken for footprinting at the indicated times (after downshift to –0.5 °C). B, quantification of footprints in A. (•) KMnO4 reactivity at 30 °C; ({blacksquare}) reactivity at –0.5 °C in the absence of NTPs; (•) reactivity at –0.5 °C in the presence of NTPs. C, formation of the initial 19-mer T4 late transcript. Open complexes at the hybrid T4 late promoter were formed with ADP-ribosylated gp55 holoenzyme at 30 °C for 60 min. Initial 19-mer transcripts were formed in the presence of UpG, ATP, GTP, [{alpha}-32P]UTP and elongation-terminating 3' O-methyl CTP. For two control samples (lanes 1 and 2) transcription was started at 30 °C by adding NTPs with (+) or without (–) 100 µg/ml heparin. All other samples were then shifted to –0.5 °C for 30 min. For control samples shown in lanes 8–10, NTPs were added after an additional interval noted above each lane. Heparin was added (to 100 µg/ml) for samples shown in lanes 3–7, and NTPs were added at the same time (lane 3) or after the interval indicated above lanes 4–7. R.M., recovery marker.

 


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FIG. 6.
Promoter opening and closing at longer time scale. Formation of open T4 late promoter complexes was assayed by ability to form an initial 19-mer transcript in the presence of heparin at 30 °C (see Fig. 4C). A, the late promoter does not open at 9 °C. RNA polymerase and DNA were incubated at 9 °C for the times shown on the abscissa and assayed for formation of open complexes after 1 min at 30 °C (•). Retention of polymerase activity after the indicated times of incubation at 9 °C was measured as the retained capacity of an identical aliquot to form open complexes after shift to 30 °C for 1 h (•). B and C, the open late promoter does not close at –0.5 °C. Retention of open complexes (formed during an initial 60 min at 30 °C) after shift to the low temperature was measured after shift back to 30 °C for only 1 min. Retention of capacity to form open complexes after the indicated times of incubation at –0.5 °C was measured by shifting an identical aliquot to 30 °C for 1 h. B, standard reaction medium; C, the reaction medium did not contain polyethylene glycol. (•), open complexes at –0.5 °C; (•), retained capacity to form open complexes at 30 °C after incubation at –0.5 °C for the indicated time.

 


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FIG. 5.
Transcript elongation by ADP-ribosylated gp55 holoenzyme at 30 °C and –0.5 °C. Open complexes at the T4 hybrid promoter were formed at 30 °C, as described for Fig. 4C, and split into two parts. One sample was shifted to –0.5 °C and incubated for 30 min before adding UpG, ATP, GTP, and [{alpha}-32P]UTP for 10 min to allow formation of the initial 18-mer transcript at –0.5 °C (lane 6) prior to chasing with all four unlabeled NTPs for the times indicated above lanes 7–11. The other sample, which remained at 30 °C, was allowed to form the end-labeling 18-mer initial transcript (lane 1), and elongate that transcript with unlabeled NTPs for the times noted above lanes 2–5. M, DNA size markers. r.m., recovery marker.

 

Run-off transcription initiating at PrIIB2 was carried out with 1 mM ATP, 1 mM GTP, 0.1 mM UTP, 0.1 mM [{alpha}-32P]CTP, and 100 µg/ml heparin; heparin was omitted for transcription at –0.5 °C; run-off transcripts were resolved on 6% polyacrylamide gel. Run-off transcription initiating at the galP1 promoters was carried out with 1 mM ATP, 1 mM UTP, 0.1 mM GTP, 0.1 mM [{alpha}-32P]CTP, and 100 µg/ml heparin, but heparin was omitted for transcription at –0.5 °C. Run-off transcripts were resolved on 10% polyacrylamide gel. For long time course experiments with the galP1-35 promoter (Fig. 8C), samples were incubated for appropriate times at –0.5 °C, then transferred to 30 °C for 0.5 min prior to addition of NTPs and heparin for 6 min.



