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J. Biol. Chem., Vol. 279, Issue 35, 36892-36897, August 27, 2004
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¶



From the
Institute for Systems Theory in Engineering, University of Stuttgart, Pfaffenwaldring 9, 70550 Stuttgart, Germany, the ¶Institute for System Dynamics and Control, University of Stuttgart, Pfaffenwaldring 9, 70550 Stuttgart, Germany, the ||Max Planck Institute for Dynamics of Complex Technical Systems, Sandtorstr. 1, 39106 Magdeburg, Germany, and the **Institute for Cell Biology and Immunology, University of Stuttgart, Allmandring 31, 70569 Stuttgart, Germany
Received for publication, May 3, 2004 , and in revised form, June 18, 2004.
| ABSTRACT |
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| INTRODUCTION |
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Obviously, the single cell level is relevant for a mechanistic understanding. With the focus on receptor-induced apoptosis, we used Monte Carlo methods to look for parameter domains that enable an appropriate description of apoptosis induction in a single cell (model based on Fig. 1, data not shown). The obtained results revealed an unexpected responsiveness of the system toward minute initiator caspase activation if required to act rapidly. This behavior of the model was caused by the caspase cascade that represents the main signaling route in so-called type I cells (13) (see Fig. 1, yellow background). We therefore translated the current picture of the extrinsically triggered caspase cascade in a very elementary form into a mathematical model enabling a thorough investigation through the application of analytical methods. Our results showed that within large parameter ranges, including values from the literature, this straightforward model structure is unable to appropriately describe the expected behavior that can be deduced from experimental data. We then showed a way of extending our model structure to reconcile these observed differences and presented a model now able to describe key characteristics like a fast execution phase and bistability. In addition, results from our model studies show a way to reconcile the fast kinetics of caspase 3 activation observed at the single cell level with the much slower kinetics found at the level of a cell population in terms of understanding and modeling.
| EXPERIMENTAL PROCEDURES |
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IAP], v4 = k4[C3*]·[IAP], v5 = k5[C8*], v6 = k6[C3*] v7 = k7[iC3*
IAP], v8 = k8[IAP] k8, v9 = k9[C8] k9, v10 = k10[C3] k10, v11 = k11[C8*]·[BAR] k11[iC8*
BAR], v12 = k12[BAR] k12, and v13 = k13[iC8*
BAR].
![]() | (Eq. 1) |
![]() | (Eq. 2) |
![]() | (Eq. 3) |
![]() | (Eq. 4) |
![]() | (Eq. 5) |
![]() | (Eq. 6) |
![]() | (Eq. 7) |
![]() | (Eq. 8) |
The models were implemented in both Matlab (for simulation experiments) and Mathematica (for analytical analysis).
Initial Conditions, Parameters, and UnitsThe average concentrations in an unstimulated cell (i.e. initial conditions) of caspase 8 and 3 were quantified in HeLa cells to be 130,000 and 21,000 molecules/cell, respectively, using quantitative Western blot analyses.1 The average concentration of IAP(s)2 was estimated to be 40,000 molecules/cell. Other reported concentrations are 30, 200, and 30 nM for caspase 8, caspase 3, and XIAP, respectively (14, 15). Estimating a cell volume of 1 picoliter shows that 600 molecules/cell = 1 nM. Accordingly, these values are roughly in the same order of magnitude and were used as initial concentrations. The other compounds were considered not to be present in the absence of a stimulus. In the extended model, the concentration of the newly introduced molecule BAR was assumed to be 40,000 molecules/cell. We consider the unit molecules/cell more illustrative for cellular concentrations than the unit molar, but on the other hand we prefer and use units such as M1 s1 for the Km/kcat ratios.
Table I lists the parameters as used in the "single set" simulations (unless indicated otherwise). The respective values are also provided in more common units (in brackets). For the reactions 3 and 510 the parameter values were taken from literature as stated in the text. The respective references are summarized in Table II. For the reactions 1, 2, and 4 values were chosen that are in accordance with the desired kinetics and the requirement for bistability (as deduced from bifurcation analyses). The values for reaction 11 were fixed under the assumption of a similar binding affinity as reported for reaction 3. The values for the reactions 12 and 13 represent estimated turnover rates.