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FIG. 8.
Thermoreversibility of promoter opening at galP1. A and B, short-term retention of promoter opening at –0.5 °C. KMnO4 footprinting (A) and transcriptional competence (B) were assessed at –0.5 °C after opening galP1 and galP1-35 for 60 min and shifting to –0.5 °C for 30 min. For panel A, reactive T residues in the non-transcribed strand are indexed at the side. Control samples were analyzed at 30 °C and after continuous incubation at –0.5 °C (0) as for Fig. 7, A and B. For panel B, promoter complexes were formed with RNA polymerase ADP-ribosylated in the {alpha}-subunit (T4-modified) or unmodified polymerase, as indicated above each lane. R.M., recovery marker. C, slow closing of the galP1-35 promoter at –0.5 °C assessed by isothermal single-round run-off transcription (method of Fig. 6). Open complexes were formed as specified above and assessed for retention of transcriptional competence (lane 1) after shift down to –0.5 °C for the times shown (lanes 2–11). Control samples were tested for retention of polymerase activity during long term incubation at –0.5 °C by shifting back to 30 °C for 1 h before analyzing single-cycle transcription (lanes 12–15). D, quantification of data in panel B. E, quantification of data in panel C.

 



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FIG. 7.
Thermoreversibility of open complexes formed by {sigma}70 holoenzyme at the T4 middle promoter PrIIB2. Promoter open complexes were formed at 30 °C for 60 min and shifted to –0.5 °C for 30 min (->) prior to footprinting or transcription. A and B, KMnO4 footprinting. Each set of 3 lanes includes one control sample held continuously at –0.5 °C for 90 min, and a second sample footprinted at 30 °C. Locations of reactive T residues are indicated at the side. A, complexes were formed with unmodified {sigma}70 holoenzyme, AsiA and MotA, as indicated at the top of the panel. B, complexes were formed with C-terminally truncated {sigma}70-(1–565), in the absence or presence of AsiA and MotA. C and D, transcriptional competence. C, open complexes were formed at 30 °C and shifted to –0.5 °C for 30 min, as for A and B, and tested for ability to complete one cycle of run-off transcription. R.M., recovery marker. D, quantification of transcription in panel C.

 

    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Complexes formed by E. coli {sigma}70-RNA polymerase holoenzyme at the lacUV5 and {lambda}PR promoters melt a ~15-bp DNA segment thermoreversibly (5, 9, 18, 20). This feature has been utilized to trap and analyze intermediate states of closed promoter complexes (6, 8, 21). In contrast, it was recently found that the bacteriophage T4 late promoter open complex formed by gp55-RNA polymerase holoenzyme remains open upon shift to lower temperature (26). Further analysis of the P23 late promoter open complex by KMnO4 footprinting reveals a stable open conformation that forms rapidly upon temperature shift from 30 to 0 °C (Fig. 2). The low temperature state of the T4 late promoter open complex is characterized by overall lower KMnO4 reactivity in the promoter bubble, together with nearly complete loss of reactivity of T–12 in the transcribed (template) strand (Fig. 2). The T4 late promoter open complex withstands challenge with heparin at 25 °C or 30 °C, but the low temperature-open complex dissipates rapidly in the presence of 100 µg/ml heparin (Fig. 2).

The T4 late promoter opens slowly in the absence of its co-activator and sliding clamp activator at 30 °C, under the conditions of these experiments (26). This makes it possible to use a temperature downshift/upshift sequence to determine whether the quantitative changes of KMnO4 reactivity at –0.5 °C seen in Fig. 2 reflect a partial dissociation of promoter complexes, and whether these low temperature complexes are trapped in an inactive form (Fig. 3). Open promoter complexes were allowed to form at 30 °C for 60 min (lane 1), shifted to –0.5 °C for 30 min (lane 2), then shifted back to 30 °C for a time interval that is too brief to allow appreciable de novo formation of open complexes at this concentration of RNA polymerase holoenzyme (1 and 2 min, lanes 3 and 4, respectively) (26) and assayed at each step by treatment with KMnO4. Reactivity to permanganate was very rapidly and fully restored upon shift back from –0.5 to 30 °C, indicating that the low temperature and "conventional" (30 °C) states of the T4 late open promoter complex are in rapidly established equilibrium. In contrast, the low temperature-open complex is not formed upon continuous incubation at –0.5 °C on the time scale of the experiment (up to 1.5 h; Fig. 2A, lane 9), or even in 48 h (as we show below).



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FIG. 3.
KMnO4 footprinting of promoter complexes formed by ADP-ribosylated gp55 holoenzyme. A, open complexes were formed at 30 °C for 60 min (lane 1) and shifted down to –0.5 °C for 30 min (lane 2). After 30 min at –0.5 °C, the samples were shifted back to 30 °C and KMnO4 footprinting was carried out after 1 min (lane 3) or 2 min (lane 4). B, quantification of data in A.

 

The low temperature open complex is also transcriptionally competent. Promoter escape, detected by disappearance of the promoter transcription bubble, followed upon addition of NTP substrates (Fig. 4, A and B). The open complex held at –0.5 °C for 30 min also fully retained the ability to make the appropriate 19-mer transcript at the low temperature when presented with UpG, ATP, GTP, UTP, and chain-terminating 3' O-methyl CTP (Fig. 4C, compare lanes 8, 9, and 10 with lane 1), although it lost this capacity rapidly when challenged with heparin before nucleotide addition (compare lanes 3–7 with lanes 8–10), due to disruption of this low temperature open complex (Fig. 2). Indeed, the 18-mer initial transcript elongated at –0.5 °C upon addition of CTP to the three other rNTPs, although elongation was quite slow (~0.1–0.4 nt/s) at this low temperature (Fig. 5). For this experiment, open promoter complexes were formed at 30 °C for 60 min, and shifted to –0.5 °C for 30 min before adding UpG, ATP, GTP, and [{alpha}-32P]UTP for 10 min to make the 18-mer initial transcript (Fig. 5, lane 6). All four unlabeled NTPs were added (with 800 µM UTP to dilute out the label), and samples were taken at the times noted in order to analyze the resulting first cycle of RNA chain elongation (lanes 7–11). As a control, the elongation process was also followed at 30 °C on an appropriately shorter time scale (lanes 1–5). Clearance of the promoter from its +18 start was at least as effective at –0.5 °Casat30 °C (compare lanes 6 and 11 with lanes 1 and 2, respectively). There were no prominent sites of transient pausing during elongation at –0.5 °C (compare lane 11 with lane 2, for example).

Transcription assays were used to examine the barrier to reversible promoter closing on a considerably extended time scale and at different temperatures. Persistence of the open promoter complex after shift to low temperature was measured by ability to form a 19-mer initial transcript in the presence of heparin (Fig. 4C) after a very brief shift back to 30 °C allowing thermal equilibration (Fig. 3) but almost no de novo formation of open complexes under these basal conditions (Ref. 26, and confirming data, not shown). The loss of polymerase activity during these excessively long incubations at low protein concentration was assessed in parallel by shifting an aliquot of the reaction mixture back to 30 °C for 1 h to allow formation of open complexes by all RNA polymerase molecules retaining activity. Separate experiments verified that the late promoter does not open (under basal conditions, in this reaction medium) in 48 h at –0.5 °C, in 43 h at 6 °Corin23hat9 °C (Fig. 6A and data not shown). At intermediate temperatures of 12 and 15 °C, residual opening was observed after 7 h of incubation; the promoter opened slowly and progressively at 20 °C (~30% opening after 7 h) (data not shown). The open promoter did not close in this long term time frame after shift from 30 °C to –0.5 °C (23 h, Fig. 6B, and even 43 h, data not shown), or in 23 h after downshift from 30 °C to 6, 9, or 12 °C (data not shown). Omission of polyethylene glycol (PEG 3300) from the reaction medium did not make promoter opening reversible: most open complexes remained open 23 h after shift from 30 to –0.5 °C (Fig. 6C).