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I A) = 0. Here, det refers to the determinant,
represents the eigenvalues, I represents the identity matrix, and A represents the Jacobian matrix evaluated at the life steady state. For the non-linear ordinary differential equation system to be locally (asymptotically) stable, all eigenvalues need to have negative real parts. The Hurwitz criterion provides conditions for stability based on the coefficients of the characteristic polynomial. The most restrictive for the basic model is that the coefficient c (below) is positive, which was also used to construct the red area shown in Fig. 3 (transcritical bifurcation manifold). The stability of the steady states other than the life steady state were evaluated numerically, c = k5(IAP k3 k7 + k6(k7 + k3)) C3 C8 k1 k2(k7 + k3). Deriving an Input DistributionWe assume a population behavior as depicted in Fig. 5A, which can be interpreted as a probability distribution. We further assume that 100% of caspase activation corresponds to 100% cell death, i.e. caspase 3 becomes significantly activated in every cell within the population. Furthermore, based on the simulations of the deterministic single cell model described in Fig. 4, we can describe the maximal caspase 3 activation as a function of C8* input. Hereby we assume the maximal caspase activation to define the time point of cell death. This correlates the stochastic time point of cell death to a stochastic input signal for the single cells within a population. From the original distribution of Fig. 5A we thus obtain a distribution of cell death probability as a function of input activation. The corresponding probability density function can be derived by differentiation as shown in Fig. 5B.
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| RESULTS |
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![]() | (REACTION 1) |
![]() | (REACTION 2) |
![]() | (REACTION 3) |
![]() | (REACTION 4) |
Pro-caspase 3 (C3, standing for the executioner caspases in general, e.g. caspases 3, 6, and 7) is cleaved and activated by activated caspase 8 (14, 18) (C8*; standing for both initiator caspases, caspases 8 and 10) (Reaction 1). Activated caspase 3 (C3*) acts in terms of a positive feedback loop onto pro-caspase 8 (C8) (1921) (Reaction 2). Here we neglect the presumably amplifying effect of caspase 6 within this feedback loop. Activated caspase 3 binds to and is inactivated by XIAP, here for simplicity termed IAP, as cIAP-1 and cIAP-2 also have the capacity to block caspase 3, although with less efficiency (22, 23). IAP-bound activated caspase 3 may form a pool (Reaction 3), but, in parallel, IAP molecules can be cleaved by the activated caspase 3 (Reaction 4). The cleavage products of XIAP have been described to exert only minor effects on caspase 3 (24), so these are neglected. Also, the two cleaved forms of caspase 3 are not distinguished, as both have been described to possess similar catalytic activities (15). Furthermore, activated caspases, as well as activated caspase 3 complexed with IAPs, are continuously degraded and pro-caspases and IAPs are subjected to a turnover (Reactions 510, degradation and turnover reactions detailed under "Experimental Procedures"). We thus obtain a system of six ordinary differential equations as detailed under "Experimental Procedures."
Bistability and ApoptosisSeveral signal transduction pathways governing cell fate decisions have experimentally and theoretically been shown to display a bistable behavior (2527). Bistability is also an obvious and mandatory property of the apoptotic machinery, as the status "alive" must be stable and resistant toward minor accidental trigger signals (i.e. "noise") (28). Also, caspases are known to possess zymogenicity (18) and partial activation is observed in some physiological processes (29). However, if the apoptotic initiation signal is beyond a certain threshold, the cell must irreversibly enter the pathway to develop apoptosis. In the following, we use this information in a reverse engineering manner (6) and take bistability as an "essential condition" to evaluate possible models with respect to this expected behavior.
The Basic Model Shows an Unstable Life Steady State Solving the equation system of our basic model under steady state conditions reveals three steady states. One of these, the "life steady state," corresponds to the initial conditions in which the system remains without an external trigger, i.e. without initial caspase 8 activation. This was expected because our model parameters defining the new synthesis of molecules had been chosen to balance their degradation, and additional influences were neglected. The stability of the steady state provides information about the system behavior close to that steady state, indicating the response to very minor activating input signals. If the steady state is stable, the system will return to its original steady state, provided the perturbations are small enough, which is a situation expected for our model.
The stability of a steady state can be evaluated using the Hurwitz criterion, which is well established in systems theory (see "Experimental Procedures"). The point where the stability properties change, i.e. the bifurcation point, provides insight into the qualitative system behavior for certain parameter ranges. We introduced fixed parameter values for all reaction rates except for Reaction 1 (Table I) and found that the life steady state is only stable for k1 values below
3.2 x 103 M1 s1, a value more than 300 times lower than reported in literature (14, 18) (the situation is illustrated in Fig. 2). Fig. 3 shows the bifurcation point (red area) in dependence of three parameter classes with fixed ratios in each class. The parameter combination that can be deduced from literature (Fig. 3, yellow dot) is far away from those combinations enabling a stable life steady state (Fig. 3, below the red area). To further confirm our results, we conducted several million simulations with small inputs and random sets of parameters taken from the parameter ranges shown in Table II. All combinations resulted in significant caspase activation with very small input signals (i.e. an unstable life steady state), although the onset time varied greatly (data not shown).