Most promoters that are recognized by {sigma}70 family initiation subunits have the characteristic –35 and –10 DNA sites. T4 late promoters are exceptional in lacking a –35 site, and gp55 is correspondingly exceptional in lacking any counterpart of the {sigma}70 family protein domain that interacts with the –35 site (structure domain {sigma}4; sequence homology segment 4.2) (43, 29, 30, 44, 45). A hybrid promoter for gp55- and {sigma}70 holoenzyme has been constructed by placing the –35 {sigma}70 consensus site upstream of the T4 late promoter (41) (Fig. 1). The gp55 holoenzyme keeps this gp55/{sigma}70 hybrid promoter open after temperature downshift from 30 °C to 0 °C, while the {sigma}70 holoenzyme opens and closes the same promoter thermoreversibly between 30 and 0 °C (26). It was previously suggested that the distinction between the properties of these two holoenzymes might be due to differences of interaction with the upstream promoter site. The next experiments explore this conjecture.

T4 middle promoters are members of the "extended –10" subclass of {sigma}70 promoters (consensus: TGXTATAAT; the TG extension of the –10 site is recognized by {sigma}70 homology segment 2.5). Middle promoters lack the {sigma}70 –35 recognition site but substitute a binding site centered around bp –30 for their activator, MotA. AsiA, the co-activator of T4 middle transcription, binds to {sigma}70 at two sites located in homology segments 4.1 and 4.2 (structure domain {sigma}4) and also to MotA (thereby dissociating dimeric MotA into the monomer). MotA additionally interacts with the very C terminus of {sigma}70 (4650).

The thermoreversibility of opening the T4 middle promoter PrIIB2 with {sigma}70-RNA polymerase holoenzyme was examined under conditions of basal and MotA/AsiA-activated transcription. When the rIIB2 open promoter complex was shifted from 30 to –0.5 °C for 30 min, KMnO4 footprinting revealed less than 10% of residual reactivity (Fig. 7A). AsiA, alone or together with MotA, did not affect the thermoreversibility of promoter opening (Fig. 7A). A transcription experiment showed that the previously opened rIIB2 promoter closes within 30 min at 0 °C (Fig. 7, C and D). E. coli RNA polymerase core is modified after phage T4 infection by ADP-ribosylation of its {alpha}-subunits in the C-terminal domain that interacts sequenceselectively with AT-rich DNA upstream of the core promoter. Binding to this UP element is eliminated by ADP-ribosylation of {alpha} (at Arg-265). ADP-ribosylated (T4-modified) RNA polymerase was also seen to open and close the rIIB2 promoter thermoreversibly (Fig. 7, C and D).

The effect of deleting region 4.2 of {sigma}70 on thermoreversibility was also examined. Basal (MotA- and AsiA-independent) transcription at PrIIB2 was dramatically decreased when {sigma}70 was replaced with {sigma}70-(1–565). It has been shown that AsiA becomes a strong activator of T4 middle transcription in the context of the segment 4.2-deleted {sigma}70-(1–565) (51). Promoter opening at 30 °C was correspondingly rescued by AsiA and not further affected by MotA (Fig. 7B). Thermoreversibility was not qualitatively affected by the presence of AsiA or MotA (although it is conceivable that MotA has a small quantitative effect on residual promoter opening after shift to –0.5 °C) (Fig. 7, A and B).

In summary, promoter opening at the "extended –10" T4 middle promoter PrIIB2, which has no –35 promoter element, by E. coli {sigma}70-RNA polymerase holoenzyme is thermoreversible. Eliminating residual nonspecific DNA interaction at the upstream side of the promoter complex by removing the {sigma}70 homology segment 4.2 or by ADP-ribosylation of the C-terminal DNA-binding domain of the RNA polymerase {alpha}-subunit does not make promoter opening irreversible. MotA and AsiA, the activator and co-activator of T4 middle transcription, do not qualitatively change the reversibility of promoter opening.

The analysis of extended –10 promoters also included the extensively analyzed galP1 promoter, which has a relatively strong UP element (37, 36, 38, 52, 39), and its derivative galP1-35, which removes that element by substituting other sequence upstream of bp –35 (38). The galP1 promoter opens at a relatively low temperature (39), and replacing the UP element further lowers the characteristic promoter opening temperature (38). Under the conditions of our experiments, the galP1 and galP1-35 promoters did not open in 90 min at –0.5 °C (Fig. 8A), but clearly remained open after 30 min at that low temperature once they had been opened for 60 min at 30 °C. The distribution of permanganate reactivities at T+2, –2, –3, –4, and –6 was seen to be approximately the same at 30 °C and after shift to –0.5 °C, thus giving no indication of partial promoter closure at the lower temperature (Fig. 8A), as is the case for the T4 late promoter, for which permanganate reactivity at T–12 was lost upon temperature downshift (Fig. 2). Indeed, the galP1 and galP1-35 open complexes retain a high proportion of activity in a single cycle of transcription after 30 min at –0.5 °C (Fig. 8, B and D). A difference in the lengths of the ~45-nt run-off transcripts made at the two temperatures can be noted in Fig. 8B, and probably corresponds to a progressive shift previously noted for transcription at temperatures below 37 °C (Fig. 5 of Ref. 39). Substituting the ADP-ribosylated T4-modified RNA polymerase core, which should generally decrease specific (UP element) as well as nonspecific DNA interactions of the two {alpha}-subunit C-terminal domains, had no effect on the retention of transcription activity after shift to –0.5 °C for 30 min (Fig. 8, B and D).

The retention of strong transcription activity of the low temperature-open promoter complex is (somewhat) at variance with a prior observation that the galP1 promoter is transcriptionally inactive at low temperatures at which partial but substantial promoter opening is detected by KMnO4 footprinting (39). A mobile equilibrium between transcriptionally competent open and inactive closed states of a promoter should be driven toward complete opening upon addition of nucleotide substrates, consistent with the results shown in Fig. 8, B and D. The contrary prior observations came from an experiment in which transcription initiated in the presence of heparin and in the presence of a relatively low concentration of UTP: UMP is the second nucleotide of the galP1 transcript and its effective Km may be temperature-dependent; the stability of open galP1 promoter complexes at low temperature to challenge by heparin was also not reported as having been directly examined in the prior work (but compare with Fig. 2). Because the relative transcript yield at –0.5 °C was seen to diminish at low NTP concentrations (data not shown), high nucleotide concentrations were used for the experiment presented in Fig. 8B (in particular, 1 mM each of ATP and UTP, which are incorporated at the first 2 steps of RNA chain elongation).

The apparent trapping of the {sigma}70 holoenzyme complex with the galP1-35 promoter in a low temperature-open state was analyzed further at longer time scale and at different temperatures. Under the conditions of these experiments (see "Materials and Methods"), galP1 opened sufficiently slowly at 30 °C to allow use of the experimental design shown in Fig. 6: promoter opening at –0.5, 6, and 10 °C was assayed after shift to 30 °C for 0.5 min (allowing temperature equilibration but barely any formation of new open complexes; data not shown); retention of polymerase activity during long incubations at these lower temperatures was assayed by shifting back to 30 °C for 60 min (Fig. 8, C and E). The galP1-35 promoter failed to open in 23 h at –0.5 °C, but slowly and only partially opened at 6 °C (in 23 h), and eventually opened almost completely at 10 °C (in 23 h). In contrast to the pre-opened T4 late promoter, which remained open after temperature downshift and long term incubation (Fig. 6B), the pre-opened galP1-35 promoter closed, albeit slowly, after long term incubation at –0.5 °C (Fig. 8, C and E). At 6 °C, the pre-opened promoter closed slowly and only partially, consistent with eventually reaching a partially open state at equilibrium. Pre-opened complexes remained open after shift down to 10 °C, consistent with slow establishment of an open state at equilibrium, in this reaction medium.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The T4 late promoter does not open at –0.5 °C, not even after 2 days of incubation at this temperature, but once it has been opened (at 30 °C) it remains open at –0.5 °C. Two properties distinguish the low temperature-open complex. 1) It is sensitive to competition by concentrations of heparin to which the 30 °C open complex is resistant. Heparin sensitivity can be a simple reflection of a dynamic equilibrium, in which this polyanion, which is at vast excess, traps RNA polymerase as it dissociates from the promoter complex (53). This cannot be the case here, since the low temperature-open state is stable for many hours, while heparin destroys the open complex at –0.5 °C within minutes (Fig. 2B). Evidently, heparin at 100 µg/ml (Fig. 2) and even at 50 or 25 µg/ml (data not shown) actively displaces gp55 holoenzyme from the open promoter complex at this low temperature. 2) Its sensitivity to DNA oxidation by KMnO4 is qualitatively as well as quantitatively distinctive, with reactivity of transcribed strand T–12 much lower at –0.5 °C than at 30 °C, both absolutely as well as relative to T–10 to T+2. The complementary strands of the open transcription bubble are widely separated (13); loss of reactivity at T–12 could reflect closing of the transcription bubble at its upstream end at low temperature, or occlusion of the 5–6 double bond of T–12 by interaction with protein.