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IAPs and Their CleavageInterestingly, by and large the stability of the life steady state seems to be independent of the IAP cleavage reaction (Fig. 3). This is not expected and indeed dynamic simulations show that, upon faster IAP cleavage, the onset of caspase activation is achieved more rapidly for parameter combinations where the life steady state is unstable (data not shown). However, for parameter combinations where the life steady state is stable, a slower reaction stabilizes the life steady state by enlargement of its area of attraction (globally stable without this reaction). This can be explained by the fact that we assumed higher concentrations of IAPs than that of caspase 3 to make a conservative estimation concerning the stability of the life steady state. If we assume lower numbers of IAP molecules, we can achieve bistability (which would also require the turnover of IAPs not to exceed that of caspases significantly) even in the absence of this cleavage reaction. However, the parameters in which a stable life steady state is possible would be even further away from those values reported in literature (data not shown). Together, the model indicates that the IAP cleavage reaction is important for a decisive switching.
Further analysis of the model reveals that apoptosis can only proceed after the IAP pool is exhausted, as otherwise most of the active caspase 3 molecules become neutralized (data not shown). As the binding of active caspase 3 to IAPs is a reversible reaction, a slower degradation of the complexes would elevate the levels of free active caspase 3 and therefore promote apoptosis. Thus, our results also argue for the view of IAPs as altruistic proteins sacrificing themselves to prevent cell death (31). In our investigations we did not change the initial concentrations to restrict the number of free parameters. However, in the mathematical formulas it can be seen that changing a parameter value has similar effects as changing an initial concentration, and so we have indirectly evaluated these influences as well.
Bistability through Model ExtensionAn inherent problem of the described basic model of caspase activation is that relatively fast activation kinetics must be realized to be consistent with parameter values from literature and observations in various experimental setups (912, 32, 33). On the other hand, only if the kinetics are slow will the system display the desired bistability. There are several possibilities explaining how a model extension could reconcile those facts as described under "Discussion." One possibility is a mechanism to inhibit active caspase 8. In fact, recent reports describe that activated caspase 8 can be functionally inactivated in mitochondrial membranes. There, the molecule BAR has been proposed to bind activated caspase 8 via its pseudodeath effector domain leading to effective neutralization of its proteolytic activity (3437). We therefore introduced the molecule BAR into our model and assumed it to bind to activated caspase 8 with an affinity similar to XIAP binding to activated caspase 3 (23, 38). In addition, we introduced a normal turnover rate for the new compounds (see "Experimental Procedures").
The resulting system provides five steady states, two of which contain negative concentrations for the evaluated area and are thus not of interest. Importantly, stability of the life steady state of this extended model is possible with kinetic values close to those described in literature (illustrated in Fig. 2, bifurcation point at k1
5.9·105 M1 s1 for other parameters as shown in Table I). We performed simulations with input signals of different strength (Fig. 4), using a set of parameters where the system displays a bistable behavior (Table I). In each case, caspase activity remains low for a certain time, inversely proportional to the stimulus strength, followed by a steep rise in activity if the input exceeds the threshold (
75 molecules of activated caspase 8/cell). After reaching a maximum, caspase activity ceases again because of, it is our assumption, higher degradation rates for the activated caspases as compared with the production rates of the pro-caspases. Similar to the model without the molecule BAR, the IAPs again play a critical role. Only after the IAP and BAR pools have been exhausted, apoptosis can proceed (data not shown). Although the exact quantitative behavior depends on the choice of parameters, these simulations display the desired characteristics like bistability and fast activation kinetics combined with prolonged lag phases, inversely related to the strength of the apoptotic trigger, as observed in experiments (9).
Reconciling Single Cell and Population StudiesThe model derived here has the aim to reproduce certain aspects of apoptosis induction at the single cell level. However, most experimental studies have been performed using cell populations where effector-caspase activation is typically observed within a range of a few hours (13, 39, 40). Fig. 5A shows an example of a slow time course of effector-caspase activation. As described above, the strength of the apoptotic stimulus mainly translates into the delay between the apoptotic trigger and significant effector-caspase activation. Thus, different delay times because of the stochastic nature of biological systems enable small fast single-cell segments of caspase activation to integrate, forming an overall slow caspase activation at the macroscopic level. Fig. 5B shows the distribution of input signals into the extended BAR model (as described above) required to produce a population behavior as depicted in Fig. 5A (see "Experimental Procedures"). Although this approach is very simplified, it already reconciles single cell and population data and shows a way of combing both in terms of understanding and modeling.
| DISCUSSION |
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The present study analyzes the basic core reactions of caspase activation as they are accepted widely as occurring after death receptor activation (2, 3, 42). Because the molecular events occurring at the level of the receptor-induced signaling complex are only in part understood (13, 17), the input signal of the model is represented by a given number of molecules of activated initiator caspase (Fig. 1), excluding the pathways mediating initial caspase activation. This model, however, reveals no stable steady state in the life status, mainly because of the strong forward reaction of the caspase cleavage reactions, as such, containing a positive feedback loop. We therefore reduced further analyses to the reactions depicted in Fig. 1 on the yellow background, including the caspase activation reactions. Bifurcation analyses of this basic model reveal that it is capable of displaying the desired bistable behavior only within a narrow range of kinetic parameter values that are far from the values reported in the literature. We thus considered possible modifications in the model structure, capable of reconciling the observed fast kinetics and tolerance to subthreshold stimuli. A common way in cell biology to achieve such a behavior is cooperativity (25), which could also be assumed to exist for caspases, as they are known to act as heterodimers. However, recent work (43) shows that the monomer is just as bioactive as the dimer, arguing against this possibility. Alternatively, one might suggest a mechanism where the kinetic constants are not altered, but where the amount of free active caspase is limited. Such mechanisms are well known to exist for caspases 3 and 9, where IAPs lower the effective concentration of active proteases. In addition, more recent reports describe the inhibitory molecule BAR, acting at the caspase 8 level (3437)(see "Results"). Based on these data reported in the literature, we extended our basic model to include BAR, and the resulting model system displays the mandatory bistable behavior within a wide parameter range close to the kinetic parameter values reported in the literature. Moreover, this extended model now easily describes the fast activation kinetics of caspase activation in individual cells, combined with prolonged lag phases in agreement with experimental data (9). Although additional explanations for these long lag phases have been proposed recently (at least for tumor necrosis factor-induced apoptosis (17)), our studies demonstrated that caspase 8 capture/inactivation is a likely mechanistic explanation for the observed lag period followed by fast effector-caspase activation. Whereas this lag phase might be largely controlled at the level of the mitochondria in type II cells (9, 10), a similar behavior was also observed for type I cells, although initial activation of caspase 8 takes place immediately after stimulation (13, 16).
In fact, in a very recent publication (44) a new class of molecules has been described, termed caspase 8- and 10-associated RING proteins (CARPs), that are proposed to be novel caspase 8 and 10 inhibitors, acting similarly to the IAP proteins. In the light of the results from our studies, these experimental data underscore the necessity for an effective regulation at the level of initiator caspases in death-receptor-mediated apoptosis. Regarding the model system, the effects of direct caspase 8 inhibition and inactivation by CARPs or their capture at the mitochondrial membranes by BAR proteins are reasonably equivalent, as the mathematical model does not take into account processes of diffusion, and both mechanisms effectively lower the number of molecules of free active initiator caspase.
In experimental studies the activation of effector caspases both in type I as well as type II cell populations occurs gradually within a few hours (13, 39, 40), as schematically depicted in Fig. 5A. However, at the single cell level, rapid caspase 3 activation has been observed after a lag phase in the very same experimental setup (912). Using our extended model, we can easily reconcile the observed fast kinetics at the single cell level with the slower rates observed in cell populations. We showed here that the variation of the input signal strength within single cells, as depicted in Fig. 5B, results in slow kinetics at the population level as shown in Fig. 5A. The required stochastic input can be explained, for example, by different numbers of death receptors expressed in different cells, but also in a similar way by (or more likely in combination with) different numbers of BAR proteins, CARPs, and other molecules involved. The number of caspase 8 inhibitors, for example, strongly influences the threshold, as also observed in siRNA experiments against CARPs (44). Together, these results demonstrate that a strongly reduced model of complex signaling networks like the apoptotic machinery already allows testing and falsifying in comparison with experimental data, leading to a deeper insight into the control mechanisms of complex cellular responses.
| FOOTNOTES |
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Both authors contributed equally to this work. ![]()

To whom correspondence should be addressed. Tel.: 49-711-685-6987; Fax: 49-711-685-7484; E-mail: Peter.Scheurich{at}izi.unistuttgart.de.
1 T. Eissing, H. Conzelmann, E. D. Gilles, F. Allgöwer, E. Bullinger, and P. Scheurich, unpublished data. ![]()
2 The abbreviations used are: IAP, inhibitor of apoptosis protein; BAR, bifunctional apoptosis regulator; CARP, caspase 8- and 10-associated RING proteins; Cn, pro-caspase n; Cn*, activated caspase n. ![]()
| ACKNOWLEDGMENTS |
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| REFERENCES |
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