Thus, it is possible that the open promoter complex undergoes some structural change upon shift from 30 °C to –0.5 °C. However, if distinct states of the open complex exist at the higher and lower temperature, they are rapidly interconverted upon temperature downshift (Fig. 2A) and upshift (Fig. 3A) under conditions in which the de novo formation of open complexes is quite slow. The low temperature-open complex is transcriptionally fully active at –0.5 °C (Fig. 4C); elongation of RNA chains through a ~400-bp transcription unit is slow but relatively steady without prominent sites of pausing (Fig. 5).

How does this irreversibility of promoter opening arise, and where does the block to establishing equilibrium reside? In terms of the standard kinetic model stated in the introduction (Reaction 1): a) Is it in the forward direction of promoter opening, either in converting C1 to the C2 closed complex or in the C2 -> Co promoter opening step? A kinetic block solely in the forward direction implies that the equilibrium state of the basal promoter complex at –0.5 °C is open. However, the late promoter does not open in 48 h at –0.5 °C or even in 23 h at 6 or 9 °C, and only barely opens in 7 h at 15 °C. It is overwhelmingly likely that the equilibrium state of the basal promoter complex at –0.5 °C is closed. b) Does the kinetic barrier to establishment of equilibrium operate on the reverse direction? A block here might be generated by a very sharp temperature-dependence of conversion of the open complex to the C2 closed complex. However, the late promoter also does not close reversibly at 6, 9, or 12 °C. That makes it exceedingly unlikely that this is the simple explanation of irreversible retention of promoter opening at –0.5 °C.

With evidence lacking for either of the preceding explanations, one is left with less simple alternatives. It appears that the open promoter complex may exist in multiple forms: we propose that the C2 closed complex opens reversibly into an open complex Co(1), which converts into a trapped-open form Co(2). Our limited explorations have failed to uncover an "escape" pathway from the trapped-open Co(2) state by varying temperature. Removing the macromolecular crowding agent, PEG, which might stabilize otherwise mobile structural states of the promoter complex (54), from the reaction medium also does not eliminate trapping.

The T4 late promoter consists solely of an 8 bp-long "extended –10" element. Whether the lack of a –35 element is sufficient to generate thermoirreversible promoter opening has been explored by examining two "extended –10" {sigma}70 promoters that also lack –35 elements: the T4 middle promoter PrIIB2 and the galP1 promoter. Opening of the T4 rIIB2 middle promoter is fully reversible between 30 and –0.5 °C, regardless of whether the promoter functions in its basal mode or in conjunction with its MotA activator and AsiA co-activator (Fig. 7A). One might reason that {sigma}70 homology segment 4.2, which recognizes the –35 (promoter) site, must also have some nonspecific affinity for upstream DNA and could mediate reversible promoter closing, but removing segment 4.2 does not prevent promoter closing when the temperature is shifted down to –0.5 °C (Fig. 7B). Similarly, blocking DNA binding of the {alpha}-CTD by ADP-ribosylation, a T4 phage infection-associated modification, does not eliminate reversibility of opening at the rIIB2 promoter (Fig. 7, C and D).

The galP1 promoter was selected for comparative analysis because of its ability to open at low temperature in linear DNA (37, 36, 38, 39): partial promoter opening has been noted at temperatures as low as 6 °C, in some experiments (39). The transcription bubble of the galP1 promoter open complex is especially AT-rich, with 9 out of 10 A:T base pairs between –7 and +3. Opening galP1 at the low temperature does not require the T/A-rich UP element-like cluster that is replaced in galP1-35 (Fig. 1). Conforming the –10 site to its consensus (TATGGT -> TATAAT) or introducing a consensus –35 site (TTGACA) further lowers the promoter opening temperature (36, 38), but removing the TG extension of the –10 site (TG -> TT) and introducing a –35 site (to create the promoter designated galPcon) markedly increases the temperature at which the promoter opens (39). Two additional observations with this collection of promoter constructs motivate a direct comparison with the T4 late promoter. (a) The galP1 promoter was reported to be transcriptionally inactive or seriously reduced in activity at low temperatures (6 and 14 °C, respectively) at which it was respectively partly or almost completely open. Promoter opening at very low temperature without concomitant transcriptional activity has also been reported to result from deleting a large internal segment of the RNA polymerase {beta}-subunit (55). (b) An observation indicating apparently irreversible promoter opening was reported for the galPcon promoter (a conventional {sigma}70 promoter with –35 and –10 sites and no TGx extension of the –10 site): after it has been opened at 37 °C, this promoter retains transcriptional activity (for 30 min) after shift to a lower temperature at which it does not open (in 30 min; assayed with KMnO4) (39).

In the reaction medium that allows a direct comparison with the T4 late promoter, galP1 and galP1-35 do not open at –0.5 °C, but remain open (for 30 min) after having first been opened at 30 °C (Fig. 8A), and initially retain transcriptional activity at the low temperature (Fig. 8, B and D). However, qualitative as well as quantitative differences between the low temperature-open complexes at the T4 late and galP1 promoters are seen when the analysis is extended to longer time scales (Fig. 8, C and E). Given sufficient time, the galP1-35 promoter closes (Fig. 8E), just as the T4 rIIB2 promoter does. GalP1-35 opens completely but slowly at 10 °C, so it is not surprising to find the promoter remaining open at 10 °C after downshift from 30 °C; at 6 °C galP1-35 opens and closes slowly (and is probably only partly open at equilibrium). These properties of the galP1 promoter are adequately explained in simple terms (Reaction 1, see the Introduction): temperature dependence of rates of opening and closing, and temperature dependence of the equilibrium state of this low temperature-melting promoter. Thus, in our view, the rIIB2- and galP1-extended –10 promoters do not differ mechanistically in regard to promoter opening and closing, although the T4 rIIB2 promoter clearly closes much more rapidly than the gal promoter does at –0.5 °C (possibly as a result of sequence and nucleotide composition differences between these two promoters in the DNA segment that opens into the transcription bubble).

It is only the open complex of the gp55 holoenzyme with the T4 late promoter that has been found to be capable of converting to a trapped-open state, but we suspect that this cannot be a property solely of gp55. The transcription bubble traverses the core {beta}- and {beta}'-subunits, and strand separation at the downstream end of the transcription bubble is maintained by interaction with {beta}- and {beta}'-subunits (2, 3). Three {sigma}70 promoters, one with a –35 site (26) and two without one (this work) open and close thermoreversibly. It is conceivable that {sigma}70 constrains polymerase core or DNA indirectly to prevent the structure change that traps a low temperature-open state. Screening of sigma and core mutants (in conjunction with a promoter that does not open at low temperature) may well yield further insights in this regard. It would also not surprise us if open promoter complexes with duplex DNA, even those that close reversibly at 0 °C, could be generally trapped by rapid quenching to sufficiently low temperatures. This could prove useful for structure studies.


    FOOTNOTES
 
* This work was supported by The National Institute of General Medical Sciences. The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact. Back

{ddagger} To whom correspondence may be addressed. Tel.: 858-534-2451; E-mail: mkamali{at}biomail.ucsd.edu.

§ To whom correspondence may be addressed. Tel.: 858-534-3029; Fax: 858-534-7073; E-mail: epg{at}biomail.ucsd.edu.

1 The abbreviation used is: nt, nucleotides. Back


    ACKNOWLEDGMENTS
 
We thank G. A. Kassavetis and M. Ouhammouch for advice, as well as S. Nechaev and O. Schröder for a critical reading of the manuscript, and K. Severinov for a generous gift of materials.



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